ABBOTT LABS COM 002824100 49 853 SH DFND 1 0 853 0 ABBOTT LABS COM 002824100 220 3853 SH DFND 0 0 3853 ACACIA RESH CORP ACACIA TCH COM 003881307 851 210000 SH DFND 1 0 210000 0 ACADIA PHARMACEUTICALS INC COM 004225108 602 20000 SH Put DFND 1 0 20000 0 AKORN INC COM 009728106 483 15000 SH DFND 0 15000 0 AMAZON COM INC COM 023135106 117 100 SH DFND 1 0 100 0 AMAZON COM INC COM 023135106 1682 1438 SH DFND 0 0 1438 APOLLO SR FLOATING RATE FD I COM 037636107 729 44973 SH DFND 1 0 44973 0 APOLLO TACTICAL INCOME FD IN COM 037638103 383 24333 SH DFND 1 0 24333 0 APPLE INC COM 037833100 585 3456 SH DFND 0 0 3456 APPLE INC COM 037833100 1724 10186 SH DFND 1 0 10186 0 BRT APARTMENTS CORP COM 055645303 1033 87631 SH DFND 1 0 87631 0 BAIDU INC SPON ADR REP A 056752108 253 1080 SH DFND 0 0 1080 BERKSHIRE HATHAWAY INC DEL CL A 084670108 298 1 SH DFND 1 0 1 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 175 885 SH DFND 0 0 885 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 555 2800 SH DFND 1 0 2800 0 BOEING CO COM 097023105 18 60 SH DFND 1 0 60 0 BOEING CO COM 097023105 425 1441 SH DFND 0 0 1441 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 256 10938 SH DFND 1 0 10938 0 CARBONITE INC COM 141337105 1084 43194 SH DFND 1 0 43194 0 CATERPILLAR INC DEL COM 149123101 387 2459 SH DFND 0 0 2459 CHEVRON CORP NEW COM 166764100 66 526 SH DFND 1 0 526 0 CHEVRON CORP NEW COM 166764100 396 3166 SH DFND 0 0 3166 CLOROX CO DEL COM 189054109 219 1474 SH DFND 0 0 1474 COCA COLA CO COM 191216100 18 400 SH DFND 1 0 400 0 COCA COLA CO COM 191216100 226 4919 SH DFND 0 0 4919 CUMMINS INC COM 231021106 307 1738 SH DFND 0 0 1738 DISNEY WALT CO COM DISNEY 254687106 146 1359 SH DFND 0 0 1359 DISNEY WALT CO COM DISNEY 254687106 247 2298 SH DFND 1 0 2298 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 19 930 SH DFND 0 0 930 DOUBLELINE INCOME SOLUTIONS COM 258622109 1596 79046 SH DFND 1 0 79046 0 ECOLAB INC COM 278865100 1342 10000 SH Put DFND 1 0 10000 0 EMERSON ELEC CO COM 291011104 222 3183 SH DFND 0 0 3183 ENTERPRISE PRODS PARTNERS L COM 293792107 38 1416 SH DFND 1 0 1416 0 ENTERPRISE PRODS PARTNERS L COM 293792107 357 13450 SH DFND 0 0 13450 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1115 37065 SH DFND 0 0 37065 FORD MTR CO DEL COM PAR $0.01 345370860 139 11119 SH DFND 0 0 11119 GARRISON CAP INC COM 366554103 27 3300 SH DFND 0 0 3300 GARRISON CAP INC COM 366554103 450 55435 SH DFND 1 0 55435 0 GENERAL ELECTRIC CO COM 369604103 76 4366 SH DFND 1 0 4366 0 GENERAL ELECTRIC CO COM 369604103 163 9350 SH DFND 0 0 9350 GORES HLDGS II INC COM CL A 382867109 1491 150000 SH DFND 1 0 150000 0 GORES HLDGS II INC *W EXP 03/06/202 382867117 69 50000 SH DFND 1 0 50000 0 GROUPON INC COM 399473107 907 177879 SH DFND 1 0 177879 0 HC2 HLDGS INC COM 404139107 151 25302 SH DFND 0 25302 0 HC2 HLDGS INC COM 404139107 7304 1227601 SH DFND 1 0 1227601 0 HENRY JACK & ASSOC INC COM 426281101 473 4041 SH DFND 0 0 4041 HEXCEL CORP NEW COM 428291108 1856 30000 SH Call DFND 1 0 30000 0 HOME DEPOT INC COM 437076102 217 1145 SH DFND 0 0 1145 HOME DEPOT INC COM 437076102 258 1360 SH DFND 1 0 1360 0 HORMEL FOODS CORP COM 440452100 415 11411 SH DFND 0 0 11411 ILLINOIS TOOL WKS INC COM 452308109 600 3596 SH DFND 0 0 3596 IMMERSION CORP COM 452521107 353 50000 SH DFND 0 50000 0 IMMERSION CORP COM 452521107 494 70000 SH DFND 1 0 70000 0 INTEL CORP COM 