0001464586-17-000004.txt : 20170419
0001464586-17-000004.hdr.sgml : 20170419
20170419144052
ACCESSION NUMBER: 0001464586-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170419
DATE AS OF CHANGE: 20170419
EFFECTIVENESS DATE: 20170419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Advisors, LLC
CENTRAL INDEX KEY: 0001464586
IRS NUMBER: 264203423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13546
FILM NUMBER: 17769703
BUSINESS ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 603-226-6600
MAIL ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
FORMER COMPANY:
FORMER CONFORMED NAME: Granite Investment Advisors, Inc.
DATE OF NAME CHANGE: 20090520
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001464586
XXXXXXXX
03-31-2017
03-31-2017
Granite Investment Advisors, LLC
6 EAGLE SQUARE, 3RD FLOOR
CONCORD
NH
03301
13F HOLDINGS REPORT
028-13546
N
Debra Wentworth
Principal, CCO, VP Operations
603-226-6600
Debra A. Wentworth
Concord
NH
04-19-2017
0
131
562368
false
INFORMATION TABLE
2
inftable.xml
Q1.17
3M Co.
Common Stock
88579Y101
1095
5721
SH
SOLE
5721
0
0
AT&T Corp.
Common Stock
00206R102
12955
311792
SH
SOLE
311792
0
0
AbbVie, Inc.
Common Stock
00287Y109
362
5548
SH
SOLE
5548
0
0
Abbott Labs
Common Stock
002824100
15601
351289
SH
SOLE
351289
0
0
Accenture PLC - Cl.A
Common Stock
G1151C101
404
3369
SH
SOLE
3369
0
0
Agrium Inc.
Common Stock
008916108
12133
126982
SH
SOLE
126982
0
0
Alexanders, Inc.
Common Stock
014752109
2332
5400
SH
SOLE
5400
0
0
Alibaba Group Hldgs Limited RS
Common Stock
01609W102
1228
11390
SH
SOLE
11390
0
0
Alleghany Corp.
Common Stock
017175100
13875
22573
SH
SOLE
22573
0
0
Alphabet Inc. Cl A
Common Stock
02079K305
387
456
SH
SOLE
456
0
0
American Intl Grp
Common Stock
026874784
5705
91378
SH
SOLE
91378
0
0
Apple Inc.
Common Stock
037833100
15079
104966
SH
SOLE
104966
0
0
Automatic Data Processing
Common Stock
053015103
492
4805
SH
SOLE
4805
0
0
Banco Latinoamericano Decomerc
Common Stock
p16994132
3378
121756
SH
SOLE
121756
0
0
Bank of New York Mellon Corp.
Common Stock
064058100
6375
134986
SH
SOLE
134986
0
0
Bank of Nova Scotia
Common Stock
064149107
6314
107806
SH
SOLE
107806
0
0
Berkshire Hathaway Cl. B
Common Stock
084670702
18865
113181
SH
SOLE
113181
0
0
Boeing Co.
Common Stock
097023105
9161
51796
SH
SOLE
51796
0
0
C.R. Bard Inc.
Common Stock
067383109
8270
33276
SH
SOLE
33276
0
0
Calpine Corporation
Common Stock
131347304
5749
520266
SH
SOLE
520266
0
0
Carnival Cruise
Common Stock
143658300
7377
125225
SH
SOLE
125225
0
0
Celgene Corp.
Common Stock
151020104
317
2550
SH
SOLE
2550
0
0
Chevron Corp.
Common Stock
166764100
507
4724
SH
SOLE
4724
0
0
Cigna Corp
Common Stock
125509109
293
2000
SH
SOLE
2000
0
0
Cimarex Energy
Common Stock
171798101
6159
51542
SH
SOLE
51542
0
0
Cisco Systems Inc.
Common Stock
17275R102
870
25726
SH
SOLE
25726
0
0
Citigroup
Common Stock
172967424
11830
197767
SH
SOLE
197767
0
0
Coca-Cola
Common Stock
191216100
6476
152595
SH
SOLE
152595
0
0
Comcast Corporation Class A
Common Stock
20030N101
9704
258150
SH
SOLE
258150
0
0
Corning, Inc.
Common Stock
219350105
325
12044
SH
SOLE
12044
0
0
Danone-Spons ADR
Common Stock
23636T100
14782
1079766
SH
SOLE
1079766
0
0
Diageo PLC
Common Stock
25243Q205
6052
52365
SH
SOLE
52365
0
0
Disney, Walt & Co.
Common Stock
254687106
536
4730
SH
SOLE
4730
0
0
Du Pont E I De Nemours & Co
Common Stock
263534109
308
3829
SH
SOLE
3829
0
0
Emerson Electric
Common Stock
291011104
208
3482
SH
SOLE
3482
0
0
Exxon Mobil Corp.
