Principal, CCO, VP Operations

0001464586-14-000004.txt : 20140505 0001464586-14-000004.hdr.sgml : 20140505 20140505104408 ACCESSION NUMBER: 0001464586-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 EFFECTIVENESS DATE: 20140505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, Inc. CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 14811801 BUSINESS ADDRESS: STREET 1: 11 SOUTH MAIN STREET STREET 2: SUITE 501 CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 11 SOUTH MAIN STREET STREET 2: SUITE 501 CITY: CONCORD STATE: NH ZIP: 03301 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001464586 XXXXXXXX 03-31-2014 03-31-2014 Granite Investment Advisors, Inc.

11 SOUTH MAIN STREET SUITE 501 CONCORD NH 03301

13F HOLDINGS REPORT 028-13546 N Debra Wentworth Principal, CCO, VP Operations 603-226-6600 Debra A. Wentworth Concord NH 05-05-2014 0 97 457566 false INFORMATION TABLE 2 inftable.xml Q1.14 3M Co. Common Stock 88579Y101 812 5984 SH SOLE 5984 0 0 AbbVie, Inc. Common Stock 00287Y109 203 3955 SH SOLE 3955 0 0 Accenture PLC - Cl.A Common Stock G1151C101 311 3900 SH SOLE 3900 0 0 Alexanders, Inc. Common Stock 014752109 1998 5536 SH SOLE 5536 0 0 Alleghany Corp. Common Stock 017175100 11160 27395 SH SOLE 27395 0 0 American Express Common Stock 025816109 11332 125870 SH SOLE 125870 0 0 American Intl Grp Common Stock 026874784 15387 307670 SH SOLE 307670 0 0 Amgen Common Stock 031162100 259 2100 SH SOLE 2100 0 0 Apache Corp. Common Stock 037411105 10850 130798 SH SOLE 130798 0 0 Apple Inc. Common Stock 037833100 14886 27735 SH SOLE 27735 0 0 Automatic Data Processing Common Stock 053015103 264 3415 SH SOLE 3415 0 0 Baxter International Inc. Common Stock 071813109 12903 175360 SH SOLE 175360 0 0 Bed, Bath & Beyond, Inc. Common Stock 075896100 11090 161185 SH SOLE 161185 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 14959 119700 SH SOLE 119700 0 0 Biogen Idec Inc. Common Stock 09062X103 482 1577 SH SOLE 1577 0 0 Boeing Co. Common Stock 097023105 13659 108845 SH SOLE 108845 0 0 Broadcast International Inc. Common Stock 11131M100 0 21640 SH SOLE 21640 0 0 Calpine Corporation Common Stock 131347304 9498 454225 SH SOLE 454225 0 0 Caterpillar Common Stock 149123101 522 5250 SH SOLE 5250 0 0 Chevron Corp. Common Stock 166764100 613 5155 SH SOLE 5155 0 0 Cisco Systems Inc. Common Stock 17275R102 11200 499652 SH SOLE 499652 0 0 Coach, Inc. Common Stock 189754104 9020 181645 SH SOLE 181645 0 0 Coca-Cola Common Stock 191216100 9163 237025 SH SOLE 237025 0 0 Comcast Corporation Class A Common Stock 20030N101 11820 236203 SH SOLE 236203 0 0 Disney, Walt & Co. Common Stock 254687106 464 5800 SH SOLE 5800 0 0 E.I. DuPont Common Stock 263534109 251 3742 SH SOLE 3742 0 0 Emerson Electric Common Stock 291011104 588 8800 SH SOLE 8800 0 0 Exxon Mobil Corp. Common Stock 30231G102 14818 151694 SH SOLE 151694 0 0 FEDEX Corporation Common Stock 31428X106 14030 105840 SH SOLE 105840 0 0 Foot Locker Common Stock 344849104 11432 243340 SH SOLE 243340 0 0 Ford Motor Common Stock 345370860 188 12050 SH SOLE 12050 0 0 Franklin Resources, Inc. Common Stock 354613101 12546 231555 SH SOLE 231555 0 0 Freeport McMoran Copper & Gold Common Stock 35671D857 265 8000 SH SOLE 8000 0 0 General Electric Common Stock 369604103 948 36610 SH SOLE 36610 0 0 General Motors Common Stock 37045V100 14867 431929 SH SOLE 431929 0 0 Goldman Sachs Group Common Stock 38141G104 9864 60200 SH SOLE 60200 0 0 Honeywell Intl Common Stock 438516106 260 2800 SH SOLE 2800 0 0 Humana Corp. Common Stock 444859102 500 4440 SH SOLE 4440 0 0 IBM Common Stock 459200101 1315 6830 SH SOLE 6830 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 1 71468 SH SOLE 71468 0 0 JPMorgan Chase & Co. Common Stock 46625H100 1151 18961 SH SOLE 18961 0 0 Johnson & Johnson Common Stock 478160104 12683 129116 SH SOLE 129116 0 0 Kennametal Inc. Common Stock 489170100 11877 268110 SH SOLE 268110 0 0 Kinder Morgan