X0404 N-CEN LIVE 0001464413 XXXXXXXX false false false N-1A S000042648 C000131841 C000131842 C000200111 S000038303 C000118205 C000118206 C000200107 S000026514 C000079607 C000096729 C000200106 S000038309 C000118217 C000118218 C000200110 S000038306 C000118212 C000118211 C000200109 S000070423 C000223904 Starboard Investment Trust 811-22298 0001464413 549300IGQEISLESO0528 116 South Franklin Street Rocky Mount 27804 US-NC US 252-972-9922 The Nottingham Company 116 South Franklin Street Rocky Mount 27804 252-972-9922 Records relating to services as Fund Accountant and Administrator UMB Bank, n.a. 928 Grand Boulevard 5th Floor Kansas City 64106 516-860-7780 Records relating to services as custodian Nottingham Shareholder Services, LLC 116 South Franklin Street P.O.Box 4365 Rocky Mount 27803-0365 252-984-3816 Records relating to services as Transfer Agent Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 12600 Deerfield Parkway Suite 100 Alpharetta 30004 770-777-8277 Records relating to services as Investment Advisor Clear Street LLC 55 Broardway New York 10006 646-558-6192 Records relating to services as custodian and broker N N N-1A 14 Y J. Buckley Strandberg N/A N James H. Speed, Jr. N/A N Michael G. Mosley N/A N Theophilus Harper Pitt, Jr. N/A N Andrea Knoth N/A 116 South Franklin Street Rocky Mount 27804 XXXXXX N N N N N N Capital Investment Group, Inc. 008-31225 N/A N/A N N BBD, LLP 552 N/A N Y N N N N N RH Hedged Multi-Asset Income ETF S000072156 549300EHSSN4HK394B90 N 1 0 2 Exchange-Traded Fund N N Y N N/A N/A N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 801-106545 000281201 N/A N Nottingham Shareholder Services, LLC 084-05687 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. 084-13554 N/A N Y Y Bloomberg Data Professional N/A N Refinitiv Financial Solutions N/A N N UMB Bank, n.a. VN006EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Nottingham Shareholder Services, LLC 5493004B2XJ9BX8S5061 N N N The Nottingham Company 549300WSNC1UD3Z2P26 N N N Wallachbeth Capital, LLC N/A N/A 549300R371KUKXEXC133 20912 Mischler Financial Group, Inc. N/A N/A 2549004IPXPSM9EJFC92 5028 GTS Securities N/A N/A 5493005RMIRIL1NTB654 19190 Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 859 45989 Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 14062077 Arkadios Capital, LLC N/A N/A 2549004VFYBIASQ1A234 2970357 ML Professional Clearing Corp. N/A N/A 549300PMHS66E71I2D34 3169573 GTS Securities N/A N/A 5493005RMIRIL1NTB654 140651 Falcon Square Capital LLC N/A N/A 2549008E9N7P2N3WFE24 59482 20402140 N 32780688 N N N AI Quality Growth ETF S000072155 549300VJ67BRPKVTBH46 N 1 0 2 Exchange-Traded Fund N N Y N N/A N/A N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 801-106545 000281201 N/A N Nottingham Shareholder Services, LLC 084-05687 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. 084-13554 N/A N Y Y Bloomberg Professional Data N/A N Refinitiv Financial Solutions N/A N N UMB Bank, n.a. VNoo6EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Clear Street LLC 549300KNQS43Y7TO3X67 N N Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) Y Nottingham Shareholder Services, LLC 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N Y Y The Nottingham Company 549300WSNC1UD33Z2P26 N N N Wallachbeth Capital, LLC N/A N/A 549300R371KUKXEXC133 4186 Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 680 GTS Securities LLC N/A N/A 5493005RMIRIL1NTB654 5350 Mischler Financial Group N/A N/A 2549004IPXPSM9EJFC92 680 10896 Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 12619346 ML Professional Clearing Corp. N/A N/A 549300PMHS66E71I2D34 4462300 Goldman Sachs & Co. N/A N/A FOR8UP27PHTHYVLBNG30 332890 Wallachbeth Capital, LLC N/A N/A 549300R371KUKXEXC133 68700 17483236 N 64479268 N N N Adaptive High Income ETF S000072158 549300G9B7MO43BXQZ45 N 1 0 2 Exchange-Traded Fund N N N N N/A N/A N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 801-106545 000281201 N/A N Nottingham Shareholder Services, LLC 084-05687 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. 