Common Stock
30231G102
9968
121546
SH
SOLE
121546
0
0
FedEx Corporation
Common Stock
31428X106
395
2022
SH
SOLE
2022
0
0
General Electric
Common Stock
369604103
14055
471656
SH
SOLE
471656
0
0
General Mills
Common Stock
370334104
3889
65907
SH
SOLE
65907
0
0
General Motors
Common Stock
37045V100
11789
333395
SH
SOLE
333395
0
0
Gilead Sciences, Inc.
Common Stock
375558103
6329
93181
SH
SOLE
93181
0
0
Goldman Sachs Group Inc
Common Stock
38141g104
383
1667
SH
SOLE
1667
0
0
Honeywell Intl
Common Stock
438516106
8352
66882
SH
SOLE
66882
0
0
Hubbell, Inc.
Common Stock
443510607
5029
41892
SH
SOLE
41892
0
0
Humana Corp.
Common Stock
444859102
497
2410
SH
SOLE
2410
0
0
IR BioSciences Holdings, Inc.
Common Stock
46264M303
0
71468
SH
SOLE
71468
0
0
International Business Machine
Common Stock
459200101
1077
6183
SH
SOLE
6183
0
0
JPMorgan Chase & Co.
Common Stock
46625H100
969
11035
SH
SOLE
11035
0
0
Johnson & Johnson
Common Stock
478160104
18110
145403
SH
SOLE
145403
0
0
Lockheed-Martin
Common Stock
539830109
587
2195
SH
SOLE
2195
0
0
Manulife Financial Corp.
Common Stock
56501R106
7728
435637
SH
SOLE
435637
0
0
Mattel, Inc.
Common Stock
577081102
6870
268258
SH
SOLE
268258
0
0
McDonalds Corp.
Common Stock
580135101
921
7107
SH
SOLE
7107
0
0
McKesson HBOC Inc.
Common Stock
58155Q103
7694
51896
SH
SOLE
51896
0
0
Merck
Common Stock
58933Y105
11933
187810
SH
SOLE
187810
0
0
Met Life
Common Stock
59156R108
14348
271643
SH
SOLE
271643
0
0
Microsoft Corp
Common Stock
594918104
10080
153050
SH
SOLE
153050
0
0
National Grid PLC ADS
Common Stock
636274300
4723
74407
SH
SOLE
74407
0
0
Nestle S A Sponsored Adr
Common Stock
641069406
6045
78612
SH
SOLE
78612
0
0
Noble Energy, Inc.
Common Stock
655044105
235
6850
SH
SOLE
6850
0
0
Oracle Corp.
Common Stock
68389X105
9427
211323
SH
SOLE
211323
0
0
Pembina Pipeline Corp Shs
Common Stock
706327103
5220
164619
SH
SOLE
164619
0
0
Pepsico Inc.
Common Stock
713448108
204
1820
SH
SOLE
1820
0
0
Pfizer Inc.
Common Stock
717081103
286
8358
SH
SOLE
8358
0
0
Proctor & Gamble
Common Stock
742718109
658
7321
SH
SOLE
7321
0
0
Royal Dutch Shell PLC - Class
Common Stock
780259107
14918
267196
SH
SOLE
267196
0
0
Royal Dutch Shell Plc Spons Ad
Common Stock
780259206
4612
87464
SH
SOLE
87464
0
0
Sanofi Adr
Common Stock
80105n105
228
5044
SH
SOLE
5044
0
0
Schlumberger
Common Stock
806857108
7066
90476
SH
SOLE
90476
0
0
Southwestern Energy Co.
Common Stock
845467109
5783
707830
SH
SOLE
707830
0
0
TJX Co., Inc.(New)
Common Stock
872540109
7884
99697
SH
SOLE
99697
0
0
TelUS Corp
Common Stock
87971m103
6212
191267
SH
SOLE
191267
0
0
Tenaris S.A. ADS
Common Stock
88031M109
8396
245921
SH
SOLE
245921
0
0
Tiffany & Co.
Common Stock
886547108
5704
59858
SH
SOLE
59858
0
0
Total SA France Spons. ADR
Common Stock
89151E109
6126
121503
SH
SOLE
121503
0
0
Transocean Inc
Common Stock
H8817H100
3385
271916
SH
SOLE
271916
0
0
Unilever ADR
Common Stock
904767704
17046
345489
SH
SOLE
345489
0
0
Unilever NV
Common Stock
904784709
2290
46100
SH
SOLE
46100
0
0
Union Pacific
Common Stock
907818108
295
2782
SH
SOLE
2782
0
0
Unit Corporation
Common Stock
909218109
534
22119
SH
SOLE
22119
0
0
United Parcel Service Inc. Cl
Common Stock
911312106
4747
44236
SH
SOLE
44236
0
0
United Technologies
Common Stock
913017109
9400
83768
SH
SOLE
83768
0
0
UnitedHealth Group Inc.
Common Stock
91324P102
5348
32610
SH
SOLE
32610
0
0
Verizon Communications
Common Stock
92343V104
342
7022
SH
SOLE
7022
0
0
Viacom Inc. - Cl. B
Common Stock
92553P201
5311
113931
SH
SOLE
113931
0
0
Vornado REIT
Common Stock
929042109
1053
10500
SH
SOLE
10500
0
0
Wal Mart Stores Inc.
