0001213900-23-086226.txt : 20231113
0001213900-23-086226.hdr.sgml : 20231113
20231113170619
ACCESSION NUMBER: 0001213900-23-086226
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
EFFECTIVENESS DATE: 20231113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17148
FILM NUMBER: 231399928
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001464790
XXXXXXXX
09-30-2023
09-30-2023
false
B. Riley Financial, Inc.
11100 Santa Monica Blvd
Suite 800
Los Angeles
CA
90025
13F HOLDINGS REPORT
028-17148
N
Bryant R. Riley
Co-Chief Executive Officer
310-966-1444
/s/ Bryant R. Riley
Los Angeles
CA
11-13-2023
1
34
296750241
1
0001505748
028-14034
B. Riley Securities, Inc.
INFORMATION TABLE
2
infotable.xml
ALTA EQUIPMENT GROUP INC
COMMON STOCK
02128L106
29542526
2449629
SH
DFND
2449629
0
0
ALTA EQUIPMENT GROUP INC
COMMON STOCK
02128L106
13991216
1160134
SH
DFND
1
1160134
0
0
THE ARENA GROUP HOLDINGS INC
COM
040044109
22783647
5323282
SH
DFND
5323282
0
0
THE ARENA GROUP HOLDINGS INC
COM
040044109
1554693
363246
SH
DFND
1
363246
0
0
THE ARENA GROUP HOLDINGS INC
COM
040044109
125584
29342
SH
DFND
29342
0
0
BABCOCK & WILCOX ENTERPRISES
COM
05614L209
83543973
19844174
SH
DFND
19844174
0
0
BABCOCK & WILCOX ENTERPRISES
COM
05614L209
31341198
7444465
SH
DFND
1
7444465
0
0
CADIZ INC
COM NEW
127537207
4454677
1345824
SH
DFND
1
1345824
0
0
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E265
14202000
900000
SH
DFND
1
900000
0
0
DOUBLEDOWN INTERACTIVE CO LT
ADS
25862B109
32236915
3801523
SH
DFND
3801523
0
0
DOUBLEDOWN INTERACTIVE CO LT
ADS
25862B109
2063633
243353
SH
DFND
1
243353
0
0
EOS ENERGY ENTERPRISES INC
*W EXP 05/06/202
29415C119
115248
274400
SH
DFND
274400
0
0
FAZE HOLDINGS INC
COMMON STOCK
31423J102
1874786
11028151
SH
DFND
11028151
0
0
FAZE HOLDINGS INC
*W EXP 03/01/202
31423J110
3120
156001
SH
DFND
156001
0
0
IPERIONX LTD
SPONSORED ADS
44916E100
3689622
377652
SH
DFND
1
377652
0
0
INSEEGO CORP
NOTE 3.250% 5/0
45782BAD6
36540
87000
SH
DFND
1
87000
0
0
JOURNEY MED CORP
COM
48115J109
1177090
429595
SH
DFND
1
429595
0
0
LANDSEA HOMES CORP
COM
51509P103
7792981
866850
SH
DFND
1
866850
0
0
LAZYDAYS HLDGS INC
COM
52110H100
570000
75000
SH
DFND
1
75000
0
0
THE LION ELECTRIC COMPANY
*W EXP 12/16/202
536221120
727483
1399006
SH
DFND
1
1399006
0
0
MARCHEX INC
CL B
56624R108
2755000
1900000
SH
DFND
1900000
0
0
MARCHEX INC
CL B
56624R108
207047
142791
SH
DFND
1
142791
0
0
NEXTNAV INC
*W EXP 10/28/202
65345N114
19968
15974
SH
DFND
1
15974
0
0
NEXTNAV INC
*W EXP 10/28/202
65345N114
807195
645756
SH
DFND
645756
0
0
PERPETUA RESOURCES CORP
COM
714266103
4778348
1465751
SH
DFND
1
1465751
0
0
PROSHARES TR
ULTRAPRO SHT QQQ
74347G432
8176000
400000
SH
DFND
1
400000
0
0
QUANTUM CORP
COM NEW
747906501
1217135
1995303
SH
DFND
1
1995303
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
10176000
10600000
SH
DFND
10600000
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
1421279
1480499
SH
DFND
1
1480499
0
0
TRANSACT TECHNOLOGIES INC
COM
892918103
5136000
800000
SH
DFND
800000
0
0
TRANSACT TECHNOLOGIES INC
COM
892918103
2007104
312633
SH
DFND
1
312633
0
0
FERROGLOBE PLC
SHS
G33856108
2338268
449667
SH
DFND
1
449667
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
2786736
698430
SH
DFND
1
698430
0
0
LILIUM N V
CLASS A ORD SHS
N52586109
3097229
4349053
SH
DFND
1
4349053
0
0