458140100 18 400 SH DFND 1 0 400 0 INTEL CORP COM 458140100 250 5413 SH DFND 0 0 5413 INTERNATIONAL BUSINESS MACHS COM 459200101 276 1799 SH DFND 0 0 1799 ISHARES INC MSCI BRAZIL ETF 464286400 12 300 SH DFND 0 0 300 ISHARES INC MSCI BRAZIL ETF 464286400 309 7640 SH DFND 1 0 7640 0 ISHARES INC MIN VOL GBL ETF 464286525 1225 14523 SH DFND 1 0 14523 0 ISHARES TR SELECT DIVID ETF 464287168 1053 10685 SH DFND 1 0 10685 0 ISHARES TR MSCI EMG MKT ETF 464287234 364 7724 SH DFND 0 0 7724 ISHARES TR MSCI EMG MKT ETF 464287234 397 8427 SH DFND 1 0 8427 0 ISHARES TR IBOXX INV CP ETF 464287242 1225 10075 SH DFND 1 0 10075 0 ISHARES TR S&P 500 GRWT ETF 464287309 1007 6591 SH DFND 0 0 6591 ISHARES TR LATN AMER 40 ETF 464287390 105 3070 SH DFND 0 0 3070 ISHARES TR LATN AMER 40 ETF 464287390 233 6812 SH DFND 1 0 6812 0 ISHARES TR MSCI EAFE ETF 464287465 1085 15427 SH DFND 0 0 15427 ISHARES TR MSCI EAFE ETF 464287465 1502 21364 SH DFND 1 0 21364 0 ISHARES TR RUS MDCP VAL ETF 464287473 62 693 SH DFND 1 0 693 0 ISHARES TR RUS MDCP VAL ETF 464287473 422 4728 SH DFND 0 0 4728 ISHARES TR RUS MD CP GR ETF 464287481 70 581 SH DFND 1 0 581 0 ISHARES TR RUS MD CP GR ETF 464287481 455 3772 SH DFND 0 0 3772 ISHARES TR RUS MID CAP ETF 464287499 177 853 SH DFND 0 0 853 ISHARES TR RUS MID CAP ETF 464287499 3630 17443 SH DFND 1 0 17443 0 ISHARES TR CORE S&P MCP ETF 464287507 146 768 SH DFND 0 0 768 ISHARES TR CORE S&P MCP ETF 464287507 496 2616 SH DFND 1 0 2616 0 ISHARES TR NASDAQ BIOTECH 464287556 27 249 SH DFND 0 0 249 ISHARES TR NASDAQ BIOTECH 464287556 679 6357 SH DFND 1 0 6357 0 ISHARES TR S&P MC 400GR ETF 464287606 13 61 SH DFND 1 0 61 0 ISHARES TR S&P MC 400GR ETF 464287606 240 1111 SH DFND 0 0 1111 ISHARES TR RUS 1000 GRW ETF 464287614 277 2057 SH DFND 1 0 2057 0 ISHARES TR RUS 2000 GRW ETF 464287648 451 2416 SH DFND 1 0 2416 0 ISHARES TR RUSSELL 2000 ETF 464287655 16771 110000 SH Put DFND 1 0 110000 0 ISHARES TR U.S. REAL ES ETF 464287739 204 2524 SH DFND 1 0 2524 0 ISHARES TR CORE S&P SCP ETF 464287804 263 3422 SH DFND 1 0 3422 0 ISHARES TR CORE S&P SCP ETF 464287804 596 7755 SH DFND 0 0 7755 ISHARES TR SP SMCP600VL ETF 464287879 402 2615 SH DFND 0 0 2615 ISHARES TR S&P SML 600 GWT 464287887 767 4509 SH DFND 0 0 4509 ISHARES TR MSCI ACWI EX US 464288240 573 11474 SH DFND 1 0 11474 0 ISHARES TR EAFE SML CP ETF 464288273 3 46 SH DFND 1 0 46 0 ISHARES TR EAFE SML CP ETF 464288273 289 4482 SH DFND 0 0 4482 ISHARES TR JPMORGAN USD EMG 464288281 241 2077 SH DFND 0 0 2077 ISHARES TR JPMORGAN USD EMG 464288281 1232 10610 SH DFND 1 0 10610 0 ISHARES TR NEW YORK MUN ETF 464288323 1625 29132 SH DFND 1 0 29132 0 ISHARES TR CALIF MUN BD ETF 464288356 377 6382 SH DFND 1 0 6382 0 ISHARES TR NATIONAL MUN ETF 464288414 1119 10108 SH DFND 1 0 10108 0 ISHARES TR INTL SEL DIV ETF 464288448 1857 54956 SH DFND 1 0 54956 0 ISHARES TR 1 3 YR CR BD ETF 464288646 2000 19133 SH DFND 1 0 19133 0 ISHARES TR GLOBAL MATER ETF 464288695 382 5448 SH DFND 1 0 5448 0 ISHARES TR EAFE GRWTH ETF 464288885 392 4861 SH DFND 0 0 4861 ISHARES TR MSCI EURO FL ETF 464289180 233 10010 SH DFND 0 0 10010 ISHARES TR RUS TP200 GR ETF 464289438 1665 22763 SH DFND 0 0 22763 ISHARES TR INDIA 50 ETF 464289529 71 1902 SH DFND 0 0 1902 ISHARES TR INDIA 50 ETF 464289529 189 5099 SH DFND 1 0 5099 0 JOHNSON & JOHNSON COM 478160104 162 1160 SH DFND 1 0 1160 0 JOHNSON & JOHNSON COM 478160104 592 