0001464586-18-000003.txt : 20180213
0001464586-18-000003.hdr.sgml : 20180213
20180213171251
ACCESSION NUMBER: 0001464586-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
EFFECTIVENESS DATE: 20180213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Advisors, LLC
CENTRAL INDEX KEY: 0001464586
IRS NUMBER: 264203423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13546
FILM NUMBER: 18604779
BUSINESS ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 603-226-6600
MAIL ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
FORMER COMPANY:
FORMER CONFORMED NAME: Granite Investment Advisors, Inc.
DATE OF NAME CHANGE: 20090520
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001464586
XXXXXXXX
12-31-2017
12-31-2017
Granite Investment Advisors, LLC
6 EAGLE SQUARE, 3RD FLOOR
CONCORD
NH
03301
13F HOLDINGS REPORT
028-13546
N
Debra Wentworth
Partner CCO COO
6032266600
Debra Wentworth
Concord
NH
02-13-2018
0
179
568230
false
INFORMATION TABLE
2
gia.xml
3M Co.
Common Stock
88579Y101
3999
16991
SH
SOLE
5479
0
11512
A.O. Smith Corp
Common Stock
831865209
306
5000
SH
SOLE
0
0
5000
AT&T Corp.
Common Stock
00206R102
9070
233287
SH
SOLE
132495
0
100792
AbbVie, Inc.
Common Stock
00287Y109
545
5636
SH
SOLE
4405
0
1231
Abbott Labs
Common Stock
002824100
14041
246034
SH
SOLE
146381
0
99653
Accenture PLC - Cl.A
Common Stock
G1151C101
495
3236
SH
SOLE
2457
0
779
Agrium Inc.
Common Stock
008916108
10093
87765
SH
SOLE
47615
0
40150
Albemarle Corp
Common Stock
012653101
320
2500
SH
SOLE
0
0
2500
Alexanders, Inc.
Common Stock
014752109
2434
6148
SH
SOLE
6148
0
0
Alibaba Group Hldgs Limited RS
Common Stock
01609W102
3285
19049
SH
SOLE
7900
0
11149
Alleghany Corp.
Common Stock
017175100
10985
18429
SH
SOLE
16316
0
2113
Allegion Plc
Common Stock
G0176J109
239
3000
SH
SOLE
0
0
3000
Alphabet Inc. Cl A
Common Stock
02079K305
2004
1902
SH
SOLE
522
0
1380
Alphabet Inc. Cl C
Common Stock
38259P706
1489
1423
SH
SOLE
52
0
1371
Alternate Health Corp
Common Stock
02090B102
271
170000
SH
SOLE
0
0
170000
Amazon.Com Inc.
Common Stock
023135106
2635
2253
SH
SOLE
137
0
2116
American Intl Grp
Common Stock
026874784
4086
68586
SH
SOLE
59487
0
9099
Amgen
Common Stock
031162100
2179
12530
SH
SOLE
484
0
12046
Apple Inc.
Common Stock
037833100
16841
99517
SH
SOLE
72797
0
26720
Applied Materials
Common Stock
038222105
1750
34242
SH
SOLE
0
0
34242
Arthur J. Gallagher & Co.
Common Stock
363576109
301
4750
SH
SOLE
0
0
4750
Automatic Data Processing
Common Stock
053015103
670
5715
SH
SOLE
3744
0
1971
Avery-Dennison Corp.
Common Stock
053611109
287
2500
SH
SOLE
0
0
2500
Ball Corp.
Common Stock
058498106
227
6000
SH
SOLE
0
0
6000
Bank of New York Mellon Corp.
Common Stock
064058100
6028
111927
SH
SOLE
99488
0
12439
Bank of Nova Scotia
Common Stock
064149107
3857
59776
SH
SOLE
0
0
59776
Becton Dickinson
Common Stock
075887109
315
1470
SH
SOLE
20
0
1450
Berkshire Hathaway Cl. B
Common Stock
084670702
20940
105638
SH
SOLE
82475
0
23163
Blackstone Group LP
Common Stock
09253U108
2369
73971
SH
SOLE
350
0
73621
Boeing Co.