084-13554 N/A N Y N Bloomberg Professional Data N/A N Refinitiv Financial Solutions N/A N N UMB Bank, n.a. VNOO6EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Nottingham Shareholder Services, LLC 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N Y Y The Nottingham Company 549300WSNC1UD33Z2P26 N N N Wallachbeth Capital, LLC N/A N/A 549300R371KUKXEXC133 19698 GTS Securities N/A N/A 5493005RMIRIL1NTB654 7331 Merrill Lynch Professional Clearing Corp. N/A N/A 549300PMHS66E71I2D34 15064 42096 Falcon Square Capital LLC N/A N/A 2549008E9N7P2N3WFE24 137192982 Merrill Lynch Professional Clearing Corp. N/A N/A 549300PMHS66E71I2D34 31049073 168242055 N 44202669 N N N RH Tactical Outlook ETF S000072159 549300YUC69J1CDTU576 N 1 0 2 Exchange-Traded Fund N N Y N N/A N/A N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 801-106545 000281201 N/A N Nottingham Shareholder Services, LLC 084-05687 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N/A N Y Y Bloomberg Data Professional N/A N Refinitiv Financial Solutions N/A N N UMB Bank, n.a. VNoo6EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Clear Street LLC 549300KNQS43Y7TO3X67 N N Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) Y Nottingham Shareholder Services, LLC 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N Y Y The Nottingham Company 549300WSNC1UD33Z2P26 N N N Wallachbeth Capital, LLC N/A N/A 549300R371KUKXEXC133 6483 GTS Securities N/A N/A 5493005RMIRIL1NTB654 102 Mischler Financial Group N/A N/A 2549004IPXPSM9EJFC92 1765 8350 Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 26287753 Goldman Sachs & Co N/A N/A FOR8UP27PHTHYVLBNG30 882705 27170458 N 19658138 N N N RH Tactical Rotation ETF S000072157 54930066MENKZJ5L2C64 N 1 0 2 Exchange-Traded Fund N N Y N N/A N/A N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 801-106545 000281201 N/A N Nottingham Shareholder Services, LLC 084-05687 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N/A N Y Y Bloomberg Professional Data N/A N Refinitiv Financial Solutions N/A N N UMB Bank, n.a. VN006EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Clear Street LLC 549300KNQS43Y7TO3X67 N N Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) Y Nottingham Shareholder Services, LLC 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N Y Y The Nottingham Company 549300WWSNC1UD33Z2P26 N N N Wallachbeth Capital, LLC N/A N/A 549300R371KUKXEXC133 18680 GTS Securities N/A N/A 5493005RMIRIL1NTB654 2015 Mischler Financial Group N/A N/A 2549004IPXPSM9EJFC92 6287 26981 Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 19745142 Goldman Sachs & Co N/A N/A FOR8UP27PHTHYVLBNG30 1356406 Merrill Lynch Professional Clearing Corp. N/A N/A 549300PMHS66E71I2D34 278225 21379773 N 27957413 N N N Adaptive Alpha Opportunities ETF S000070423 549300P51JP3J8J79150 N 1 0 0 Exchange-Traded Fund N N N N N/A N/A N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Cavalier Investments, LLC (d/b/a Adaptive Investments, LLC) 801-106545 000281201 N/A N Bluestone Capital Management, LLC 801-77657 000157841 N/A N N Nottingham Shareholder Services, LLC 084-05687 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N/A N Y N Bloomberg Professional Data N/A N Refinitiv Financial Solutions N/A N N UMB Bank, n.a. NVoo6EITDJ2YUEBMSZ83 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Clear Street, LLC 549300KNQS43Y7TO3X67 N N Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1) Y Nottingham Shareholder Services, LLC 5493004B2XJ9BX8S5061 N N Broadridge Financial Solutions, Inc. N/A N N N The Nottingham Company 549300WSNC1UD33Z2P26 N N N Clear Street LLC N/A N/A 549300KNQS43Y7TO3X67 2611 GTS Securities N/A N/A 5493005RMIRIL1NTB654 12214 Mischler Financial Group LLC N/A N/A 2549004IPXPSM9EJFC92 5500 Instinet, LLC N/A N/A 549300MGMN3RKMU8FT57 3614 23938 Clear Street, LLC N/A N/A 549300KNQS43Y7TO3X67 311023446 Goldman Sachs & Co N/A N/A FOR8UP27PHTHYVLBNG30 4302192 Merrill Lynch Professional Clearing Corp. N/A N/A 549300PMHS66E71I2D34 17649071 33297479 N 207972147 N N N Adaptive Alpha Opportunities ETF S000070423 Y 10000 4.48 47.76 95.52 2.24 17.68 41.16 82.32 8.84 N/A 250 N/A N/A 250 N/A N/A 250 N/A N/A 250 N/A Y RH Hedged Multi-Asset Income ETF S000072156 Y 10000 28.20 35.90 71.20 14.10 0 0 0 0 N/A 250 N/A N/A 250 N/A N/A 250 N/A N/A 250 N/A N AI Quality Growth ETF S000072155 N 10000 30.06 34.97 69.94 15.03 0 0 100 0 N/A 250 N/A N/A 250 N/A N/A 250 N/A N/A 250 N/A N Adaptive High Income ETF S000072158 N 10000 62.82 18.59 37.18 31.41 5.25 47.375 94.75 2.625 N/A 250 N/A N/A 250 N/A N/A 250 N/A N/A 250 N/A N RH Tactical Outlook ETF S000072159 N 10000 1.31 49.345 98.69 0.655 0 0 100 0 N/A 250 N/A N/A 250 N/A N/A 250 N/A N/A 250 N/A N RH Tactical Rotation ETF S000072157 N 10000 17.07 41.465 82.93 8.535 0 0 100 0 N/A 250 N/A N/A 250 N/A N/A 250 N/A N/A 250 N/A N false false true false false false