4238 SH DFND 0 0 4238 KANDI TECHNOLOGIES GROUP INC COM 483709101 136 20000 SH DFND 1 0 20000 0 LINCOLN ELEC HLDGS INC COM 533900106 286 3123 SH DFND 0 0 3123 LOCKHEED MARTIN CORP COM 539830109 746 2323 SH DFND 0 0 2323 MATTERSIGHT CORP COM 577097108 191 75000 SH DFND 0 75000 0 MCDONALDS CORP COM 580135101 208 1210 SH DFND 0 0 1210 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 1 33 SH DFND 0 0 33 MICRO FOCUS INTERNATIONAL PL SPON ADR NEW 594837304 255 7595 SH DFND 1 0 7595 0 MICROSOFT CORP COM 594918104 169 1976 SH DFND 0 0 1976 MICROSOFT CORP COM 594918104 3089 36111 SH DFND 1 0 36111 0 MIMEDX GROUP INC COM 602496101 344 27300 SH DFND 1 0 27300 0 MIMEDX GROUP INC COM 602496101 1261 100000 SH Put DFND 1 0 100000 0 MONDELEZ INTL INC CL A 609207105 272 6360 SH DFND 0 0 6360 NMI HLDGS INC CL A 629209305 1447 85095 SH DFND 0 85095 0 NEW MTN FIN CORP COM 647551100 407 30000 SH DFND 1 0 30000 0 NORTH AMERN ENERGY PARTNERS COM 656844107 466 94058 SH DFND 1 0 94058 0 NOVAVAX INC COM 670002104 13 10500 SH DFND 1 0 10500 0 NUVEEN MTG OPPORTUNITY TERM COM 670735109 232 9383 SH DFND 1 0 9383 0 ON SEMICONDUCTOR CORP COM 682189105 1392 66472 SH DFND 1 0 66472 0 ONE LIBERTY PPTYS INC COM 682406103 592 22849 SH DFND 1 0 22849 0 OOMA INC COM 683416101 1061 88798 SH DFND 1 0 88798 0 PENNANTPARK INVT CORP COM 708062104 2797 404820 SH DFND 1 0 404820 0 PFIZER INC COM 717081103 195 5390 SH DFND 1 0 5390 0 PFIZER INC COM 717081103 424 11694 SH DFND 0 0 11694 PROCTER AND GAMBLE CO COM 742718109 17 187 SH DFND 1 0 187 0 PROCTER AND GAMBLE CO COM 742718109 602 6552 SH DFND 0 0 6552 RPM INTL INC COM 749685103 220 4200 SH DFND 0 0 4200 RADISYS CORP COM 750459109 201 200000 SH DFND 0 200000 0 RAYTHEON CO COM NEW 755111507 361 1923 SH DFND 0 0 1923 REALTY INCOME CORP COM 756109104 9 150 SH DFND 1 0 150 0 REALTY INCOME CORP COM 756109104 407 7132 SH DFND 0 0 7132 RED LION HOTELS CORP COM 756764106 1167 118483 SH DFND 1 0 118483 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 685 176500 SH DFND 1 0 176500 0 ROYAL BK CDA MONTREAL QUE COM 780087102 3878 47500 SH Put DFND 1 0 47500 0 S&W SEED CO COM 785135104 1221 313069 SH DFND 1 0 313069 0 SHERWIN WILLIAMS CO COM 824348106 602 1468 SH DFND 0 0 1468 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 478 5483 SH DFND 0 0 5483 SPLUNK INC COM 848637104 10 118 SH DFND 0 0 118 SPLUNK INC COM 848637104 628 7579 SH DFND 1 0 7579 0 STAMPS COM INC COM NEW 852857200 56 300 SH DFND 0 0 300 STAMPS COM INC COM NEW 852857200 1189 6322 SH DFND 1 0 6322 0 STARBUCKS CORP COM 855244109 403 7022 SH DFND 0 0 7022 THL CR INC COM 872438106 190 21000 SH DFND 1 0 21000 0 TELENAV INC COM 879455103 5190 943716 SH DFND 1 0 943716 0 TIME WARNER INC COM NEW 887317303 24 260 SH DFND 0 0 260 TIME WARNER INC COM NEW 887317303 119 1300 SH DFND 1 0 1300 0 TIME WARNER INC COM NEW 887317303 915 10000 SH DFND 0 10000 0 TONIX PHARMACEUTICALS HLDG C COM 890260409 311 90000 SH DFND 1 0 90000 0 UNION PAC CORP COM 907818108 396 2956 SH DFND 0 0 2956 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 40 389 SH DFND 0 0 389 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1651 16183 SH DFND 1 0 16183 0 VANGUARD STAR FD VG TL INTL STK F 921909768 566 9971 SH DFND 1 0 9971 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 324 3408 SH DFND 0 0 3408 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 54 640 SH DFND 1 