The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 67,365 | 4,906,422 | SH | DFND | 1 | 4,906,422 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 18,553 | 1,351,307 | SH | DFND | 2 | 1,351,307 | 0 | 0 | |
| B. RILEY FINANCIAL INC | COM | 05580M108 | 18,770 | 317,915 | SH | DFND | 2 | 317,915 | 0 | 0 | |
| B RILEY PRINCIPAL 150 MERGER | UNIT 99/99/9999 | 05601V202 | 5,205 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 5,952 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 87,910 | 13,714,574 | SH | DFND | 13,714,574 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 72,632 | 11,331,099 | SH | DFND | 1 | 11,331,099 | 0 | 0 | |
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 14,395 | 2,245,764 | SH | DFND | 2 | 2,245,764 | 0 | 0 | |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 | 76 | 136,281 | SH | DFND | 1 | 136,281 | 0 | 0 | |
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 28,217 | 1,602,324 | SH | DFND | 1 | 1,602,324 | 0 | 0 | |
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 5,283 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 86,681 | 6,178,250 | SH | DFND | 6,178,250 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 1,635 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 126 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 40,179 | 1,134,675 | SH | DFND | 1 | 1,134,675 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 10,078 | 284,619 | SH | DFND | 2 | 284,619 | 0 | 0 | |
| GARRETT MOTION INC | COM | 366505105 | 656 | 89,790 | SH | DFND | 2 | 89,790 | 0 | 0 | |
| GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 221 | 16,668 | SH | DFND | 1 | 16,668 | 0 | 0 | |
| GREENIDGE GENERATION HLDGS I | CLASS A COM | 39531G100 | 6,168 | 241,502 | SH | DFND | 1 | 241,502 | 0 | 0 | |
| IMEDIA BRANDS INC | COM CL A | 452465206 | 528 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
| IN8BIO INC | COM | 45674E109 | 1,763 | 257,378 | SH | DFND | 1 | 257,378 | 0 | 0 | |
| INSPIRED ENTMT INC | COM | 45782N108 | 9,594 | 820,000 | SH | DFND | 820,000 | 0 | 0 | ||
| INNOVATE CORP | COM | 45784J105 | 8,291 | 2,022,252 | SH | DFND | 1 | 2,022,252 | 0 | 0 | |
| LAZYDAYS HLDGS INC | COM | 52110H100 | 5,492 | 257,347 | SH | DFND | 1 | 257,347 | 0 | 0 | |
| LIFEMD INC | COM | 53216B104 | 5,570 | 896,966 | SH | DFND | 1 | 896,966 | 0 | 0 | |
| LIFEMD INC | COM | 53216B104 | 3,416 | 550,000 | SH | DFND | 2 | 550,000 | 0 | 0 | |
| MARCHEX INC | CL B | 56624R108 | 7,141 | 2,392,179 | SH | DFND | 1 | 2,392,179 | 0 | 0 | |
| MINIM INC | COM | 60365W102 | 2,847 | 1,530,595 | SH | DFND | 1 | 1,530,595 | 0 | 0 | |
| MINIM INC | COM | 60365W102 | 2,301 | 1,237,301 | SH | DFND | 2 | 1,237,301 | 0 | 0 | |
| MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 244 | 13,061 | SH | DFND | 1 | 13,061 | 0 | 0 | |
| 180 DEGREE CAP CORP | COM NEW | 68235B208 | 296 | 40,855 | SH | DFND | 1 | 40,855 | 0 | 0 | |
| PARABELLUM ACQUISITION CORP | UNIT 99/99/9999 | 69901P208 | 5,330 | 534,600 | SH | DFND | 1 | 534,600 | 0 | 0 | |
| PERPETUA RESOURCES CORP | COM | 714266103 | 13,628 | 2,736,628 | SH | DFND | 1 | 2,736,628 | 0 | 0 | |
| PERPETUA RESOURCES CORP | COM | 714266103 | 4,733 | 950,332 | SH | DFND | 2 | 950,332 | 0 | 0 | |
| QUANTUM CORP | COM NEW | 747906501 | 27,760 | 5,359,100 | SH | DFND | 1 | 5,359,100 | 0 | 0 | |
| QUANTUM CORP | COM NEW | 747906501 | 11,647 | 2,248,511 | SH | DFND | 2 | 2,248,511 | 0 | 0 | |
| RUMBLEON INC | COM CL B | 781386305 | 11,694 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
| RUMBLEON INC | COM CL B | 781386305 | 585 | 15,010 | SH | DFND | 1 | 15,010 | 0 | 0 | |
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 39,835 | 2,762,457 | SH | DFND | 1 | 2,762,457 | 0 | 0 | |
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 7,002 | 485,543 | SH | DFND | 2 | 485,543 | 0 | 0 | |
| SPARTAN ACQUISITION CORP III | UNIT 99/99/9999 | 84677R205 | 350 | 34,316 | SH | DFND | 1 | 34,316 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 27,692 | 11,538,462 | SH | DFND | 1 | 11,538,462 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 5,491 | 2,288,076 | SH | DFND | 2 | 2,288,076 | 0 | 0 | |
| TELOS CORP MD | COM | 87969B101 | 25,580 | 900,083 | SH | DFND | 1 | 900,083 | 0 | 0 | |
| TILE SHOP HLDGS INC | COM | 88677Q109 | 16,774 | 2,186,978 | SH | DFND | 1 | 2,186,978 | 0 | 0 | |
| TILE SHOP HLDGS INC | COM | 88677Q109 | 11,939 | 1,556,598 | SH | DFND | 2 | 1,556,598 | 0 | 0 | |
| TILRAY INC | NOTE 5.000%10/0 | 88688TAB6 | 516 | 528,000 | PRN | DFND | 1 | 528,000 | 0 | 0 | |
| AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 318 | 661,700 | SH | DFND | 1 | 661,700 | 0 | 0 | |
| HPX CORP | SHS CL A | G32219100 | 98 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| KISMET ACQUISITION THREE COR | *W EXP 06/30/202 | G5276C102 | 37 | 70,181 | SH | DFND | 1 | 70,181 | 0 | 0 | |
| MACONDRAY CAP ACQUISITN CORP | *W EXP 05/31/202 | G5853A115 | 12 | 22,538 | SH | DFND | 1 | 22,538 | 0 | 0 | |
| MACONDRAY CAP ACQUISITN CORP | UNIT 05/31/2028 | G5853A123 | 367 | 36,757 | SH | DFND | 1 | 36,757 | 0 | 0 | |
| OTONOMO TECHNOLOGIES LTD | *W EXP 08/13/202 | M7571L111 | 24 | 29,400 | SH | DFND | 1 | 29,400 | 0 | 0 | |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 51,385 | 2,167,237 | SH | DFND | 1 | 2,167,237 | 0 | 0 | |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 7,113 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 2,829 | 119,305 | SH | DFND | 119,305 | 0 | 0 | ||