0001464586-17-000004.txt : 20170419 0001464586-17-000004.hdr.sgml : 20170419 20170419144052 ACCESSION NUMBER: 0001464586-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 EFFECTIVENESS DATE: 20170419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, LLC CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 17769703 BUSINESS ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 FORMER COMPANY: FORMER CONFORMED NAME: Granite Investment Advisors, Inc. DATE OF NAME CHANGE: 20090520 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001464586 XXXXXXXX 03-31-2017 03-31-2017 Granite Investment Advisors, LLC
6 EAGLE SQUARE, 3RD FLOOR CONCORD NH 03301
13F HOLDINGS REPORT 028-13546 N
Debra Wentworth Principal, CCO, VP Operations 603-226-6600 Debra A. Wentworth Concord NH 04-19-2017 0 131 562368 false
INFORMATION TABLE 2 inftable.xml Q1.17 3M Co. Common Stock 88579Y101 1095 5721 SH SOLE 5721 0 0 AT&T Corp. Common Stock 00206R102 12955 311792 SH SOLE 311792 0 0 AbbVie, Inc. Common Stock 00287Y109 362 5548 SH SOLE 5548 0 0 Abbott Labs Common Stock 002824100 15601 351289 SH SOLE 351289 0 0 Accenture PLC - Cl.A Common Stock G1151C101 404 3369 SH SOLE 3369 0 0 Agrium Inc. Common Stock 008916108 12133 126982 SH SOLE 126982 0 0 Alexanders, Inc. Common Stock 014752109 2332 5400 SH SOLE 5400 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 1228 11390 SH SOLE 11390 0 0 Alleghany Corp. Common Stock 017175100 13875 22573 SH SOLE 22573 0 0 Alphabet Inc. Cl A Common Stock 02079K305 387 456 SH SOLE 456 0 0 American Intl Grp Common Stock 026874784 5705 91378 SH SOLE 91378 0 0 Apple Inc. Common Stock 037833100 15079 104966 SH SOLE 104966 0 0 Automatic Data Processing Common Stock 053015103 492 4805 SH SOLE 4805 0 0 Banco Latinoamericano Decomerc Common Stock p16994132 3378 121756 SH SOLE 121756 0 0 Bank of New York Mellon Corp. Common Stock 064058100 6375 134986 SH SOLE 134986 0 0 Bank of Nova Scotia Common Stock 064149107 6314 107806 SH SOLE 107806 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 18865 113181 SH SOLE 113181 0 0 Boeing Co. Common Stock 097023105 9161 51796 SH SOLE 51796 0 0 C.R. Bard Inc. Common Stock 067383109 8270 33276 SH SOLE 33276 0 0 Calpine Corporation Common Stock 131347304 5749 520266 SH SOLE 520266 0 0 Carnival Cruise Common Stock 143658300 7377 125225 SH SOLE 125225 0 0 Celgene Corp. Common Stock 151020104 317 2550 SH SOLE 2550 0 0 Chevron Corp. Common Stock 166764100 507 4724 SH SOLE 4724 0 0 Cigna Corp Common Stock 125509109 293 2000 SH SOLE 2000 0 0 Cimarex Energy Common Stock 171798101 6159 51542 SH SOLE 51542 0 0 Cisco Systems Inc. Common Stock 17275R102 870 25726 SH SOLE 25726 0 0 Citigroup Common Stock 172967424 11830 197767 SH SOLE 197767 0 0 Coca-Cola Common Stock 191216100 6476 152595 SH SOLE 152595 0 0 Comcast Corporation Class A Common Stock 20030N101 9704 258150 SH SOLE 258150 0 0 Corning, Inc. Common Stock 219350105 325 12044 SH SOLE 12044 0 0 Danone-Spons ADR Common Stock 23636T100 14782 1079766 SH SOLE 1079766 0 0 Diageo PLC Common Stock 25243Q205 6052 52365 SH SOLE 52365 0 0 Disney, Walt & Co. Common Stock 254687106 536 4730 SH SOLE 4730 0 0 Du Pont E I De Nemours & Co Common Stock 263534109 308 3829 SH SOLE 3829 0 0 Emerson Electric Common Stock 291011104 208 3482 SH SOLE 3482 0 0 Exxon Mobil Corp. Common Stock 30231G102 9968 121546 SH SOLE 121546 0 0 FedEx Corporation Common Stock 31428X106 395 