0 640 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1090 12998 SH DFND 0 0 12998 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 115 2553 SH DFND 1 0 2553 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 452 10084 SH DFND 0 0 10084 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2203 45130 SH DFND 1 0 45130 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 396 7244 SH DFND 1 0 7244 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 96 2097 SH DFND 0 0 2097 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2514 54762 SH DFND 1 0 54762 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 675 9264 SH DFND 1 0 9264 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 57 968 SH DFND 0 0 968 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 548 9273 SH DFND 1 0 9273 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 283 2540 SH DFND 0 0 2540 VANGUARD INDEX FDS REIT ETF 922908553 282 3401 SH DFND 0 0 3401 VANGUARD INDEX FDS SML CP GRW ETF 922908595 51 318 SH DFND 1 0 318 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 541 3365 SH DFND 0 0 3365 VANGUARD INDEX FDS SM CP VAL ETF 922908611 486 3663 SH DFND 0 0 3663 VANGUARD INDEX FDS MID CAP ETF 922908629 43 276 SH DFND 0 0 276 VANGUARD INDEX FDS MID CAP ETF 922908629 3738 24148 SH DFND 1 0 24148 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 235 1919 SH DFND 0 0 1919 VANGUARD INDEX FDS LARGE CAP ETF 922908637 9519 77654 SH DFND 1 0 77654 0 VANGUARD INDEX FDS GROWTH ETF 922908736 363 2578 SH DFND 1 0 2578 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4614 32807 SH DFND 0 0 32807 VANGUARD INDEX FDS VALUE ETF 922908744 136 1276 SH DFND 1 0 1276 0 VANGUARD INDEX FDS VALUE ETF 922908744 5303 49873 SH DFND 0 0 49873 VANGUARD INDEX FDS SMALL CP ETF 922908751 65 439 SH DFND 1 0 439 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 277 1873 SH DFND 0 0 1873 VANGUARD INDEX FDS TOTAL STK MKT 922908769 562 4093 SH DFND 0 0 4093 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2155 15702 SH DFND 1 0 15702 0 WAL-MART STORES INC COM 931142103 504 5104 SH DFND 0 0 5104 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 474 23700 SH DFND 0 0 23700 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 372 3390 SH DFND 0 0 3390 ALPS ETF TR ALERIAN MLP 00162Q866 140 13020 SH DFND 1 0 13020 0 ALPS ETF TR ALERIAN MLP 00162Q866 207 19181 SH DFND 0 0 19181 AMC ENTMT HLDGS INC CL A COM 00165C104 1138 75362 SH DFND 1 0 75362 0 AT&T INC COM 00206R102 79 2042 SH DFND 1 0 2042 0 AT&T INC COM 00206R102 355 9130 SH DFND 0 0 9130 ARK ETF TR INNOVATION ETF 00214Q104 561 15135 SH DFND 0 0 15135 ABBVIE INC COM 00287Y109 141 1453 SH DFND 1 0 1453 0 ABBVIE INC COM 00287Y109 403 4165 SH DFND 0 0 4165 ACACIA COMMUNICATIONS INC COM 00401C108 967 26696 SH DFND 1 0 26696 0 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 1022 232228 SH DFND 1 0 232228 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 712 21000 SH DFND 1 0 21000 0 AEHR TEST SYSTEMS COM 00760J108 68 25000 SH DFND 1 0 25000 0 AETNA INC NEW COM 00817Y108 26 146 SH DFND 0 0 146 AETNA INC NEW COM 00817Y108 902 5000 SH DFND 0 5000 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 237 1376 SH DFND 0 0 1376 ALPHABET INC CAP STK CL C 02079K107 183 175 SH DFND 1 0 175 0 ALPHABET INC CAP STK CL C 02079K107 278 266 SH DFND 0 0 266 ALPHABET INC CAP STK CL A 02079K305 38 36 SH