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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001213900-19-019870
Filing Date
2019-10-07
Accepted
2019-10-07 16:10:38
Documents
8
Period of Report
2019-10-02
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 CURRENT REPORT f8k100219_brileyfinancial.htm 8-K 37954
2 UNDERWRITING AGREEMENT, DATED AS OF OCTOBER 2, 2019, BY AND AMONG THE COMPANY AN f8k100219ex1-1_brileyfin.htm EX-1.1 173733
3 CERTIFICATE OF DESIGNATION DESIGNATING THE 6.875% SERIES A CUMULATIVE PERPETUAL f8k100219ex3-1_brileyfin.htm EX-3.1 110521
4 DEPOSIT AGREEMENT, DATED OCTOBER 7, 2019, AMONG B. RILEY FINANCIAL, INC., CONTIN f8k100219ex4-1_brileyfin.htm EX-4.1 156667
5 FORM OF SPECIMEN CERTIFICATE REPRESENTING THE 6.875% SERIES A CUMULATIVE PERPETU f8k100219ex4-2_brileyfin.htm EX-4.2 24854
6 OPINION OF THE NBD GROUP, INC. f8k100219ex5-1_brileyfin.htm EX-5.1 14281
7 PRICING PRESS RELEASE, DATED OCTOBER 2, 2019 f8k100219ex99-1_brileyfin.htm EX-99.1 14569
8 CLOSING PRESS RELEASE, DATED OCTOBER 7, 2019 f8k100219ex99-2_brileyfin.htm EX-99.2 11317
  Complete submission text file 0001213900-19-019870.txt   545344
Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367
Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-37503 | Film No.: 191141008
SIC: 7389 Services-Business Services, NEC
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