Energy Partners Common Stock 494550106 251 3400 SH SOLE 3400 0 0 Lockheed-Martin Common Stock 539830109 1237 7580 SH SOLE 7580 0 0 McDonalds Corp. Common Stock 580135101 675 6885 SH SOLE 6885 0 0 Microsoft Corp Common Stock 594918104 13346 325590 SH SOLE 325590 0 0 News Corp. Ltd. Class A Common Stock 65249B109 8448 490604 SH SOLE 490604 0 0 Noble Energy, Inc. Common Stock 655044105 889 12510 SH SOLE 12510 0 0 Oracle Corp. Common Stock 68389X105 849 20750 SH SOLE 20750 0 0 Pfizer Inc. Common Stock 717081103 268 8341 SH SOLE 8341 0 0 Proctor & Gamble Common Stock 742718109 633 7850 SH SOLE 7850 0 0 Royal Dutch Shell PLC-AD Common Stock 780259206 350 4789 SH SOLE 4789 0 0 Sanofi-Aventis-ADR Common Stock 80105N105 12663 242211 SH SOLE 242211 0 0 Sirius XM Holdings, Inc. Common Stock 82968B103 58 18120 SH SOLE 18120 0 0 Southwestern Energy Co. Common Stock 845467109 12501 271695 SH SOLE 271695 0 0 Suncor Energy Common Stock 867224107 250 7150 SH SOLE 7150 0 0 TRW Automotive Holdings Corp. Common Stock 87264S106 13360 163690 SH SOLE 163690 0 0 Tesco plc ADR Common Stock 881575302 8797 589183 SH SOLE 589183 0 0 Ultra Petroleum Corp. Common Stock 903914109 12520 465615 SH SOLE 465615 0 0 Unilever ADR Common Stock 904767704 9127 213345 SH SOLE 213345 0 0 Unilever NV Common Stock 904784709 2105 51180 SH SOLE 51180 0 0 Unit Corporation Common Stock 909218109 12657 193590 SH SOLE 193590 0 0 UnitedHealth Group Inc. Common Stock 91324P102 13562 165410 SH SOLE 165410 0 0 Verizon Communications Common Stock 92343V104 438 9203 SH SOLE 9203 0 0 Vornado REIT Common Stock 929042109 1035 10500 SH SOLE 10500 0 0 W.P. Carey Inc. Common Stock 92936U109 367 6103 SH SOLE 6103 0 0 Wal Mart Stores Inc. Common Stock 931142103 10247 134075 SH SOLE 134075 0 0 Western Union Common Stock 959802109 9376 573116 SH SOLE 573116 0 0 Ishares Russell 2000 Index share 464287655 588 5050 SH SOLE 5050 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 837 3342 SH SOLE 3342 0 0 SPDR S&P 500 ETF Trust Ser. 1 Index share 78462F103 369 1972 SH SOLE 1972 0 0 Vanguard Financials ETF Index share 92204A405 267 5875 SH SOLE 5875 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 466 3750 SH SOLE 3750 0 0 Vanguard Total Stock Market ET Index share 922908769 984 10097 SH SOLE 10097 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 315 2290 SH SOLE 2290 0 0 Vanguard FTSE Developed Market Index share 921943858 448 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 248 4200 SH SOLE 4200 0 0 iShares MSCI EAFE Index share 464287465 747 11110 SH SOLE 11110 0 0 Ishares MSCI Emerging Markets Index share 464287234 269 6550 SH SOLE 6550 0 0 Vanguard FTSE Emerging Markets Index share 922042858 360 8875 SH SOLE 8875 0 0 Granite Value Fund Funds 92046L783 9238 659874 SH SOLE 659874 0 0 American Europacific Growth R3 Funds 298706854 1793 37052 SH SOLE 37052 0 0 Invesco Senior Income Trust Funds 46131H107 207 41300 SH SOLE 41300 0 0 Western Asset High Income Fund Funds 95766J102 131 14000 SH SOLE 14000 0 0 Western Asset Managed High Inc Funds 95766L107 166 28900 SH SOLE 28900 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 2392 22680 SH SOLE 22680 0 0 IShares Barclays US TIPS Index share 464287176 3818 34059 SH SOLE 34059 0 0 IShares Intermediate Credit Index share 464288638 468 4295 SH SOLE 4295 0 0 IShares iBoxx Investment Grade Index share 464287242 302 2585 SH SOLE 2585 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 224 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 253 5225 SH SOLE 5225 0 0 SPDR Barclays Short Term Hi Yl Index share 78468R408 201 6500 SH SOLE 6500 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 256 3200 SH SOLE 3200 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 1014 20560 SH SOLE 20560 0 0 iShares Barclays 0-5 Year TIPS Index share 46429B747 202 2000 SH SOLE 2000 0 0 iShares Floating Rate Bond Index share 46429B655 4557 89855 SH SOLE 89855 0 0