DFND 1 0 36 0 ALPHABET INC CAP STK CL A 02079K305 1088 1033 SH DFND 0 0 1033 ALTRIA GROUP INC COM 02209S103 54 750 SH DFND 1 0 750 0 ALTRIA GROUP INC COM 02209S103 339 4749 SH DFND 0 0 4749 AMERI HLDGS INC COM 02362F104 239 77050 SH DFND 1 0 77050 0 APOLLO INVT CORP COM 03761U106 273 48206 SH DFND 1 0 48206 0 ARES CAP CORP COM 04010L103 27 1715 SH DFND 0 0 1715 ARES CAP CORP COM 04010L103 1206 76733 SH DFND 1 0 76733 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 238 14489 SH DFND 1 0 14489 0 BBX CAP CORP NEW CL A 05491N104 658 82600 SH DFND 0 82600 0 BGC PARTNERS INC CL A 05541T101 160 10600 SH DFND 0 0 10600 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 994 175000 SH DFND 0 175000 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 95 14550 SH DFND 0 0 14550 BERRY GLOBAL GROUP INC COM 08579W103 229 3900 SH DFND 0 0 3900 BLACKBERRY LTD COM 09228F103 73 6550 SH DFND 0 0 6550 BLACKBERRY LTD COM 09228F103 217 19425 SH DFND 1 0 19425 0 BLACKSTONE GSO FLTING RTE FU COM 09256U105 180 10000 SH DFND 1 0 10000 0 CISCO SYS INC COM 17275R102 90 2340 SH DFND 1 0 2340 0 CISCO SYS INC COM 17275R102 417 10888 SH DFND 0 0 10888 COHEN & STEERS LTD DUR PFD I COM 19248C105 730 28006 SH DFND 1 0 28006 0 COMSTOCK RES INC NOTE 7.750% 4/0 205768AM6 395 431876 PRN DFND 0 431876 0 COMSTOCK RES INC NOTE 9.500% 6/1 205768AN4 40 44206 PRN DFND 0 44206 0 COSTCO WHSL CORP NEW COM 22160K105 114 613 SH DFND 0 0 613 COSTCO WHSL CORP NEW COM 22160K105 248 1335 SH DFND 1 0 1335 0 CYTOSORBENTS CORP COM NEW 23283X206 992 152620 SH DFND 1 0 152620 0 DXC TECHNOLOGY CO COM 23355L106 30 320 SH DFND 0 0 320 DXC TECHNOLOGY CO COM 23355L106 451 4751 SH DFND 1 0 4751 0 DIGITAL TURBINE INC COM NEW 25400W102 526 293881 SH DFND 0 293881 0 DIGITAL TURBINE INC COM NEW 25400W102 935 522612 SH DFND 1 0 522612 0 DOWDUPONT INC COM 26078J100 313 4398 SH DFND 0 0 4398 ECO STIM ENERGY SOLUTIONS IN COM 27888D101 244 193702 SH DFND 1 0 193702 0 EHEALTH INC COM 28238P109 323 18600 SH DFND 1 0 18600 0 EMERGE ENERGY SVCS LP COM REP PARTN 29102H108 165 22900 SH DFND 0 0 22900 EVERSPIN TECHNOLOGIES INC COM 30041T104 370 49300 SH DFND 1 0 49300 0 EVOKE PHARMA INC COM 30049G104 249 110000 SH DFND 1 0 110000 0 EXXON MOBIL CORP COM 30231G102 78 932 SH DFND 1 0 932 0 EXXON MOBIL CORP COM 30231G102 314 3756 SH DFND 0 0 3756 FACEBOOK INC CL A 30303M102 634 3591 SH DFND 1 0 3591 0 FACEBOOK INC CL A 30303M102 1274 7221 SH DFND 0 0 7221 FINJAN HLDGS INC COM NEW 31788H303 1645 761639 SH DFND 0 761639 0 FINJAN HLDGS INC COM NEW 31788H303 3485 1613316 SH DFND 1 0 1613316 0 FINTECH ACQUISITION CORP II COM 31810G109 992 100000 SH DFND 1 0 100000 0 FINTECH ACQUISITION CORP II *W EXP 01/19/202 31810G117 69 50000 SH DFND 1 0 50000 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 595 19282 SH DFND 0 0 19282 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1193 23237 SH DFND 0 0 23237 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 822 29471 SH DFND 0 0 29471 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 1773 59346 SH DFND 0 0 59346 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 490 7500 SH DFND 0 0 7500 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 709 35200 SH DFND 0 0 35200 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 119 13027 SH DFND 0 0 13027 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 217 10900 SH DFND 0 0 10900 GNC