0001464586-16-000015.txt : 20161103 0001464586-16-000015.hdr.sgml : 20161103 20161103141800 ACCESSION NUMBER: 0001464586-16-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, Inc. CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 161971126 BUSINESS ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001464586 XXXXXXXX 09-30-2016 09-30-2016 Granite Investment Advisors, Inc.

6 EAGLE SQUARE, 3RD FLOOR CONCORD NH 03301

13F HOLDINGS REPORT 028-13546 N Debra Wentworth 603-226-6600 Debra A. Wentworth Concord NH 11-03-2016 0 118 486517 false INFORMATION TABLE 2 inftable.xml Q3.16 3M Co. Common Stock 88579Y101 940 5334 SH SOLE 5334 0 0 AT&T Corp. Common Stock 00206R102 6434 158442 SH SOLE 158442 0 0 AbbVie, Inc. Common Stock 00287Y109 230 3650 SH SOLE 3650 0 0 Abbott Labs Common Stock 002824100 3777 89318 SH SOLE 89318 0 0 Accenture PLC - Cl.A Common Stock G1151C101 305 2500 SH SOLE 2500 0 0 Agrium Inc. Common Stock 008916108 10960 120850 SH SOLE 120850 0 0 Alexanders, Inc. Common Stock 014752109 2266 5400 SH SOLE 5400 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 1417 13390 SH SOLE 13390 0 0 Alleghany Corp. Common Stock 017175100 10945 20846 SH SOLE 20846 0 0 American Intl Grp Common Stock 026874784 11135 187651 SH SOLE 187651 0 0 Amgen Common Stock 031162100 279 1674 SH SOLE 1674 0 0 Apple Inc. Common Stock 037833100 10714 94774 SH SOLE 94774 0 0 Automatic Data Processing Common Stock 053015103 301 3415 SH SOLE 3415 0 0 Banco Latinoamericano Decomerc Common Stock p16994132 3670 130246 SH SOLE 130246 0 0 Bank of Nova Scotia Common Stock 064149107 5997 113164 SH SOLE 113164 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 15196 105187 SH SOLE 105187 0 0 Biogen Inc. Common Stock 09062X103 299 955 SH SOLE 955 0 0 Boeing Co. Common Stock 097023105 6433 48833 SH SOLE 48833 0 0 C.R. Bard Inc. Common Stock 067383109 6609 29466 SH SOLE 29466 0 0 Calpine Corporation Common Stock 131347304 6509 514941 SH SOLE 514941 0 0 Carnival Cruise Common Stock 143658300 5348 109550 SH SOLE 109550 0 0 Caterpillar Common Stock 149123101 6719 75685 SH SOLE 75685 0 0 Celgene Corp. Common Stock 151020104 319 3050 SH SOLE 3050 0 0 Chevron Corp. Common Stock 166764100 396 3845 SH SOLE 3845 0 0 Cigna Corp Common Stock 125509109 261 2000 SH SOLE 2000 0 0 Cimarex Energy Common Stock 171798101 6194 46095 SH SOLE 46095 0 0 Cisco Systems Inc. Common Stock 17275R102 811 25565 SH SOLE 25565 0 0 Citigroup Common Stock 172967424 8358 176965 SH SOLE 176965 0 0 Coca-Cola Common Stock 191216100 9205 217505 SH SOLE 217505 0 0 Comcast Corporation Class A Common Stock 20030N101 7911 119248 SH SOLE 119248 0 0 Corning, Inc. Common Stock 219350105 11058 467554 SH SOLE 467554 0 0 Diageo PLC Common Stock 25243Q205 6260 53948 SH SOLE 53948 0 0 Disney, Walt & Co. Common Stock 254687106 429 4620 SH SOLE 4620 0 0 E.I. DuPont Common Stock 263534109 289 4312 SH SOLE 4312 0 0 Exxon Mobil Corp. Common Stock 30231G102 10610 121561 SH SOLE 121561 0 0 FEDEX Corporation Common Stock 31428X106 362 2075 SH SOLE 2075 0 0 Foot Locker Common Stock 344849104 5555 82028 SH SOLE 82028 0 0 General Electric Common Stock 369604103 13480 455083 SH SOLE 455083 0 0 General Mills Common Stock 370334104 7779 121782 SH SOLE 121782 0 0 General Motors Common Stock 37045V100 9673 304472 SH SOLE 304472 0 0 Gilead Sciences, Inc. Common Stock 375558103 7343 92806 SH SOLE 92806 0 0 Goldman Sachs Group Common Stock 38141G104 242 1500 SH SOLE 1500 0 0 Honeywell Intl Common Stock 438516106 6935 59483 SH SOLE 59483 0 0 Hubbell, Inc. Common Stock 443510607 4717 43779 SH SOLE 43779 0 0 Humana Corp. Common Stock 444859102 398 2250 SH SOLE 2250 0 0 IBM Common Stock 459200101 907 5710 SH SOLE 5710 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 JPMorgan Chase & Co. Common Stock 46625H100 772 11586 SH SOLE 11586 0 0 Johnson & Johnson Common Stock 478160104 17459 147797 SH SOLE 147797 0 0 Lockheed-Martin Common Stock 539830109 563 2350 SH SOLE 2350 0 0 Manulife Financial Corp. Common Stock 56501R106 6457 457597 SH SOLE 457597 0 0 Mattel, Inc. Common Stock 577081102 7409 244680 SH SOLE 244680 0 0 McDonalds Corp. Common Stock 580135101 742 6428 SH SOLE 6428 0 0 McKesson HBOC Inc. Common Stock 58155Q103 5121 30710 SH SOLE 30710 0 0 Merck Common Stock 58933Y105 6543 104840 SH SOLE 104840 0 0 Met Life Common Stock 59156R108 11726 263928 SH SOLE 263928 0 0 Microsoft Corp Common Stock 594918104 8148 141457 SH SOLE 141457 0 0 