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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001213900-19-025407
Filing Date
2019-12-05
Accepted
2019-12-05 16:26:48
Documents
3
Period of Report
2019-12-05
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT f8k120519_brileyfin.htm 8-K 37449
2 AT MARKET ISSUANCE SALES AGREEMENT, DATED DECEMBER 5, 2019, BY AND BETWEEN THE C f8k120519ex1-1_brileyfin.htm EX-1.1 203805
3 OPINION OF THE NBD GROUP, INC. f8k120519ex5-1_brileyfin.htm EX-5.1 23845
  Complete submission text file 0001213900-19-025407.txt   266484
Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367
Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-37503 | Film No.: 191270657
SIC: 7389 Services-Business Services, NEC