HLDGS INC NOTE 1.500% 8/1 36191GAB3 6 15000 PRN DFND 0 15000 0 GSV CAP CORP COM 36191J101 25 4600 SH DFND 1 0 4600 0 GSV CAP CORP COM 36191J101 43 7875 SH DFND 0 0 7875 GW PHARMACEUTICALS PLC ADS 36197T103 1584 12000 SH Put DFND 1 0 12000 0 GASTAR EXPL INC NEW COM 36729W202 24 23000 SH DFND 0 0 23000 GLOBAL MED REIT INC COM NEW 37954A204 236 28724 SH DFND 0 0 28724 GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 709 79344 SH DFND 1 0 79344 0 HP INC COM 40434L105 2291 109048 SH DFND 1 0 109048 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 8678 347800 SH DFND 1 0 347800 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 3 241 SH DFND 0 0 241 HEWLETT PACKARD ENTERPRISE C COM 42824C109 794 55312 SH DFND 1 0 55312 0 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 186 250000 PRN DFND 0 250000 0 INSEEGO CORP NOTE 5.500% 6/1 45782BAA2 201 250000 PRN DFND 0 250000 0 INVUITY INC COM NEW 46187J205 1364 220000 SH DFND 1 0 220000 0 ISHARES TR MSCI INDIA ETF 46429B598 21 590 SH DFND 1 0 590 0 ISHARES TR MSCI INDIA ETF 46429B598 402 11140 SH DFND 0 0 11140 ISHARES TR FLTG RATE NT ETF 46429B655 3239 63743 SH DFND 1 0 63743 0 ISHARES TR MIN VOL EAFE ETF 46429B689 707 9690 SH DFND 1 0 9690 0 ISHARES TR MIN VOL USA ETF 46429B697 960 18181 SH DFND 1 0 18181 0 ISHARES TR EDGE MSCI USA VL 46432F388 496 5937 SH DFND 0 0 5937 ISHARES TR USA MOMENTUM FCT 46432F396 214 2077 SH DFND 0 0 2077 ISHARES TR CORE MSCI EAFE 46432F842 684 10352 SH DFND 1 0 10352 0 ISHARES INC CORE MSCI EMKT 46434G103 279 4909 SH DFND 0 0 4909 ITERIS INC COM 46564T107 1102 158148 SH DFND 1 0 158148 0 J JILL INC COM 46620W102 78 10000 SH DFND 1 0 10000 0 JPMORGAN CHASE & CO COM 46625H100 28 262 SH DFND 1 0 262 0 JPMORGAN CHASE & CO COM 46625H100 228 2129 SH DFND 0 0 2129 KBL MERGER CORP IV UNIT 01/15/2024 48242A203 406 40000 SH DFND 1 0 40000 0 KAYNE ANDERSON ACQUISITION COM CL A 48661U102 2039 209998 SH DFND 1 0 209998 0 KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 55 66666 SH DFND 1 0 66666 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1082 102213 SH DFND 1 0 102213 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 572 181050 SH DFND 1 0 181050 0 LIMELIGHT NETWORKS INC COM 53261M104 2192 497043 SH DFND 0 497043 0 LIMELIGHT NETWORKS INC COM 53261M104 6122 1388096 SH DFND 1 0 1388096 0 LONESTAR RES US INC CL A VTG 54240F103 4517 1137660 SH DFND 1 0 1137660 0 LUMENTUM HLDGS INC COM 55024U109 1091 22301 SH DFND 1 0 22301 0 M I ACQUISITIONS INC COM 55304A104 219 21500 SH DFND 1 0 21500 0 MANPOWERGROUP INC COM 56418H100 472 3740 SH DFND 0 0 3740 MATLIN & PARTNERS ACQUISITIO CL A 57682V106 976 100000 SH DFND 1 0 100000 0 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 42 100000 SH DFND 1 0 100000 0 MERCK & CO INC COM 58933Y105 48 852 SH DFND 1 0 852 0 MERCK & CO INC COM 58933Y105 232 4118 SH DFND 0 0 4118 MONSANTO CO NEW COM 61166W101 241 2062 SH DFND 0 0 2062 MONSANTO CO NEW COM 61166W101 1168 10000 SH DFND 0 10000 0 NII HLDGS INC COM PAR 62913F508 127 300000 SH DFND 0 300000 0 NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 2340 90000 SH Call DFND 1 0 90000 0 NAVISTAR INTL CORP NEW NOTE 4.500%10/1 63934EAQ1 21 20000 PRN DFND 0 20000 0 NETSCOUT SYS INC COM 64115T104 1073 35243 SH DFND 1 0 35243 0 NUVEEN BUILD AMER BD FD COM 67074C103 524 23847 SH DFND 1 0 23847 0 NUVEEN HIGH INCOME 2020 TARG COM 67075L102 1236 