0001464586-18-000003.txt : 20180213 0001464586-18-000003.hdr.sgml : 20180213 20180213171251 ACCESSION NUMBER: 0001464586-18-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, LLC CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 18604779 BUSINESS ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 FORMER COMPANY: FORMER CONFORMED NAME: Granite Investment Advisors, Inc. DATE OF NAME CHANGE: 20090520 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001464586 XXXXXXXX 12-31-2017 12-31-2017 Granite Investment Advisors, LLC
6 EAGLE SQUARE, 3RD FLOOR CONCORD NH 03301
13F HOLDINGS REPORT 028-13546 N
Debra Wentworth Partner CCO COO 6032266600 Debra Wentworth Concord NH 02-13-2018 0 179 568230 false
INFORMATION TABLE 2 gia.xml 3M Co. Common Stock 88579Y101 3999 16991 SH SOLE 5479 0 11512 A.O. Smith Corp Common Stock 831865209 306 5000 SH SOLE 0 0 5000 AT&T Corp. Common Stock 00206R102 9070 233287 SH SOLE 132495 0 100792 AbbVie, Inc. Common Stock 00287Y109 545 5636 SH SOLE 4405 0 1231 Abbott Labs Common Stock 002824100 14041 246034 SH SOLE 146381 0 99653 Accenture PLC - Cl.A Common Stock G1151C101 495 3236 SH SOLE 2457 0 779 Agrium Inc. Common Stock 008916108 10093 87765 SH SOLE 47615 0 40150 Albemarle Corp Common Stock 012653101 320 2500 SH SOLE 0 0 2500 Alexanders, Inc. Common Stock 014752109 2434 6148 SH SOLE 6148 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 3285 19049 SH SOLE 7900 0 11149 Alleghany Corp. Common Stock 017175100 10985 18429 SH SOLE 16316 0 2113 Allegion Plc Common Stock G0176J109 239 3000 SH SOLE 0 0 3000 Alphabet Inc. Cl A Common Stock 02079K305 2004 1902 SH SOLE 522 0 1380 Alphabet Inc. Cl C Common Stock 38259P706 1489 1423 SH SOLE 52 0 1371 Alternate Health Corp Common Stock 02090B102 271 170000 SH SOLE 0 0 170000 Amazon.Com Inc. Common Stock 023135106 2635 2253 SH SOLE 137 0 2116 American Intl Grp Common Stock 026874784 4086 68586 SH SOLE 59487 0 9099 Amgen Common Stock 031162100 2179 12530 SH SOLE 484 0 12046 Apple Inc. Common Stock 037833100 16841 99517 SH SOLE 72797 0 26720 Applied Materials Common Stock 038222105 1750 34242 SH SOLE 0 0 34242 Arthur J. Gallagher & Co. Common Stock 363576109 301 4750 SH SOLE 0 0 4750 Automatic Data Processing Common Stock 053015103 670 5715 SH SOLE 3744 0 1971 Avery-Dennison Corp. Common Stock 053611109 287 2500 SH SOLE 0 0 2500 Ball Corp. Common Stock 058498106 227 6000 SH SOLE 0 0 6000 Bank of New York Mellon Corp. Common Stock 064058100 6028 111927 SH SOLE 99488 0 12439 Bank of Nova Scotia Common Stock 064149107 3857 59776 SH SOLE 0 0 59776 Becton Dickinson Common Stock 075887109 315 1470 SH SOLE 20 0 1450 Berkshire Hathaway Cl. B Common Stock 084670702 20940 105638 SH SOLE 82475 0 23163 Blackstone Group LP Common Stock 09253U108 2369 73971 SH SOLE 350 0 73621 Boeing Co. Common Stock 097023105 10670 36180 SH SOLE 21818 0 14362 Brighthouse Financial,Inc. Common Stock 10922N103 4775 81427 SH SOLE 70778 0 10649 Broadcom Ltd. (formerly Avago Common Stock Y09827109 1951 7594 SH SOLE 0 0 7594 Broadridge Financial Solutions Common Stock 11133T103 226 2500 SH SOLE 0 0 2500 C.R. Bard Inc. (MERGER PENDING Common Stock 067383109 5572 16821 SH SOLE 14169 0 2652 CVS Health Corp. Common Stock 126650100 372 5125 SH SOLE 4625 0 500 Calpine Corporation Common Stock 131347304 385 25450 SH SOLE 25450 0 0 Carnival Cruise Common Stock 143658300 6533 98426 SH SOLE 85396 0 13030 Caterpillar Common Stock 149123101 248 