X0306 4 2012-06-15 1 0001463972 Vuzix Corp VUZI 0001299982 LAMPE, CONWAY & CO. LLC 680 FIFTH AVENUE 12TH FLOOR NEW YORK NY 10019 0 0 1 0 0001299904 CONWAY RICHARD F 680 FIFTH AVENUE 12TH FLOOR NEW YORK NY 10019 0 0 1 0 0001260818 LAMPE STEVEN 680 FIFTH AVENUE, 12TH FLOOR NEW YORK NY 10019 0 0 1 0 0001222051 LC CAPITAL MASTER FUND LTD C/O OGIER 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 KY1-9007 CAYMAN ISLANDS 0 0 1 0 Convertible Promissory Note 7.48 2012-06-15 4 J 0 452658 0 D 2010-12-23 2014-12-23 Common Stock, $ par value 452658 82549 I See Footnotes Convertible Promissory Note 7.50 2013-08-05 4 J 0 82549 0 D 2010-12-23 2014-12-23 Common Stock, $ par value 0 0 I See Footnotes These securities are directly held by LC Capital Master Fund, Ltd. Lampe, Conway & Co., LLC., Richard F. Conway and Steven G. Lampe may be deemed to, indirectly, beneficially own the securities directly held by LC Capital Master Fund, Ltd. These securities are held in the account of LC Capital Master Fund, Ltd. (the "Fund") for which Lampe, Conway & Co., LLC ("LCC") serves as an investment manager. Richard F. Conway and Steven G. Lampe are managing members of LCC. LCC, Mr. Conway and Mr. Lampe may be deemed to beneficially own the securities held by the Fund virtue of LCC's position as investment manager of the Fund and Mr. Conway's and Lampe's status as managing members of LCC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16. All common share figures reflect a 1 for 75 reverse stock split completed by the issuer on February 6, 2013. The Convertible Promissory Notes were cancelled in accordance with their terms upon payment of the outstanding principal amounts by the Issuer. Lampe, Conway & Co. LLC, By: /s/ Richard F. Conway, Managing Member 2013-09-12 /s/ Richard F. Conway 2013-09-12 /s/ Steven G. Lampe 2013-09-12 LC Capital Master Fund Ltd., By: /s/ Richard F. Conway, Director 2013-09-12