124035 SH DFND 0 0 124035 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 465 49000 SH DFND 0 0 49000 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 958 96141 SH DFND 0 0 96141 OHA INVT CORP COM 67091U102 173 150000 SH DFND 0 150000 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 266 1107 SH DFND 0 0 1107 OAKTREE STRATEGIC INCOME COR COM 67402D104 355 42273 SH DFND 1 0 42273 0 OPKO HEALTH INC COM 68375N103 49 10000 SH DFND 0 0 10000 PAYPAL HLDGS INC COM 70450Y103 323 4381 SH DFND 0 0 4381 PENNANTPARK FLOATING RATE CA COM 70806A106 2537 184936 SH DFND 1 0 184936 0 PHYSICIANS RLTY TR COM 71943U104 302 16781 SH DFND 0 0 16781 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 2993 29829 SH DFND 1 0 29829 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1501 14780 SH DFND 0 0 14780 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7831 77103 SH DFND 1 0 77103 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 595 60000 SH DFND 1 0 60000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 92 592 SH DFND 0 0 592 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1224 7859 SH DFND 1 0 7859 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 30436 195400 SH Put DFND 1 0 195400 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 1252 70281 SH DFND 0 0 70281 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 288 6102 SH DFND 1 0 6102 0 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 211 8830 SH DFND 1 0 8830 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 784 52753 SH DFND 1 0 52753 0 PRIMO WTR CORP COM 74165N105 1076 85580 SH DFND 1 0 85580 0 RANGER ENERGY SVCS INC COM CL A 75282U104 2598 281432 SH DFND 1 0 281432 0 RENEWABLE ENERGY GROUP INC MTNF 2.750% 6/1 75972AAA1 118 114000 PRN DFND 0 114000 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2361 23366 SH DFND 0 0 23366 SPDR S&P 500 ETF TR TR UNIT 78462F103 971 3638 SH DFND 0 0 3638 SPDR S&P 500 ETF TR TR UNIT 78462F103 1917 7184 SH DFND 1 0 7184 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6672 25000 SH Put DFND 0 25000 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 977 19907 SH DFND 1 0 19907 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1037 19949 SH DFND 0 0 19949 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 216 5550 SH DFND 0 0 5550 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 417 8244 SH DFND 0 0 8244 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2 64 SH DFND 1 0 64 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 313 8531 SH DFND 0 0 8531 SPDR SERIES TRUST DJ REIT ETF 78464A607 360 3843 SH DFND 0 0 3843 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 641 2592 SH DFND 1 0 2592 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 4106 16597 SH DFND 0 0 16597 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1130 3273 SH DFND 0 0 3273 SACHEM CAP CORP COM 78590A109 1374 348619 SH DFND 0 348619 0 SACHEM CAP CORP COM 78590A109 1402 355850 SH DFND 1 0 355850 0 SANOFI RIGHT 12/31/2020 80105N113 0 17 SH DFND 1 0 17 0 SANOFI RIGHT 12/31/2020 80105N113 76 200029 SH DFND 0 200029 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 245 4050 SH DFND 0 0 4050 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 200 2029 SH DFND 0 0 2029 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 339 3440 SH DFND 1 0 3440 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5 