1572 SH SOLE 1012 0 560 Celgene Corp. Common Stock 151020104 1498 14358 SH SOLE 143 0 14215 Charles Schwab Corp. Common Stock 808513105 403 7851 SH SOLE 0 0 7851 Chemed Corp Common Stock 16359R103 304 1250 SH SOLE 0 0 1250 Chevron Corp. Common Stock 166764100 2019 16128 SH SOLE 4336 0 11792 Churchill Downs Inc. Common Stock 171484108 349 1500 SH SOLE 0 0 1500 Cigna Corp Common Stock 125509109 203 1000 SH SOLE 1000 0 0 Cimarex Energy Common Stock 171798101 5130 42043 SH SOLE 36880 0 5163 Cintas Common Stock 172908105 312 2000 SH SOLE 0 0 2000 Cisco Systems Inc. Common Stock 17275R102 3769 98406 SH SOLE 22125 0 76281 Citigroup Common Stock 172967424 11754 157961 SH SOLE 139010 0 18951 Coca-Cola Common Stock 191216100 3674 80089 SH SOLE 70407 0 9682 Comcast Corporation Class A Common Stock 20030N101 7979 199226 SH SOLE 173721 0 25505 Constellation Brand Cl A Class Common Stock 21036P108 1692 7403 SH SOLE 0 0 7403 Cummins Inc. Common Stock 231021106 428 2425 SH SOLE 50 0 2375 Cytokinetics, Inc. Common Stock 23282W605 151 18500 SH SOLE 0 0 18500 Danaher Common Stock 235851102 2409 25958 SH SOLE 0 0 25958 Danone-Spons ADR Common Stock 23636T100 13224 788538 SH SOLE 536878 0 251660 Diageo PLC Common Stock 25243Q205 4258 29158 SH SOLE 370 0 28788 Disney, Walt & Co. Common Stock 254687106 2319 21566 SH SOLE 3560 0 18006 Domino's Pizza Inc. Common Stock 25754A201 283 1500 SH SOLE 0 0 1500 DowDuPont Inc. Common Stock 26078J100 2955 41485 SH SOLE 3817 0 37668 Emerson Electric Common Stock 291011104 243 3482 SH SOLE 3482 0 0 Exxon Mobil Corp. Common Stock 30231G102 7444 89004 SH SOLE 35098 0 53906 Facebook, Inc. Common Stock 30303M102 2328 13191 SH SOLE 581 0 12610 FedEx Corporation Common Stock 31428X106 411 1647 SH SOLE 1450 0 197 Fortive Corp. Common Stock 34959J108 2041 28212 SH SOLE 0 0 28212 General Electric Common Stock 369604103 3107 178070 SH SOLE 132439 0 45631 General Motors Common Stock 37045V100 7937 193636 SH SOLE 157127 0 36509 Gilead Sciences, Inc. Common Stock 375558103 5401 75393 SH SOLE 65662 0 9731 Global Markets Inc. Common Stock 12503M108 374 3000 SH SOLE 0 0 3000 Goldman Sachs Group Inc Common Stock 38141g104 374 1470 SH SOLE 1350 0 120 Health Care Services Group Common Stock 421906108 264 5000 SH SOLE 0 0 5000 Hershey Co. Common Stock 427866108 1934 17039 SH SOLE 0 0 17039 Home Depot Common Stock 437076102 310 1638 SH SOLE 58 0 1580 Honeywell Intl Common Stock 438516106 8531 55627 SH SOLE 48975 0 6652 Hubbell, Inc. Common Stock 443510607 7105 52498 SH SOLE 25715 0 26783 Humana Corp. Common Stock 444859102 561 2260 SH SOLE 2000 0 260 IDEXX Laboratories Inc Common Stock 45168d104 301 1925 SH SOLE 0 0 1925 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 Intel Corp Common Stock 458140100 2769 59990 SH SOLE 1694 0 58296 Intercontinental Exchange Inc. Common Stock 45866F104 1684 23870 SH SOLE 0 0 23870 International Business Machine Common Stock 459200101 11817 77025 SH SOLE 42345 0 34680 Intl Flavors&Fragrnc Common Stock 459506101 1538 10077 SH SOLE 0 0 10077 Intuitive Surgical Inc. Common Stock 46120E602 1363 3736 SH SOLE 0 0 3736 JPMorgan Chase & Co. Common Stock 46625H100 4220 39457 SH SOLE 10191 0 29266 Johnson & Johnson Common Stock 478160104 14209 101698 SH SOLE 59704 0 41994 KAR Auction Services Inc Common Stock 48238T109 253 5000 SH SOLE 0 0 5000 Legg Mason, Inc. Common Stock 524901105 252 6000 SH SOLE 0 0 6000 Lockheed-Martin Common Stock 539830109 