0001144204-18-059657.txt : 20181114 0001144204-18-059657.hdr.sgml : 20181114 20181114111308 ACCESSION NUMBER: 0001144204-18-059657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harned Timothy Heydenreich CENTRAL INDEX KEY: 0001709813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35955 FILM NUMBER: 181181477 MAIL ADDRESS: STREET 1: 71 MAUGUS AVENUE CITY: WELLESLEY STATE: MA ZIP: 02481 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vuzix Corp CENTRAL INDEX KEY: 0001463972 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043392453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-359-5900 MAIL ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 4 1 tv507262_4.xml OWNERSHIP DOCUMENT X0306 4 2018-11-13 0 0001463972 Vuzix Corp VUZI 0001709813 Harned Timothy Heydenreich 25 HENDRIX ROAD, SUITE A WEST HENRIETTA NY 14586 1 0 0 0 Common Stock 2018-11-13 4 P 0 1500 5.9306 A 45000 D This sales price reflects a weighted average of multiple prices ranging from $5.929 to $5.935. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. /s/ Timothy Harned 2018-11-14