2022 SH SOLE 2022 0 0 General Electric Common Stock 369604103 14055 471656 SH SOLE 471656 0 0 General Mills Common Stock 370334104 3889 65907 SH SOLE 65907 0 0 General Motors Common Stock 37045V100 11789 333395 SH SOLE 333395 0 0 Gilead Sciences, Inc. Common Stock 375558103 6329 93181 SH SOLE 93181 0 0 Goldman Sachs Group Inc Common Stock 38141g104 383 1667 SH SOLE 1667 0 0 Honeywell Intl Common Stock 438516106 8352 66882 SH SOLE 66882 0 0 Hubbell, Inc. Common Stock 443510607 5029 41892 SH SOLE 41892 0 0 Humana Corp. Common Stock 444859102 497 2410 SH SOLE 2410 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 International Business Machine Common Stock 459200101 1077 6183 SH SOLE 6183 0 0 JPMorgan Chase & Co. Common Stock 46625H100 969 11035 SH SOLE 11035 0 0 Johnson & Johnson Common Stock 478160104 18110 145403 SH SOLE 145403 0 0 Lockheed-Martin Common Stock 539830109 587 2195 SH SOLE 2195 0 0 Manulife Financial Corp. Common Stock 56501R106 7728 435637 SH SOLE 435637 0 0 Mattel, Inc. Common Stock 577081102 6870 268258 SH SOLE 268258 0 0 McDonalds Corp. Common Stock 580135101 921 7107 SH SOLE 7107 0 0 McKesson HBOC Inc. Common Stock 58155Q103 7694 51896 SH SOLE 51896 0 0 Merck Common Stock 58933Y105 11933 187810 SH SOLE 187810 0 0 Met Life Common Stock 59156R108 14348 271643 SH SOLE 271643 0 0 Microsoft Corp Common Stock 594918104 10080 153050 SH SOLE 153050 0 0 National Grid PLC ADS Common Stock 636274300 4723 74407 SH SOLE 74407 0 0 Nestle S A Sponsored Adr Common Stock 641069406 6045 78612 SH SOLE 78612 0 0 Noble Energy, Inc. Common Stock 655044105 235 6850 SH SOLE 6850 0 0 Oracle Corp. Common Stock 68389X105 9427 211323 SH SOLE 211323 0 0 Pembina Pipeline Corp Shs Common Stock 706327103 5220 164619 SH SOLE 164619 0 0 Pepsico Inc. Common Stock 713448108 204 1820 SH SOLE 1820 0 0 Pfizer Inc. Common Stock 717081103 286 8358 SH SOLE 8358 0 0 Proctor & Gamble Common Stock 742718109 658 7321 SH SOLE 7321 0 0 Royal Dutch Shell PLC - Class Common Stock 780259107 14918 267196 SH SOLE 267196 0 0 Royal Dutch Shell Plc Spons Ad Common Stock 780259206 4612 87464 SH SOLE 87464 0 0 Sanofi Adr Common Stock 80105n105 228 5044 SH SOLE 5044 0 0 Schlumberger Common Stock 806857108 7066 90476 SH SOLE 90476 0 0 Southwestern Energy Co. Common Stock 845467109 5783 707830 SH SOLE 707830 0 0 TJX Co., Inc.(New) Common Stock 872540109 7884 99697 SH SOLE 99697 0 0 TelUS Corp Common Stock 87971m103 6212 191267 SH SOLE 191267 0 0 Tenaris S.A. ADS Common Stock 88031M109 8396 245921 SH SOLE 245921 0 0 Tiffany & Co. Common Stock 886547108 5704 59858 SH SOLE 59858 0 0 Total SA France Spons. ADR Common Stock 89151E109 6126 121503 SH SOLE 121503 0 0 Transocean Inc Common Stock H8817H100 3385 271916 SH SOLE 271916 0 0 Unilever ADR Common Stock 904767704 17046 345489 SH SOLE 345489 0 0 Unilever NV Common Stock 904784709 2290 46100 SH SOLE 46100 0 0 Union Pacific Common Stock 907818108 295 2782 SH SOLE 2782 0 0 Unit Corporation Common Stock 909218109 534 22119 SH SOLE 22119 0 0 United Parcel Service Inc. Cl Common Stock 911312106 4747 44236 SH SOLE 44236 0 0 United Technologies Common Stock 913017109 9400 83768 SH SOLE 83768 0 0 UnitedHealth Group Inc. Common Stock 91324P102 5348 32610 SH SOLE 32610 0 0 Verizon Communications Common Stock 92343V104 342 7022 SH SOLE 7022 0 0 Viacom Inc. - Cl. B Common Stock 92553P201 5311 113931 SH SOLE 113931 0 0 Vornado REIT Common