National Grid PLC ADS Common Stock 636274300 5635 79242 SH SOLE 79242 0 0 Nestle S.A. Sp ADR Common Stock 641069406 6658 84261 SH SOLE 84261 0 0 Noble Energy, Inc. Common Stock 655044105 223 6250 SH SOLE 6250 0 0 Oracle Corp. Common Stock 68389X105 6192 157639 SH SOLE 157639 0 0 Pembina Pipeline Corp Shs Common Stock 706327103 5213 171144 SH SOLE 171144 0 0 Pfizer Inc. Common Stock 717081103 283 8341 SH SOLE 8341 0 0 Proctor & Gamble Common Stock 742718109 591 6585 SH SOLE 6585 0 0 Royal Dutch Shell PLC - Class Common Stock 780259107 12601 238515 SH SOLE 238515 0 0 Royal Dutch Shell PLC-AD Common Stock 780259206 4502 89918 SH SOLE 89918 0 0 Sanofi-Aventis-ADR Common Stock 80105N105 202 5300 SH SOLE 5300 0 0 Schlumberger Common Stock 806857108 6341 80632 SH SOLE 80632 0 0 Southwestern Energy Co. Common Stock 845467109 5742 414909 SH SOLE 414909 0 0 TJX Co., Inc.(New) Common Stock 872540109 6739 90117 SH SOLE 90117 0 0 TelUS Corp Common Stock 87971m103 6780 205454 SH SOLE 205454 0 0 Tenaris S.A. ADS Common Stock 88031M109 5997 211165 SH SOLE 211165 0 0 Tiffany & Co. Common Stock 886547108 4510 62095 SH SOLE 62095 0 0 Total SA France Spons. ADR Common Stock 89151E109 6039 126611 SH SOLE 126611 0 0 Unilever ADR Common Stock 904767704 15193 320523 SH SOLE 320523 0 0 Unilever NV Common Stock 904784709 2455 53250 SH SOLE 53250 0 0 Union Pacific Common Stock 907818108 283 2900 SH SOLE 2900 0 0 Unit Corporation Common Stock 909218109 442 23744 SH SOLE 23744 0 0 United Parcel Service Inc. Cl Common Stock 911312106 4902 44825 SH SOLE 44825 0 0 United Technologies Common Stock 913017109 7082 69707 SH SOLE 69707 0 0 UnitedHealth Group Inc. Common Stock 91324P102 7388 52772 SH SOLE 52772 0 0 Verizon Communications Common Stock 92343V104 336 6469 SH SOLE 6469 0 0 Vornado REIT Common Stock 929042109 1063 10500 SH SOLE 10500 0 0 Wal Mart Stores Inc. Common Stock 931142103 11846 164253 SH SOLE 164253 0 0 Wells Fargo & Co. Common Stock 949746101 4988 112655 SH SOLE 112655 0 0 Western Union Common Stock 959802109 5585 268239 SH SOLE 268239 0 0 Weyerhaeuser Co. Common Stock 962166104 5640 176587 SH SOLE 176587 0 0 Whirlpool Common Stock 963320106 4348 26812 SH SOLE 26812 0 0 CEF Select Sector SPDR Fund He Index share 81369Y209 316 4380 SH SOLE 4380 0 0 Consumer Discretionary Select Index share 81369Y407 375 4690 SH SOLE 4690 0 0 Industrial Select Sect SPDR Index share 81369Y704 240 4110 SH SOLE 4110 0 0 Ishares Russell 2000 Index share 464287655 617 4970 SH SOLE 4970 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 894 3167 SH SOLE 3167 0 0 Technology Select Sector Index share 81369Y803 256 5363 SH SOLE 5363 0 0 Vanguard Financials ETF Index share 92204A405 438 8870 SH SOLE 8870 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 417 3165 SH SOLE 3165 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 382 2470 SH SOLE 2470 0 0 Vanguard FTSE Developed Market Index share 921943858 406 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 530 10870 SH SOLE 10870 0 0 iShares MSCI EAFE Index share 464287465 646 10930 SH SOLE 10930 0 0 Vanguard FTSE Emerging Markets Index share 922042858 456 12110 SH SOLE 12110 0 0 High Income Opportunity Fund Funds 95766K109 141 27883 SH SOLE 27883 0 0 Granite Value Fund Funds 92046L783 6656 497081 SH SOLE 497081 0 0 Aberdeen Asia-Pac Inc Fd-Close Funds 003009107 3525 688405 SH SOLE 688405 0 0 American Europacific Growth R3 Funds 298706854 1795 38470 SH SOLE 38470 0 0 Invesco Senior Income Trust Funds 46131H107 179 41300 SH SOLE 41300 0 0 Western Asset High Income Fund Funds 95766J102 101 14000 SH SOLE 14000 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 1434 13555 SH SOLE 13555 0 0 IShares Barclays US TIPS Index share 464287176 558 4793 SH SOLE 4793 0 0 IShares Intermediate Credit Index share 464288638 880 7905 SH SOLE 7905 0 0 IShares iBoxx Investment Grade Index share 464287242 303 2460 SH SOLE 2460 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 245 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 242 5225 SH SOLE 5225 0 0 Vanguard Interm- Corp Bnd Fund Index share 92206C870 278 3105 SH SOLE 3105 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 258 3200 SH SOLE 3200 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 3024 60910 SH SOLE 60910 0 0 iShares Barclays 0-5 Year TIPS Index share 46429B747 202 2000 SH SOLE 2000 0 0 iShares Floating Rate Bond Index share 46429B655 4009 79003 SH SOLE 79003 0 0