0001144204-17-005512.txt : 20170202 0001144204-17-005512.hdr.sgml : 20170202 20170202102910 ACCESSION NUMBER: 0001144204-17-005512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vuzix Corp CENTRAL INDEX KEY: 0001463972 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043392453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-359-5900 MAIL ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Travers Paul J CENTRAL INDEX KEY: 0001475077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35955 FILM NUMBER: 17567121 MAIL ADDRESS: STREET 1: 75 TOWN CENTRE DR CITY: ROCHESTER STATE: NY ZIP: 14623 4 1 v458232_4.xml OWNERSHIP DOCUMENT X0306 4 2017-01-31 0 0001463972 Vuzix Corp VUZI 0001475077 Travers Paul J 25 HENDRIX ROAD, SUITE A WEST HENRIETTA NY 14586 1 1 1 0 President and CEO Common Stock 2017-01-31 4 P 0 350 6.23 A 2553562 D 1,683,562 share are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. /s/ Paul Travers 2017-02-02