184 SH DFND 1 0 184 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 749 26844 SH DFND 0 0 26844 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 401 6272 SH DFND 0 0 6272 SELECT ENERGY SVCS INC CL A COM 81617J301 46 2500 SH DFND 0 2500 0 SELECT ENERGY SVCS INC CL A COM 81617J301 2790 152964 SH DFND 1 0 152964 0 SENSUS HEATLHCARE INC *W EXP 06/08/201 81728J117 115 163651 SH DFND 1 0 163651 0 SERVICESOURCE INTL INC COM 81763U100 77 25000 SH DFND 0 25000 0 SKYWORKS SOLUTIONS INC COM 83088M102 1014 10674 SH DFND 1 0 10674 0 SNAP INC CL A 83304A106 9 600 SH DFND 0 0 600 SNAP INC CL A 83304A106 277 18963 SH DFND 1 0 18963 0 SOLAR SR CAP LTD COM 83416M105 4754 267689 SH DFND 1 0 267689 0 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 84130C100 82 48370 SH DFND 0 0 48370 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 268 30000 SH DFND 0 30000 0 TEMPUR SEALY INTL INC COM 88023U101 5335 85100 SH DFND 1 0 85100 0 TORTOISE MLP FD INC COM 89148B101 889 50610 SH DFND 1 0 50610 0 TRUECAR INC COM 89785L107 1038 92722 SH DFND 1 0 92722 0 TWITTER INC COM 90184L102 77 3200 SH DFND 0 0 3200 TWITTER INC COM 90184L102 185 7700 SH DFND 1 0 7700 0 USANA HEALTH SCIENCES INC COM 90328M107 359 4842 SH DFND 1 0 4842 0 U S GEOTHERMAL INC COM NEW 90338S201 345 100000 SH DFND 0 100000 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 213 4600 SH DFND 1 0 4600 0 URBAN EDGE PPTYS COM 91704F104 368 14422 SH DFND 1 0 14422 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 239 10270 SH DFND 0 0 10270 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 202 1619 SH DFND 1 0 1619 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1045 13172 SH DFND 0 0 13172 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3751 47304 SH DFND 1 0 47304 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 765 7991 SH DFND 1 0 7991 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2577 29485 SH DFND 1 0 29485 0 VERIZON COMMUNICATIONS INC COM 92343V104 98 1855 SH DFND 1 0 1855 0 VERIZON COMMUNICATIONS INC COM 92343V104 283 5340 SH DFND 0 0 5340 VIASAT INC COM 92552V100 1121 14971 SH DFND 1 0 14971 0 VONAGE HLDGS CORP COM 92886T201 701 68900 SH DFND 1 0 68900 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 640 34746 SH DFND 1 0 34746 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 723 12222 SH DFND 1 0 12222 0 XERIUM TECHNOLOGIES INC COM NEW 98416J118 362 85000 SH DFND 1 0 85000 0 AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 992 100000 SH DFND 1 0 100000 0 EATON CORP PLC SHS G29183103 259 3274 SH DFND 0 0 3274 FABRINET SHS G3323L100 997 34748 SH DFND 1 0 34748 0 FERROGLOBE PLC SHS G33856108 7743 477986 SH DFND 1 0 477986 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 2483 250099 SH DFND 1 0 250099 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 73 58333 SH DFND 1 0 58333 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 15 700 SH DFND 0 0 700 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1080 50292 SH DFND 1 0 50292 0 APTIV PLC SHS G6095L109 7 83 SH DFND 0 0 83 APTIV PLC SHS G6095L109 334 3939 SH DFND 1 0 3939 0 SINA CORP ORD G81477104 234 2330 SH DFND 0 0 2330 MAGICJACK VOCALTEC LTD SHS M6787E101 10559 1249600 SH DFND 0 1249600 0 TRONOX LTD SHS CL A Q9235V101 506 24673 SH DFND 1 0 24673 0 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 1005 866072 SH DFND 1 0 866072 0