<SEC-DOCUMENT>0001464413-18-000262-index.html : 20180928 <SEC-HEADER>0001464413-18-000262.hdr.sgml : 20180928 <ACCEPTANCE-DATETIME>20180928172624 ACCESSION NUMBER: 0001464413-18-000262 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 21 FILED AS OF DATE: 20180928 DATE AS OF CHANGE: 20180928 EFFECTIVENESS DATE: 20180928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Starboard Investment Trust CENTRAL INDEX KEY: 0001464413 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-159484 FILM NUMBER: 181095071 BUSINESS ADDRESS: STREET 1: 116 SOUTH FRANKLIN STREET STREET 2: POST OFFICE BOX 69 CITY: ROCKY MOUNT STATE: NC ZIP: 27802-0069 BUSINESS PHONE: 252-972-9922 EXT.249 MAIL ADDRESS: STREET 1: 116 SOUTH FRANKLIN STREET STREET 2: POST OFFICE BOX 69 CITY: ROCKY MOUNT STATE: NC ZIP: 27802-0069 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Starboard Investment Trust CENTRAL INDEX KEY: 0001464413 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-22298 FILM NUMBER: 181095070 BUSINESS ADDRESS: STREET 1: 116 SOUTH FRANKLIN STREET STREET 2: POST OFFICE BOX 69 CITY: ROCKY MOUNT STATE: NC ZIP: 27802-0069 BUSINESS PHONE: 252-972-9922 EXT.249 MAIL ADDRESS: STREET 1: 116 SOUTH FRANKLIN STREET STREET 2: POST OFFICE BOX 69 CITY: ROCKY MOUNT STATE: NC ZIP: 27802-0069 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000026513 <SERIES-NAME>Cavalier Dynamic Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000079606 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CDYGX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000096728 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CADYX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200105 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CDGAX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000026514 <SERIES-NAME>Cavalier Adaptive Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000079607 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CADTX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000096729 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CADAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200106 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CAADX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000038303 <SERIES-NAME>Cavalier Hedged High Income Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118205 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CHIIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118206 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CAHIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200107 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CHHAX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000038304 <SERIES-NAME>Cavalier Growth Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118207 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CATEX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118208 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CATDX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200108 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CAGOX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000038306 <SERIES-NAME>Cavalier Tactical Rotation Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118211 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CATOX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118212 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CTROX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200109 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CAVTX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000038309 <SERIES-NAME>Cavalier Tactical Economic Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118217 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CMSFX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000118218 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CMSYX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200110 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CAVMX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001464413 <SERIES-ID>S000042648 <SERIES-NAME>Cavalier Fundamental Growth Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131841 <CLASS-CONTRACT-NAME>Institutional Class Shares <CLASS-CONTRACT-TICKER-SYMBOL>CAFGX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131842 <CLASS-CONTRACT-NAME>Class C Shares <CLASS-CONTRACT-TICKER-SYMBOL>CFGAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000200111 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>CFDAX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>n1a0918.htm <DESCRIPTION>STARBOARD INVESTMENT TRUST - CAVALIER FUNDS <TEXT> Document 1 - file: n1a0918.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D ADVSR CONTR <SEQUENCE>2 <FILENAME>invadvagmt.htm <DESCRIPTION>APPENDIX A - INVESTMENT ADVISORY AGREEMENT BETWEEN THE REGISTRANT AND CAVALIER INVESTMENTS, INC. <TEXT> Document 2 - file: invadvagmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D ADVSR CONTR <SEQUENCE>3 <FILENAME>subadv-buckhead.htm <DESCRIPTION>INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN THE REGISTRANT, CAVALIER INVESTMENTS AND BUCKHEAD CAPITAL MANAGEMENT <TEXT> Document 3 - file: subadv-buckhead.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D ADVSR CONTR <SEQUENCE>4 <FILENAME>subadv-julex.htm <DESCRIPTION>INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN CAVALIER INVESTMENTS AND JULEX CAPITAL MANAGEMENT, LLC <TEXT> Document 4 - file: subadv-julex.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D ADVSR CONTR <SEQUENCE>5 <FILENAME>subadv-bluestone.htm <DESCRIPTION>INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN CAVALIER INVESTMENTS AND BLUESTONE CAPITAL MANAGEMENT, LLC <TEXT> Document 5 - file: subadv-bluestone.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H OTH MAT CONT <SEQUENCE>6 <FILENAME>ela-cavalier.htm <DESCRIPTION>EXPENSE LIMITATION AGREEMENT BETWEEN THE REGISTRANT AND CAVALIER INVESTMENTS <TEXT> Document 6 - file: ela-cavalier.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I LEGAL OPININ <SEQUENCE>7 <FILENAME>legalopinion.htm <DESCRIPTION>LEGAL OPINION - GREENBERG TRAURIG <TEXT> Document 7 - file: legalopinion.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J OTHER OPININ <SEQUENCE>8 <FILENAME>consent.htm <DESCRIPTION>CONSENT OF INDEPENDENT PUBLIC ACCOUNTANT <TEXT> Document 8 - file: consent.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P CODE ETH <SEQUENCE>9 <FILENAME>coe-julex.htm <DESCRIPTION>CODE OF ETHICS - JULEX CAPITAL MANAGEMENT, LLC <TEXT> Document 9 - file: coe-julex.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P CODE ETH <SEQUENCE>10 <FILENAME>coe-buckhead.htm <DESCRIPTION>CODE OF ETHICS - BUCKHEAD CAPITAL MANAGEMENT <TEXT> Document 10 - file: coe-buckhead.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P CODE ETH <SEQUENCE>11 <FILENAME>coe-bluestone.htm <DESCRIPTION>CODE OF ETHICS - BLUESTONE CAPITAL MANAGEMENT <TEXT> Document 11 - file: coe-bluestone.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>image00001.jpg <TEXT> Document 13 - file: image00001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>image1.jpg <TEXT> Document 14 - file: image1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>image00002.jpg <TEXT> Document 15 - file: image00002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>image2.jpg <TEXT> Document 16 - file: image2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>image00003.jpg <TEXT> Document 17 - file: image00003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>image3.jpg <TEXT> Document 18 - file: image3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>image4.jpg <TEXT> Document 19 - file: image4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>image5.jpg <TEXT> Document 20 - file: image5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>image6.jpg <TEXT> Document 21 - file: image6.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>image00007.jpg <TEXT> Document 22 - file: image00007.jpg
</DOCUMENT> </SEC-DOCUMENT>