Common Stock
097023105
10670
36180
SH
SOLE
21818
0
14362
Brighthouse Financial,Inc.
Common Stock
10922N103
4775
81427
SH
SOLE
70778
0
10649
Broadcom Ltd. (formerly Avago
Common Stock
Y09827109
1951
7594
SH
SOLE
0
0
7594
Broadridge Financial Solutions
Common Stock
11133T103
226
2500
SH
SOLE
0
0
2500
C.R. Bard Inc. (MERGER PENDING
Common Stock
067383109
5572
16821
SH
SOLE
14169
0
2652
CVS Health Corp.
Common Stock
126650100
372
5125
SH
SOLE
4625
0
500
Calpine Corporation
Common Stock
131347304
385
25450
SH
SOLE
25450
0
0
Carnival Cruise
Common Stock
143658300
6533
98426
SH
SOLE
85396
0
13030
Caterpillar
Common Stock
149123101
248
1572
SH
SOLE
1012
0
560
Celgene Corp.
Common Stock
151020104
1498
14358
SH
SOLE
143
0
14215
Charles Schwab Corp.
Common Stock
808513105
403
7851
SH
SOLE
0
0
7851
Chemed Corp
Common Stock
16359R103
304
1250
SH
SOLE
0
0
1250
Chevron Corp.
Common Stock
166764100
2019
16128
SH
SOLE
4336
0
11792
Churchill Downs Inc.
Common Stock
171484108
349
1500
SH
SOLE
0
0
1500
Cigna Corp
Common Stock
125509109
203
1000
SH
SOLE
1000
0
0
Cimarex Energy
Common Stock
171798101
5130
42043
SH
SOLE
36880
0
5163
Cintas
Common Stock
172908105
312
2000
SH
SOLE
0
0
2000
Cisco Systems Inc.
Common Stock
17275R102
3769
98406
SH
SOLE
22125
0
76281
Citigroup
Common Stock
172967424
11754
157961
SH
SOLE
139010
0
18951
Coca-Cola
Common Stock
191216100
3674
80089
SH
SOLE
70407
0
9682
Comcast Corporation Class A
Common Stock
20030N101
7979
199226
SH
SOLE
173721
0
25505
Constellation Brand Cl A Class
Common Stock
21036P108
1692
7403
SH
SOLE
0
0
7403
Cummins Inc.
Common Stock
231021106
428
2425
SH
SOLE
50
0
2375
Cytokinetics, Inc.
Common Stock
23282W605
151
18500
SH
SOLE
0
0
18500
Danaher
Common Stock
235851102
2409
25958
SH
SOLE
0
0
25958
Danone-Spons ADR
Common Stock
23636T100
13224
788538
SH
SOLE
536878
0
251660
Diageo PLC
Common Stock
25243Q205
4258
29158
SH
SOLE
370
0
28788
Disney, Walt & Co.
Common Stock
254687106
2319
21566
SH
SOLE
3560
0
18006
Domino's Pizza Inc.
Common Stock
25754A201
283
1500
SH
SOLE
0
0
1500
DowDuPont Inc.
Common Stock
26078J100
2955
41485
SH
SOLE
3817
0
37668
Emerson Electric
Common Stock
291011104
243
3482
SH
SOLE
3482
0
0
Exxon Mobil Corp.
Common Stock
30231G102
7444
89004
SH
SOLE
35098
0
53906
Facebook, Inc.
Common Stock
30303M102
2328
13191
SH
SOLE
581
0
12610
FedEx Corporation
Common Stock
31428X106
411
1647
SH
SOLE
1450
0
197
Fortive Corp.
Common Stock
34959J108
2041
28212
SH
SOLE
0
0
28212
General Electric
Common Stock
369604103
3107
178070
SH
SOLE
132439
0
45631
General Motors
Common Stock
37045V100
7937
193636
SH
SOLE
157127
0
36509
Gilead Sciences, Inc.