3812 11872 SH SOLE 1361 0 10511 MKS Instruments Inc Common Stock 55306N104 284 3000 SH SOLE 0 0 3000 Manulife Financial Corp. Common Stock 56501R106 4935 236564 SH SOLE 432 0 236132 Masco Corp Common Stock 574599106 286 6500 SH SOLE 0 0 6500 Mastercard Inc Common Stock 57636Q104 2844 18788 SH SOLE 160 0 18628 McDonalds Corp. Common Stock 580135101 1130 6566 SH SOLE 5219 0 1347 McKesson HBOC Inc. Common Stock 58155Q103 6473 41508 SH SOLE 35977 0 5531 Merck Common Stock 58933Y105 7621 135433 SH SOLE 87684 0 47749 Met Life Common Stock 59156R108 8879 175619 SH SOLE 77242 0 98377 Microsoft Corp Common Stock 594918104 12827 149958 SH SOLE 108776 0 41182 Morgan Stanley Common Stock 617446448 211 4029 SH SOLE 3629 0 400 NVR Inc. Common Stock 62944T105 351 100 SH SOLE 0 0 100 National Grid PLC ADS Common Stock 636274409 2053 34902 SH SOLE 0 0 34902 Nestle S A Sponsored Adr Common Stock 641069406 3608 41966 SH SOLE 0 0 41966 Oracle Corp. Common Stock 68389X105 12064 255171 SH SOLE 192048 0 63123 Pembina Pipeline Corp Shs Common Stock 706327103 3195 88315 SH SOLE 0 0 88315 Pfizer Inc. Common Stock 717081103 487 13435 SH SOLE 9735 0 3700 Philip Morris Intl. Common Stock 718172109 254 2408 SH SOLE 1770 0 638 Phillips 66 Common Stock 718546104 213 2108 SH SOLE 2108 0 0 Priceline.com Inc Common Stock 741503403 1746 1005 SH SOLE 0 0 1005 Proctor & Gamble Common Stock 742718109 556 6049 SH SOLE 5874 0 175 Public Service Ent. Common Stock 744573106 323 6271 SH SOLE 6271 0 0 Rollins, Inc. Common Stock 775711104 233 5000 SH SOLE 0 0 5000 Royal Dutch Shell PLC - Class Common Stock 780259107 14100 206468 SH SOLE 170582 0 35886 Royal Dutch Shell Plc Spons Ad Common Stock 780259206 4123 61807 SH SOLE 3984 0 57823 S&P Global, Inc. Common Stock 78409V104 2050 12101 SH SOLE 0 0 12101 Schlumberger Common Stock 806857108 6146 91200 SH SOLE 63808 0 27392 Sherwin-Williams Common Stock 824348106 1099 2680 SH SOLE 0 0 2680 Southwestern Energy Co. Common Stock 845467109 2502 448398 SH SOLE 396645 0 51753 Starbucks Corp. Common Stock 855244109 2068 36013 SH SOLE 200 0 35813 Stryker Corp. Common Stock 863667101 2297 14833 SH SOLE 80 0 14753 TJX Co., Inc.(New) Common Stock 872540109 6023 78777 SH SOLE 69721 0 9056 Tanger Factory Outlet Centers, Common Stock 875465106 7827 295235 SH SOLE 196265 0 98970 TelUS Corp Common Stock 87971m103 3927 103708 SH SOLE 0 0 103708 Tenaris S.A. ADS Common Stock 88031M109 6241 195899 SH SOLE 172395 0 23504 Thermo Fisher Scientific Inc. Common Stock 883556102 2101 11063 SH SOLE 25 0 11038 Tiffany & Co. Common Stock 886547108 3444 33130 SH SOLE 0 0 33130 Toro Co Common Stock 891092108 261 4000 SH SOLE 0 0 4000 Total SA France Spons. ADR Common Stock 89151E109 3665 66301 SH SOLE 300 0 66001 Transocean Inc Common Stock H8817H100 4645 434922 SH SOLE 384308 0 50614 U.S. Bancorp Common Stock 902973304 232 4336 SH SOLE 4336 0 0 Unilever ADR Common Stock 904767704 13779 248992 SH SOLE 153463 0 95529 Unilever NV Common Stock 904784709 1093 19415 SH SOLE 19415 0 0 Union Pacific Common Stock 907818108 368 2744 SH SOLE 1544 0 1200 Unit Corporation Common Stock 909218109 531 24159 SH SOLE 24159 0 0 United Parcel Service Inc. Cl Common Stock 911312106 3250 27278 SH SOLE 600 0 26678 United Technologies Common Stock 913017109 9089 71250 SH SOLE 62909 0 8341 UnitedHealth Group Inc. Common Stock 91324P102 7382 33483 SH SOLE 22694 0 10789 Verizon Communications Common Stock 92343V104 934 17652 