0001464586-15-000008.txt : 20151030 0001464586-15-000008.hdr.sgml : 20151030 20151030090525 ACCESSION NUMBER: 0001464586-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 EFFECTIVENESS DATE: 20151030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, Inc. CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 151185570 BUSINESS ADDRESS: STREET 1: 11 SOUTH MAIN STREET STREET 2: SUITE 501 CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 11 SOUTH MAIN STREET STREET 2: SUITE 501 CITY: CONCORD STATE: NH ZIP: 03301 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001464586 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT Granite Investment Advisors, Inc.

11 SOUTH MAIN STREET SUITE 501 CONCORD NH 03301

13F HOLDINGS REPORT 028-13546 N Debra Wentworth 603-226-6600 Debra A. Wentworth Concord NH 09-30-2015 0 122 512910 false INFORMATION TABLE 2 inftable.xml 3M Co. Common Stock 88579Y101 777 5484 SH SOLE 5484 0 0 AT&T Corp. Common Stock 00206R102 7031 215818 SH SOLE 215818 0 0 AbbVie, Inc. Common Stock 00287Y109 207 3800 SH SOLE 3800 0 0 Abbott Labs Common Stock 002824100 4526 112521 SH SOLE 112521 0 0 Accenture PLC - Cl.A Common Stock G1151C101 260 2650 SH SOLE 2650 0 0 Agrium Inc. Common Stock 008916108 1725 19272 SH SOLE 19272 0 0 Alexanders, Inc. Common Stock 014752109 2020 5400 SH SOLE 5400 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 967 16390 SH SOLE 16390 0 0 Alleghany Corp. Common Stock 017175100 11253 24039 SH SOLE 24039 0 0 American Express Common Stock 025816109 8592 115903 SH SOLE 115903 0 0 American Intl Grp Common Stock 026874784 12240 215410 SH SOLE 215410 0 0 Amgen Common Stock 031162100 254 1834 SH SOLE 1834 0 0 Apache Corp. Common Stock 037411105 3919 100067 SH SOLE 100067 0 0 Apple Inc. Common Stock 037833100 11859 107518 SH SOLE 107518 0 0 Automatic Data Processing Common Stock 053015103 274 3415 SH SOLE 3415 0 0 Banco Latinoamericano Decomerc Common Stock p16994132 3840 165880 SH SOLE 165880 0 0 Bank of Nova Scotia Common Stock 064149107 5162 117110 SH SOLE 117110 0 0 Baxalta, Inc. Common Stock 07177M103 5069 160855 SH SOLE 160855 0 0 Bed, Bath & Beyond, Inc. Common Stock 075896100 8186 143570 SH SOLE 143570 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 15193 116512 SH SOLE 116512 0 0 Biogen Inc. Common Stock 09062X103 321 1100 SH SOLE 1100 0 0 Boeing Co. Common Stock 097023105 10219 78037 SH SOLE 78037 0 0 C.R. Bard Inc. Common Stock 067383109 10278 55165 SH SOLE 55165 0 0 Calpine Corporation Common Stock 131347304 5710 391073 SH SOLE 391073 0 0 Celgene Corp. Common Stock 151020104 330 3050 SH SOLE 3050 0 0 Chevron Corp. Common Stock 166764100 370 4695 SH SOLE 4695 0 0 China Mobile Ltd Spn ADR Common Stock 16941m109 6777 113902 SH SOLE 113902 0 0 Cigna Corp Common Stock 125509109 270 2000 SH SOLE 2000 0 0 Cimarex Energy Common Stock 171798101 3171 30940 SH SOLE 30940 0 0 Cisco Systems Inc. Common Stock 17275R102 736 28030 SH SOLE 28030 0 0 Citigroup Common Stock 172967424 10014 201850 SH SOLE 201850 0 0 Coca-Cola Common Stock 191216100 9806 244420 SH SOLE 244420 0 0 Comcast Corporation Class A Common Stock 20030N101 10957 192629 SH SOLE 192629 0 