Common Stock
375558103
5401
75393
SH
SOLE
65662
0
9731
Global Markets Inc.
Common Stock
12503M108
374
3000
SH
SOLE
0
0
3000
Goldman Sachs Group Inc
Common Stock
38141g104
374
1470
SH
SOLE
1350
0
120
Health Care Services Group
Common Stock
421906108
264
5000
SH
SOLE
0
0
5000
Hershey Co.
Common Stock
427866108
1934
17039
SH
SOLE
0
0
17039
Home Depot
Common Stock
437076102
310
1638
SH
SOLE
58
0
1580
Honeywell Intl
Common Stock
438516106
8531
55627
SH
SOLE
48975
0
6652
Hubbell, Inc.
Common Stock
443510607
7105
52498
SH
SOLE
25715
0
26783
Humana Corp.
Common Stock
444859102
561
2260
SH
SOLE
2000
0
260
IDEXX Laboratories Inc
Common Stock
45168d104
301
1925
SH
SOLE
0
0
1925
IR BioSciences Holdings, Inc.
Common Stock
46264M303
0
71468
SH
SOLE
71468
0
0
Intel Corp
Common Stock
458140100
2769
59990
SH
SOLE
1694
0
58296
Intercontinental Exchange Inc.
Common Stock
45866F104
1684
23870
SH
SOLE
0
0
23870
International Business Machine
Common Stock
459200101
11817
77025
SH
SOLE
42345
0
34680
Intl Flavors&Fragrnc
Common Stock
459506101
1538
10077
SH
SOLE
0
0
10077
Intuitive Surgical Inc.
Common Stock
46120E602
1363
3736
SH
SOLE
0
0
3736
JPMorgan Chase & Co.
Common Stock
46625H100
4220
39457
SH
SOLE
10191
0
29266
Johnson & Johnson
Common Stock
478160104
14209
101698
SH
SOLE
59704
0
41994
KAR Auction Services Inc
Common Stock
48238T109
253
5000
SH
SOLE
0
0
5000
Legg Mason, Inc.
Common Stock
524901105
252
6000
SH
SOLE
0
0
6000
Lockheed-Martin
Common Stock
539830109
3812
11872
SH
SOLE
1361
0
10511
MKS Instruments Inc
Common Stock
55306N104
284
3000
SH
SOLE
0
0
3000
Manulife Financial Corp.
Common Stock
56501R106
4935
236564
SH
SOLE
432
0
236132
Masco Corp
Common Stock
574599106
286
6500
SH
SOLE
0
0
6500
Mastercard Inc
Common Stock
57636Q104
2844
18788
SH
SOLE
160
0
18628
McDonalds Corp.
Common Stock
580135101
1130
6566
SH
SOLE
5219
0
1347
McKesson HBOC Inc.
Common Stock
58155Q103
6473
41508
SH
SOLE
35977
0
5531
Merck
Common Stock
58933Y105
7621
135433
SH
SOLE
87684
0
47749
Met Life
Common Stock
59156R108
8879
175619
SH
SOLE
77242
0
98377
Microsoft Corp
Common Stock
594918104
12827
149958
SH
SOLE
108776
0
41182
Morgan Stanley
Common Stock
617446448
211
4029
SH
SOLE
3629
0
400
NVR Inc.
Common Stock
62944T105
351
100
SH
SOLE
0
0
100
National Grid PLC ADS
Common Stock
636274409
2053
34902
SH
SOLE
0
0
34902
Nestle S A Sponsored Adr
Common Stock
641069406
3608
41966
SH
SOLE
0
0
41966
Oracle Corp.
Common Stock
68389X105
12064
255171
SH
SOLE
192048
0
63123
Pembina Pipeline Corp Shs
Common Stock
706327103
3195
88315
SH
SOLE
0
0
88315
Pfizer Inc.
Common Stock
717081103
487
13435
SH
SOLE
9735
0
3700
Philip Morris Intl.
