0001104659-23-119333.txt : 20231117 0001104659-23-119333.hdr.sgml : 20231117 20231117093513 ACCESSION NUMBER: 0001104659-23-119333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Travers Paul J CENTRAL INDEX KEY: 0001475077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35955 FILM NUMBER: 231416765 MAIL ADDRESS: STREET 1: 75 TOWN CENTRE DR CITY: ROCHESTER STATE: NY ZIP: 14623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vuzix Corp CENTRAL INDEX KEY: 0001463972 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043392453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-359-5900 MAIL ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 4 1 tm2330926-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-15 0 0001463972 Vuzix Corp VUZI 0001475077 Travers Paul J 25 HENDRIX ROAD, SUITE A WEST HENRIETTA NY 14586 1 1 0 0 President and CEO 0 Common Stock 2023-11-15 4 P 0 7500 2.5699 A 2837670 D 1,967,670 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. /s/ Paul Travers 2023-11-17