X0306 4 2022-05-19 0 0001464790 B. Riley Financial, Inc. RILY 0001251859 ASHER DANIEL 111 W JACKSON BLVD 20TH FL CHICAGO IL 60604 0 0 1 0 Common Stock 2022-05-19 4 P 0 1200 49.95 A 1351993 I thru Equitec Proprietary Markers, LLC Common Stock 730800 I Thru AFOB FIP RILY, LLC Common Stock 825000 I thru DJ Fund Investments, LLC - Series E The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLc AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC. Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement. Daniel Asher 2022-05-20