Common Stock
718172109
254
2408
SH
SOLE
1770
0
638
Phillips 66
Common Stock
718546104
213
2108
SH
SOLE
2108
0
0
Priceline.com Inc
Common Stock
741503403
1746
1005
SH
SOLE
0
0
1005
Proctor & Gamble
Common Stock
742718109
556
6049
SH
SOLE
5874
0
175
Public Service Ent.
Common Stock
744573106
323
6271
SH
SOLE
6271
0
0
Rollins, Inc.
Common Stock
775711104
233
5000
SH
SOLE
0
0
5000
Royal Dutch Shell PLC - Class
Common Stock
780259107
14100
206468
SH
SOLE
170582
0
35886
Royal Dutch Shell Plc Spons Ad
Common Stock
780259206
4123
61807
SH
SOLE
3984
0
57823
S&P Global, Inc.
Common Stock
78409V104
2050
12101
SH
SOLE
0
0
12101
Schlumberger
Common Stock
806857108
6146
91200
SH
SOLE
63808
0
27392
Sherwin-Williams
Common Stock
824348106
1099
2680
SH
SOLE
0
0
2680
Southwestern Energy Co.
Common Stock
845467109
2502
448398
SH
SOLE
396645
0
51753
Starbucks Corp.
Common Stock
855244109
2068
36013
SH
SOLE
200
0
35813
Stryker Corp.
Common Stock
863667101
2297
14833
SH
SOLE
80
0
14753
TJX Co., Inc.(New)
Common Stock
872540109
6023
78777
SH
SOLE
69721
0
9056
Tanger Factory Outlet Centers,
Common Stock
875465106
7827
295235
SH
SOLE
196265
0
98970
TelUS Corp
Common Stock
87971m103
3927
103708
SH
SOLE
0
0
103708
Tenaris S.A. ADS
Common Stock
88031M109
6241
195899
SH
SOLE
172395
0
23504
Thermo Fisher Scientific Inc.
Common Stock
883556102
2101
11063
SH
SOLE
25
0
11038
Tiffany & Co.
Common Stock
886547108
3444
33130
SH
SOLE
0
0
33130
Toro Co
Common Stock
891092108
261
4000
SH
SOLE
0
0
4000
Total SA France Spons. ADR
Common Stock
89151E109
3665
66301
SH
SOLE
300
0
66001
Transocean Inc
Common Stock
H8817H100
4645
434922
SH
SOLE
384308
0
50614
U.S. Bancorp
Common Stock
902973304
232
4336
SH
SOLE
4336
0
0
Unilever ADR
Common Stock
904767704
13779
248992
SH
SOLE
153463
0
95529
Unilever NV
Common Stock
904784709
1093
19415
SH
SOLE
19415
0
0
Union Pacific
Common Stock
907818108
368
2744
SH
SOLE
1544
0
1200
Unit Corporation
Common Stock
909218109
531
24159
SH
SOLE
24159
0
0
United Parcel Service Inc. Cl
Common Stock
911312106
3250
27278
SH
SOLE
600
0
26678
United Technologies
Common Stock
913017109
9089
71250
SH
SOLE
62909
0
8341
UnitedHealth Group Inc.
Common Stock
91324P102
7382
33483
SH
SOLE
22694
0
10789
Verizon Communications
Common Stock
92343V104
934
17652
SH
SOLE
8523
0
9129
Viacom Inc. - Cl. B
Common Stock
92553P201
4610
149619
SH
SOLE
131055
0
18564
Vornado REIT
Common Stock
929042109
1442
18450
SH
SOLE
18450
0
0
Wal Mart Stores Inc.
Common Stock
931142103
13281
134488
SH
SOLE
76695
0
57793
Waste Connections
Common Stock
94106B101
248
3500
SH
SOLE
0
0
3500
Weyerhaeuser Co.
Common Stock
962166104
3150
89342
SH
SOLE
1120
0
88222
Whirlpool
Common Stock
963320106
3899
23118
SH
SOLE
19609
0
3509
Xylem Inc
Common Stock
98419M100
286
4200
SH
SOLE
0
0
4200
Zoetis Inc.