SH SOLE 8523 0 9129 Viacom Inc. - Cl. B Common Stock 92553P201 4610 149619 SH SOLE 131055 0 18564 Vornado REIT Common Stock 929042109 1442 18450 SH SOLE 18450 0 0 Wal Mart Stores Inc. Common Stock 931142103 13281 134488 SH SOLE 76695 0 57793 Waste Connections Common Stock 94106B101 248 3500 SH SOLE 0 0 3500 Weyerhaeuser Co. Common Stock 962166104 3150 89342 SH SOLE 1120 0 88222 Whirlpool Common Stock 963320106 3899 23118 SH SOLE 19609 0 3509 Xylem Inc Common Stock 98419M100 286 4200 SH SOLE 0 0 4200 Zoetis Inc. Common Stock 98978V103 1024 14209 SH SOLE 411 0 13798 Consumer Discret Select Sector Index share 81369y407 2394 24259 SH SOLE 15190 0 9069 Consumer Staples Select Sector Index share 81369y308 1818 31958 SH SOLE 20462 0 11496 Energy Select Sector SPDR Index share 81369y506 2399 33199 SH SOLE 21930 0 11269 Health Care Select Sector Spdr Index share 81369y209 2690 32532 SH SOLE 21490 0 11042 Industrial Select Sector SPDR Index share 81369y704 2192 28969 SH SOLE 18855 0 10114 Ishares Russell 2000 Index share 464287655 1371 8990 SH SOLE 8040 0 950 Materials Select Sector SPDR Index share 81369y100 310 5121 SH SOLE 3230 0 1891 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 1215 3517 SH SOLE 3517 0 0 SPDR Blackstone GSO Senior Loa Index share 78467V608 465 9850 SH SOLE 0 0 9850 SPDR DoubleLine Total Return T Index share 78467V848 483 9925 SH SOLE 0 0 9925 SPDR S&P 500 Index share 78462f103 254 952 SH SOLE 849 0 103 Spdr Series Trust SPDR S&P Tel Index share 78464a540 323 4734 SH SOLE 3165 0 1569 Technology Select Sector Index share 81369Y803 2035 31815 SH SOLE 20498 0 11317 Utilities Select Sector Spdr Index share 81369y886 438 8305 SH SOLE 4115 0 4190 Vanguard Financials ETF Index share 92204A405 3648 52083 SH SOLE 35060 0 17023 Vanguard Short Term Corporate Index share 92206C409 884 11150 SH SOLE 0 0 11150 Vanguard Small-Cap Growth ETF Index share 922908595 1417 8809 SH SOLE 5810 0 2999 Vanguard Total Stock Market ET Index share 922908769 220 1600 SH SOLE 1600 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 1107 5834 SH SOLE 5834 0 0 iShares US Preferred Stock Index share 464288687 1576 41390 SH SOLE 0 0 41390 ishares S & P 100 Index Index share 464287101 280 2358 SH SOLE 0 0 2358 Vanguard FTSE Developed Market Index share 921943858 801 17861 SH SOLE 4861 0 13000 Vanguard FTSE Europe ETF Index share 922042874 1129 19085 SH SOLE 19085 0 0 iShares MSCI EAFE Index share 464287465 1872 26621 SH SOLE 15970 0 10651 Vanguard FTSE Emerging Markets Index share 922042858 1287 28042 SH SOLE 14660 0 13382 iShares MSCI Emerging Markets Index share 464287234 394 8360 SH SOLE 4560 0 3800 Vanguard Int Term Inv Index share 922031885 150 15392 SH SOLE 0 0 15392 IShares Barclays 1-3 Year Cred Index share 464288646 2901 27747 SH SOLE 17960 0 9787 IShares Barclays US TIPS Index share 464287176 312 2737 SH SOLE 2712 0 25 IShares Intermediate Credit Index share 464288638 2386 21849 SH SOLE 15144 0 6705 Vanguard Interm- Corp Bnd Fund Index share 92206C870 1147 13122 SH SOLE 7785 0 5337 Vanguard Short-Term Bond ETF Index share 921937827 205 2597 SH SOLE 1775 0 822 Vanguard Short-Term Infl. Prot Index share 922020805 4343 88960 SH SOLE 78070 0 10890 iShares Floating Rate Bond Index share 46429B655 5800 114135 SH SOLE 105110 0 9025 iShares Iboxx $ Invst Grade Cr Index share 464287242 1326 10910 SH SOLE 135 0 10775 Vanguard REIT ETF Index share 922908553 479 5775 SH SOLE 0 0 5775