0 Corning, Inc. Common Stock 219350105 8271 483110 SH SOLE 483110 0 0 Cummins Inc. Common Stock 231021106 6849 63080 SH SOLE 63080 0 0 Diageo PLC Common Stock 25243Q205 5990 55575 SH SOLE 55575 0 0 Disney, Walt & Co. Common Stock 254687106 460 4500 SH SOLE 4500 0 0 E.I. DuPont Common Stock 263534109 3385 70219 SH SOLE 70219 0 0 Emerson Electric Common Stock 291011104 252 5700 SH SOLE 5700 0 0 Exxon Mobil Corp. Common Stock 30231G102 18544 249408 SH SOLE 249408 0 0 FEDEX Corporation Common Stock 31428X106 655 4550 SH SOLE 4550 0 0 Foot Locker Common Stock 344849104 6534 90788 SH SOLE 90788 0 0 General Electric Common Stock 369604103 7252 287560 SH SOLE 287560 0 0 General Mills Common Stock 370334104 9163 163242 SH SOLE 163242 0 0 General Motors Common Stock 37045V100 10545 351267 SH SOLE 351267 0 0 Gentex Corp Common Stock 371901109 4932 318200 SH SOLE 318200 0 0 Gilead Sciences, Inc. Common Stock 375558103 6635 67575 SH SOLE 67575 0 0 Goldman Sachs Group Common Stock 38141G104 269 1550 SH SOLE 1550 0 0 Honeywell Intl Common Stock 438516106 6045 63835 SH SOLE 63835 0 0 Huaneng Power Int'l. Inc.-ADR Common Stock 443304100 6422 151826 SH SOLE 151826 0 0 Hubbell Inc. Cl B Common Stock 443510201 3388 39881 SH SOLE 39881 0 0 Humana Corp. Common Stock 444859102 492 2750 SH SOLE 2750 0 0 IBM Common Stock 459200101 985 6795 SH SOLE 6795 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 JPMorgan Chase & Co. Common Stock 46625H100 719 11786 SH SOLE 11786 0 0 Johnson & Johnson Common Stock 478160104 20145 215799 SH SOLE 215799 0 0 Lockheed-Martin Common Stock 539830109 632 3050 SH SOLE 3050 0 0 Manulife Financial Corp. Common Stock 56501R106 6571 424465 SH SOLE 424465 0 0 Mattel, Inc. Common Stock 577081102 5561 264055 SH SOLE 264055 0 0 McDonalds Corp. Common Stock 580135101 681 6913 SH SOLE 6913 0 0 Merck Common Stock 58933Y105 5651 114410 SH SOLE 114410 0 0 Met Life Common Stock 59156R108 13313 282348 SH SOLE 282348 0 0 Microsoft Corp Common Stock 594918104 11590 261868 SH SOLE 261868 0 0 National Grid PLC ADS Common Stock 636274300 7156 102776 SH SOLE 102776 0 0 Nestle S.A. Sp ADR Common Stock 641069406 8749 116275 SH SOLE 116275 0 0 Noble Energy, Inc. Common Stock 655044105 257 8510 SH SOLE 8510 0 0 Oracle Corp. Common Stock 68389X105 6273 173680 SH SOLE 173680 0 0 Pembina Pipeline Corp Shs Common Stock 706327103 5082 211669 SH SOLE 211669 0 0 Pepsico Inc. Common Stock 713448108 233 2475 SH SOLE 2475 0 0 Pfizer Inc. Common Stock 717081103 262 8341 SH SOLE 8341 0 0 Plum Crk Timber REIT Common Stock 729251108 5413 136994 SH SOLE 136994 0 0 Proctor & Gamble Common Stock 742718109 558 7750 SH SOLE 7750 0 0 Royal Dutch Shell PLC-AD Common Stock 780259206 6212 131073 SH SOLE 131073 0 0 Sanofi-Aventis-ADR Common Stock 80105N105 543 11441 SH SOLE 11441 0 0 Southwestern Energy Co. Common Stock 845467109 3654 287911 SH SOLE 287911 0 0 Starz Common Stock 85571Q102 9508 254625 SH SOLE 254625 0 0 TelUS Corp Common Stock 87971m103 8536 270639 SH SOLE 270639 0 0 Total SA France Spons. ADR Common Stock 89151E109 7450 166636 SH SOLE 166636 0 0 Ultra Petroleum Corp. Common Stock 903914109 2579 403640 SH SOLE 403640 0 