Common Stock
98978V103
1024
14209
SH
SOLE
411
0
13798
Consumer Discret Select Sector
Index share
81369y407
2394
24259
SH
SOLE
15190
0
9069
Consumer Staples Select Sector
Index share
81369y308
1818
31958
SH
SOLE
20462
0
11496
Energy Select Sector SPDR
Index share
81369y506
2399
33199
SH
SOLE
21930
0
11269
Health Care Select Sector Spdr
Index share
81369y209
2690
32532
SH
SOLE
21490
0
11042
Industrial Select Sector SPDR
Index share
81369y704
2192
28969
SH
SOLE
18855
0
10114
Ishares Russell 2000
Index share
464287655
1371
8990
SH
SOLE
8040
0
950
Materials Select Sector SPDR
Index share
81369y100
310
5121
SH
SOLE
3230
0
1891
Midcap SPDR Trust Ser 1 - S&P
Index share
78467Y107
1215
3517
SH
SOLE
3517
0
0
SPDR Blackstone GSO Senior Loa
Index share
78467V608
465
9850
SH
SOLE
0
0
9850
SPDR DoubleLine Total Return T
Index share
78467V848
483
9925
SH
SOLE
0
0
9925
SPDR S&P 500
Index share
78462f103
254
952
SH
SOLE
849
0
103
Spdr Series Trust SPDR S&P Tel
Index share
78464a540
323
4734
SH
SOLE
3165
0
1569
Technology Select Sector
Index share
81369Y803
2035
31815
SH
SOLE
20498
0
11317
Utilities Select Sector Spdr
Index share
81369y886
438
8305
SH
SOLE
4115
0
4190
Vanguard Financials ETF
Index share
92204A405
3648
52083
SH
SOLE
35060
0
17023
Vanguard Short Term Corporate
Index share
92206C409
884
11150
SH
SOLE
0
0
11150
Vanguard Small-Cap Growth ETF
Index share
922908595
1417
8809
SH
SOLE
5810
0
2999
Vanguard Total Stock Market ET
Index share
922908769
220
1600
SH
SOLE
1600
0
0
iShares Core S&P Mid-Cap ETF
Index share
464287507
1107
5834
SH
SOLE
5834
0
0
iShares US Preferred Stock
Index share
464288687
1576
41390
SH
SOLE
0
0
41390
ishares S & P 100 Index
Index share
464287101
280
2358
SH
SOLE
0
0
2358
Vanguard FTSE Developed Market
Index share
921943858
801
17861
SH
SOLE
4861
0
13000
Vanguard FTSE Europe ETF
Index share
922042874
1129
19085
SH
SOLE
19085
0
0
iShares MSCI EAFE
Index share
464287465
1872
26621
SH
SOLE
15970
0
10651
Vanguard FTSE Emerging Markets
Index share
922042858
1287
28042
SH
SOLE
14660
0
13382
iShares MSCI Emerging Markets
Index share
464287234
394
8360
SH
SOLE
4560
0
3800
Vanguard Int Term Inv
Index share
922031885
150
15392
SH
SOLE
0
0
15392
IShares Barclays 1-3 Year Cred
Index share
464288646
2901
27747
SH
SOLE
17960
0
9787
IShares Barclays US TIPS
Index share
464287176
312
2737
SH
SOLE
2712
0
25
IShares Intermediate Credit
Index share
464288638
2386
21849
SH
SOLE
15144
0
6705
Vanguard Interm- Corp Bnd Fund
Index share
92206C870
1147
13122
SH
SOLE
7785
0
5337
Vanguard Short-Term Bond ETF
Index share
921937827
205
2597
SH
SOLE
1775
0
822
Vanguard Short-Term Infl. Prot
Index share
922020805
4343
88960
SH
SOLE
78070
0
10890
iShares Floating Rate Bond
Index share
46429B655
5800
114135
SH
SOLE
105110
0
9025
iShares Iboxx $ Invst Grade Cr
Index share
464287242
1326
10910
SH
SOLE
135
0
10775
Vanguard REIT ETF
Index share
922908553
479
5775
SH
SOLE
0
0
5775