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Form 10-Q - Quarterly report [Sections 13 or 15(d)]:
SEC Accession No. 0001213900-21-025220
Filing Date
2021-05-10
Accepted
2021-05-07 20:14:24
Documents
97
Period of Report
2021-03-31

Document Format Files

Seq Description Document Type Size
1 QUARTERLY REPORT f10q0321_brileyfinancial.htm   iXBRL 10-Q 1655651
2 DASH MEDICAL HOLDINGS, LLC SUBSCRIPTION AGREEMENT, DATED AS OF MARCH 1, 2021, BY f10q0321ex10-1_brileyfin.htm EX-10.1 398539
3 JOINDER TO LIMITED LIABILITY COMPANY AGREEMENT, DATED AS OF MARCH 1, 2021, BY AN f10q0321ex10-3_brileyfin.htm EX-10.3 20553
4 SUBORDINATED WORKING CAPITAL PROMISSORY NOTE, DATED AS OF MARCH 2, 2021, MADE BY f10q0321ex10-4_brileyfin.htm EX-10.4 35033
5 SUBORDINATION AGREEMENT, DATED AS OF MARCH 2, 2021, AMONG TREE LINE CAPITAL PART f10q0321ex10-5_brileyfin.htm EX-10.5 113636
6 FORM OF PERFORMANCE RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE AMENDED AND f10q0321ex10-6_brileyfin.htm EX-10.6 47721
7 AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENT, DATED AS OF FEBRUARY 8 f10q0321ex10-7_brileyfin.htm EX-10.7 189606
8 AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT, DATED AS OF MARCH 4, 2 f10q0321ex10-8_brileyfin.htm EX-10.8 204644
9 AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AGREEMENT, DATED AS OF MARCH 26, f10q0321ex10-9_brileyfin.htm EX-10.9 123880
10 CERTIFICATION f10q0321ex31-1_brileyfin.htm EX-31.1 12257
11 CERTIFICATION f10q0321ex31-2_brileyfin.htm EX-31.2 11769
12 CERTIFICATION f10q0321ex31-3_brileyfin.htm EX-31.3 12145
13 CERTIFICATION f10q0321ex32-1_brileyfin.htm EX-32.1 6309
14 CERTIFICATION f10q0321ex32-2_brileyfin.htm EX-32.2 6186
15 CERTIFICATION f10q0321ex32-3_brileyfin.htm EX-32.3 5882
21 GRAPHIC ex10-6_001.jpg GRAPHIC 2332
  Complete submission text file 0001213900-21-025220.txt   10691563

Data Files

Seq Description Document Type Size
16 XBRL SCHEMA FILE rily-20210331.xsd EX-101.SCH 103780
17 XBRL CALCULATION FILE rily-20210331_cal.xml EX-101.CAL 54263
18 XBRL DEFINITION FILE rily-20210331_def.xml EX-101.DEF 438199
19 XBRL LABEL FILE rily-20210331_lab.xml EX-101.LAB 799543
20 XBRL PRESENTATION FILE rily-20210331_pre.xml EX-101.PRE 445980
22 EXTRACTED XBRL INSTANCE DOCUMENT f10q0321_brileyfinancial_htm.xml XML 1481044
Mailing Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025
Business Address 11100 SANTA MONICA BLVD SUITE 800 LOS ANGELES CA 90025 818-884-3737
B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 10-Q | Act: 34 | File No.: 001-37503 | Film No.: 21904850
SIC: 7389 Services-Business Services, NEC