0001213900-25-014387.txt : 20250214 0001213900-25-014387.hdr.sgml : 20250214 20250214170004 ACCESSION NUMBER: 0001213900-25-014387 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20241231 FILED AS OF DATE: 20250214 DATE AS OF CHANGE: 20250214 EFFECTIVENESS DATE: 20250214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17148 FILM NUMBER: 25630516 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001464790 XXXXXXXX 12-31-2024 12-31-2024 false B. Riley Financial, Inc.

11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025

13F HOLDINGS REPORT 028-17148 N Bryant R. Riley 310-966-1444 /s/ Bryant R. Riley Los Angeles CA 02-14-2025 0 16 119558992 INFORMATION TABLE 2 infotable.xml AGENUS INC COM NEW 00847G804 2074059 756956 SH DFND 756956 0 0 ROYALTY MGMT HLDG CORP CLASS A COM 02369M102 19960 20000 SH DFND 20000 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 45012296 27446522 SH DFND 27446522 0 0 CADIZ INC COM NEW 127537207 9016654 1733972 SH DFND 1733972 0 0 CHEGG INC NOTE 9/0 163092AF6 8100 10000 PRN DFND 10000 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 43706141 4186412 SH DFND 4186412 0 0 8X8 INC NEW COM 282914100 2385677 893512 SH DFND 893512 0 0 EOS ENERGY ENTERPRISES INC *W EXP 11/17/202 29415C119 268912 274400 SH DFND 274400 0 0 GAMESQUARE HLDGS INC COM 36468G103 1017540 1233083 SH DFND 1233083 0 0 LANDSEA HOMES CORP COM 51509P103 4245764 500090 SH DFND 500090 0 0 THE REAL GOOD FOOD COMPANY I COM CL A 75601G109 360768 940479 SH DFND 940479 0 0 SYNCHRONOSS TECHNOLOGIES INC COM NEW 87157B400 7199501 749948 SH DFND 749948 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 3824735 935143 SH DFND 935143 0 0 WOLFSPEED INC NOTE 0.250% 2/1 977852AB8 46050 100000 PRN DFND 100000 0 0 ROMAN DBDR ACQUISITION CORP UNIT 99/99/9999 G7633M120 351881 35294 SH DFND 35294 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 20954 31874 SH DFND 31874 0 0