Stock 929042109 1053 10500 SH SOLE 10500 0 0 Wal Mart Stores Inc. Common Stock 931142103 14291 198263 SH SOLE 198263 0 0 Western Union Common Stock 959802109 6046 297112 SH SOLE 297112 0 0 Weyerhaeuser Co. Common Stock 962166104 5404 159046 SH SOLE 159046 0 0 Whirlpool Common Stock 963320106 5131 29947 SH SOLE 29947 0 0 Consumer Discret Select Sector Index share 81369y407 1538 17482 SH SOLE 17482 0 0 Consumer Staples Select Sector Index share 81369y308 868 15900 SH SOLE 15900 0 0 Energy Select Sector SPDR Index share 81369y506 1072 15341 SH SOLE 15341 0 0 Financial Select Sector SPDR Index share 81369y605 340 14313 SH SOLE 14313 0 0 Health Care Select Sector Spdr Index share 81369y209 1400 18830 SH SOLE 18830 0 0 Industrial Select Sector SPDR Index share 81369y704 1101 16927 SH SOLE 16927 0 0 Ishares Russell 2000 Index share 464287655 806 5860 SH SOLE 5860 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 989 3167 SH SOLE 3167 0 0 SPDR S&P 500 Index share 78462f103 209 887 SH SOLE 887 0 0 Technology Select Sector Index share 81369Y803 1102 20673 SH SOLE 20673 0 0 Utilities Select Sector Spdr Index share 81369y886 237 4624 SH SOLE 4624 0 0 Vanguard Financials ETF Index share 92204A405 1518 25103 SH SOLE 25103 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 641 4559 SH SOLE 4559 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 598 3495 SH SOLE 3495 0 0 ishares S & P 100 Index Index share 464287101 247 2358 SH SOLE 2358 0 0 Vanguard FTSE Developed Market Index share 921943858 427 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 590 11440 SH SOLE 11440 0 0 iShares MSCI EAFE Index share 464287465 771 12373 SH SOLE 12373 0 0 Vanguard FTSE Emerging Markets Index share 922042858 492 12397 SH SOLE 12397 0 0 iShares MSCI Emerging Markets Index share 464287234 210 5320 SH SOLE 5320 0 0 Federated Municipal Securities Funds 313913105 129 12465 SH SOLE 12465 0 0 High Income Opportunity Fund Funds 95766K109 141 27883 SH SOLE 27883 0 0 Oppenheimer Global Strategic I Funds 68380k102 155 39628 SH SOLE 39628 0 0 Pimco Fds Incom Fd Instl Funds 72201F490 145 11839 SH SOLE 11839 0 0 Granite Value Fund Funds 92046L783 7099 514047 SH SOLE 514047 0 0 Aberdeen Asia-Pac Inc Fd-Close Funds 003009107 111 22245 SH SOLE 22245 0 0 American Europacific Growth R3 Funds 298706854 1877 38836 SH SOLE 38836 0 0 Invesco Senior Income Trust Funds 46131H107 202 43633 SH SOLE 43633 0 0 Western Asset High Income Fund Funds 95766J102 101 14000 SH SOLE 14000 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 2496 23722 SH SOLE 23722 0 0 IShares Barclays US TIPS Index share 464287176 887 7736 SH SOLE 7736 0 0 IShares Intermediate Credit Index share 464288638 1870 17158 SH SOLE 17158 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 232 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 251 5225 SH SOLE 5225 0 0 Vanguard Interm- Corp Bnd Fund Index share 92206C870 760 8799 SH SOLE 8799 0 0 Vanguard Short-Term Bond ETF Index share 921937827 258 3231 SH SOLE 3231 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 283 3550 SH SOLE 3550 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 3427 69268 SH SOLE 69268 0 0 iShares Barclays 0-5 Year TIPS Index share 46429B747 203 2000 SH SOLE 2000 0 0 iShares Floating Rate Bond Index share 46429B655 5429 106727 SH SOLE 106727 0 0 iShares Iboxx $ Invst Grade Cr Index share 464287242 296 2510 SH SOLE 2510 0 0