0001127602-14-018249.txt : 20140520 0001127602-14-018249.hdr.sgml : 20140520 20140520192856 ACCESSION NUMBER: 0001127602-14-018249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Mortgage Investment Trust CENTRAL INDEX KEY: 0001464423 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270186273 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6101 CONDOR DRIVE STREET 2: THIRD FLOOR CITY: MOORPARK STATE: CA ZIP: 93021 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 6101 CONDOR DRIVE STREET 2: THIRD FLOOR CITY: MOORPARK STATE: CA ZIP: 93021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perotti Daniel Stanley CENTRAL INDEX KEY: 0001591994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34416 FILM NUMBER: 14859309 MAIL ADDRESS: STREET 1: C/O PENNYMAC, 6101 CONDOR DRIVE CITY: MOORPARK STATE: CA ZIP: 93021 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-05-16 0001464423 PennyMac Mortgage Investment Trust PMT 0001591994 Perotti Daniel Stanley C/O PENNYMAC MORTGAGE INVESTMENT TRUST 6101 CONDOR DRIVE MOORPARK CA 93021 1 Chief Asset & Liability Mgt Of Common Shares of Beneficial Interest 2014-05-16 4 S 0 563 20.87 D 17012 D The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the scheduled vesting of 1,250 restricted share units on May 16, 2014. The reported amount consists of 5,000 restricted share units and 12,012 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. In connection with the scheduled vesting on May 16, 2014, 1,250 restricted share units vested and were settled in common shares of beneficial interest, of which 563 were sold as described in the preceding footnote and 687 are included in the reported amount. /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti 2014-05-20