0 Unilever ADR Common Stock 904767704 14833 363735 SH SOLE 363735 0 0 Unilever NV Common Stock 904784709 2486 61835 SH SOLE 61835 0 0 Union Pacific Common Stock 907818108 309 3500 SH SOLE 3500 0 0 Unit Corporation Common Stock 909218109 1506 133775 SH SOLE 133775 0 0 United Parcel Service Inc. Cl Common Stock 911312106 6067 61480 SH SOLE 61480 0 0 United Technologies Common Stock 913017109 7206 80975 SH SOLE 80975 0 0 UnitedHealth Group Inc. Common Stock 91324P102 7333 63212 SH SOLE 63212 0 0 Verizon Communications Common Stock 92343V104 422 9701 SH SOLE 9701 0 0 Vornado REIT Common Stock 929042109 949 10500 SH SOLE 10500 0 0 Wal Mart Stores Inc. Common Stock 931142103 7233 111558 SH SOLE 111558 0 0 Western Union Common Stock 959802109 8978 489021 SH SOLE 489021 0 0 Whirlpool Common Stock 963320106 7005 47570 SH SOLE 47570 0 0 Consumer Discretionary Select Index share 81369Y407 263 3545 SH SOLE 3545 0 0 Ishares Russell 2000 Index share 464287655 476 4360 SH SOLE 4360 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 832 3342 SH SOLE 3342 0 0 SPDR S&P 500 ETF Trust Ser. 1 Index share 78462F103 253 1322 SH SOLE 1322 0 0 SPDR S&P Oil & Gas Exp & PR Index share 78464A730 921 28055 SH SOLE 28055 0 0 Technology Select Sector Index share 81369Y803 209 5298 SH SOLE 5298 0 0 Vanguard Financials ETF Index share 92204A405 313 6755 SH SOLE 6755 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 374 3175 SH SOLE 3175 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 257 1880 SH SOLE 1880 0 0 Vanguard FTSE Developed Market Index share 921943858 387 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 318 6475 SH SOLE 6475 0 0 iShares MSCI EAFE Index share 464287465 601 10480 SH SOLE 10480 0 0 Vanguard FTSE All-World Ex-US Index share 922042775 221 5186 SH SOLE 5186 0 0 Vanguard FTSE Emerging Markets Index share 922042858 348 10530 SH SOLE 10530 0 0 Granite Value Fund Funds 92046L783 6940 573588 SH SOLE 573588 0 0 Aberdeen Asia-Pac Inc Fd-Close Funds 003009107 6067 1348244 SH SOLE 1348244 0 0 American Europacific Growth R3 Funds 298706854 1665 37442 SH SOLE 37442 0 0 Invesco Senior Income Trust Funds 46131H107 173 41300 SH SOLE 41300 0 0 Western Asset High Income Fund Funds 95766J102 91 14000 SH SOLE 14000 0 0 Western Asset Managed High Inc Funds 95766L107 129 28900 SH SOLE 28900 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 1554 14780 SH SOLE 14780 0 0 IShares Barclays US TIPS Index share 464287176 876 7913 SH SOLE 7913 0 0 IShares Intermediate Credit Index share 464288638 1011 9310 SH SOLE 9310 0 0 IShares iBoxx Investment Grade Index share 464287242 277 2385 SH SOLE 2385 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 219 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 234 5225 SH SOLE 5225 0 0 SPDR Barclays Short Term Hi Yl Index share 78468R408 313 11615 SH SOLE 11615 0 0 Vanguard Interm- Corp Bnd Fund Index share 92206C870 248 2900 SH SOLE 2900 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 255 3200 SH SOLE 3200 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 2515 51985 SH SOLE 51985 0 0 iShares Floating Rate Bond Index share 46429B655 3534 70040 SH SOLE 70040 0 0