Common Stock
931142103
14291
198263
SH
SOLE
198263
0
0
Western Union
Common Stock
959802109
6046
297112
SH
SOLE
297112
0
0
Weyerhaeuser Co.
Common Stock
962166104
5404
159046
SH
SOLE
159046
0
0
Whirlpool
Common Stock
963320106
5131
29947
SH
SOLE
29947
0
0
Consumer Discret Select Sector
Index share
81369y407
1538
17482
SH
SOLE
17482
0
0
Consumer Staples Select Sector
Index share
81369y308
868
15900
SH
SOLE
15900
0
0
Energy Select Sector SPDR
Index share
81369y506
1072
15341
SH
SOLE
15341
0
0
Financial Select Sector SPDR
Index share
81369y605
340
14313
SH
SOLE
14313
0
0
Health Care Select Sector Spdr
Index share
81369y209
1400
18830
SH
SOLE
18830
0
0
Industrial Select Sector SPDR
Index share
81369y704
1101
16927
SH
SOLE
16927
0
0
Ishares Russell 2000
Index share
464287655
806
5860
SH
SOLE
5860
0
0
Midcap SPDR Trust Ser 1 - S&P
Index share
78467Y107
989
3167
SH
SOLE
3167
0
0
SPDR S&P 500
Index share
78462f103
209
887
SH
SOLE
887
0
0
Technology Select Sector
Index share
81369Y803
1102
20673
SH
SOLE
20673
0
0
Utilities Select Sector Spdr
Index share
81369y886
237
4624
SH
SOLE
4624
0
0
Vanguard Financials ETF
Index share
92204A405
1518
25103
SH
SOLE
25103
0
0
Vanguard Small-Cap Growth ETF
Index share
922908595
641
4559
SH
SOLE
4559
0
0
iShares Core S&P Mid-Cap ETF
Index share
464287507
598
3495
SH
SOLE
3495
0
0
ishares S & P 100 Index
Index share
464287101
247
2358
SH
SOLE
2358
0
0
Vanguard FTSE Developed Market
Index share
921943858
427
10861
SH
SOLE
10861
0
0
Vanguard FTSE Europe ETF
Index share
922042874
590
11440
SH
SOLE
11440
0
0
iShares MSCI EAFE
Index share
464287465
771
12373
SH
SOLE
12373
0
0
Vanguard FTSE Emerging Markets
Index share
922042858
492
12397
SH
SOLE
12397
0
0
iShares MSCI Emerging Markets
Index share
464287234
210
5320
SH
SOLE
5320
0
0
Federated Municipal Securities
Funds
313913105
129
12465
SH
SOLE
12465
0
0
High Income Opportunity Fund
Funds
95766K109
141
27883
SH
SOLE
27883
0
0
Oppenheimer Global Strategic I
Funds
68380k102
155
39628
SH
SOLE
39628
0
0
Pimco Fds Incom Fd Instl
Funds
72201F490
145
11839
SH
SOLE
11839
0
0
Granite Value Fund
Funds
92046L783
7099
514047
SH
SOLE
514047
0
0
Aberdeen Asia-Pac Inc Fd-Close
Funds
003009107
111
22245
SH
SOLE
22245
0
0
American Europacific Growth R3
Funds
298706854
1877
38836
SH
SOLE
38836
0
0
Invesco Senior Income Trust
Funds
46131H107
202
43633
SH
SOLE
43633
0
0
Western Asset High Income Fund
Funds
95766J102
101
14000
SH
SOLE
14000
0
0
IShares Barclays 1-3 Year Cred
Index share
464288646
2496
23722
SH
SOLE
23722
0
0
IShares Barclays US TIPS
Index share
464287176
887
7736
SH
SOLE
7736
0
0
IShares Intermediate Credit
Index share
464288638
1870
17158
SH
SOLE
17158
0
0
PowerShares Emerg Mkts Soverei
Index share
73936T573
232
8000
SH
SOLE
8000
0
0
SPDR Barclays Conv. Secs. ETF
Index share
78464A359
251
5225
SH
SOLE
5225
0
0
Vanguard Interm- Corp Bnd Fund
Index share
92206C870
760
8799
SH
SOLE
8799
0
0
Vanguard Short-Term Bond ETF
Index share
921937827
258
3231
SH
SOLE
3231
0
0
Vanguard Short-Term Corp. Bond
Index share
92206C409
283
3550
SH
SOLE
3550
0
0
Vanguard Short-Term Infl. Prot
Index share
922020805
3427
69268
SH
SOLE
69268
0
0
iShares Barclays 0-5 Year TIPS
Index share
46429B747
203
2000
SH
SOLE
2000
0
0
iShares Floating Rate Bond
Index share
46429B655
5429
106727
SH
SOLE
106727
0
0
iShares Iboxx $ Invst Grade Cr
Index share
464287242
296
2510
SH
SOLE
2510
0
0