0001620533-21-000033.txt : 20210303 0001620533-21-000033.hdr.sgml : 20210303 20210303204108 ACCESSION NUMBER: 0001620533-21-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meyer Daniel Harris CENTRAL INDEX KEY: 0001463932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 21712125 MAIL ADDRESS: STREET 1: 24 UNION SQUARE EAST STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DANIEL H. MEYER 2012 GIFT TRUST U/A/D 10/31/12 CENTRAL INDEX KEY: 0001633818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 21712124 BUSINESS ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 646-747-7200 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McQuinn Michael C CENTRAL INDEX KEY: 0001634102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 21712122 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEYER AUDREY H CENTRAL INDEX KEY: 0001633830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36823 FILM NUMBER: 21712123 MAIL ADDRESS: STREET 1: C/O SHAKE SHACK INC. STREET 2: 24 UNION SQUARE EAST, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shake Shack Inc. CENTRAL INDEX KEY: 0001620533 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 471941186 FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: (646) 747-7200 MAIL ADDRESS: STREET 1: 225 VARICK STREET STREET 2: SUITE 301 CITY: NEW YORK STATE: NY ZIP: 10014 4 1 wf-form4_161482204466365.xml FORM 4 X0306 4 2021-03-01 0 0001620533 Shake Shack Inc. SHAK 0001463932 Meyer Daniel Harris C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 1 0 1 0 0001633818 DANIEL H. MEYER 2012 GIFT TRUST U/A/D 10/31/12 C/O SHAKE SHACK INC., 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 0 0 1 0 0001633830 MEYER AUDREY H C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 0 0 1 0 0001634102 McQuinn Michael C C/O SHAKE SHACK INC. 225 VARICK STREET, SUITE 301 NEW YORK NY 10014 0 0 1 0 Class A Common Stock, par value $0.001 per share 2021-03-01 4 S 0 4035 113.8457 D 661076 I BY TRUST Class A Common Stock, par value $0.001 per share 2021-03-01 4 S 0 10424 114.7429 D 650652 I BY TRUST Class A Common Stock, par value $0.001 per share 2021-03-01 4 S 0 31919 115.9568 D 618733 I BY TRUST Class A Common Stock, par value $0.001 per share 2021-03-01 4 S 0 32047 116.7278 D 586686 I BY TRUST Class A Common Stock, par value $0.001 per share 2021-03-01 4 S 0 26476 117.7275 D 560210 I BY TRUST Class A Common Stock, par value $0.001 per share 2021-03-01 4 S 0 5099 118.4477 D 555111 I BY TRUST Class A Common Stock, par value $0.001 per share 1305306 I BY TRUST Class A Common Stock, par value $0.001 per share 985 D The transaction was executed in multiple trades at prices ranging from $113.25 to $114.2499. The price reported above reflects the weighted average sales price. The Daniel H. Meyer Investment Trust (the "Investment Trust") hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Shares of Class A common stock ("Class A Stock") of the Issuer were disposed of by Mr. Meyer through the Investment Trust pursuant to a 10b5-1 trading plan entered into on December 14, 2020. Mr. Meyer is the grantor, trustee and beneficiary of the Investment Trust. Mr. Meyer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The transaction was executed in multiple trades at prices ranging from $114.25 to $115.2499. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $115.25 to $116.2499. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $116.25 to $117.2499. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $117.25 to $118.2499. The price reported above reflects the weighted average sales price. The transaction was executed in multiple trades at prices ranging from $118.25 to $118.95. The price reported above reflects the weighted average sales price. Represents shares of Class A Stock of the Issuer held by the DHM 2012 Gift Trust, of which Mr. Meyer's spouse is a co-trustee and beneficiary. Mr. McQuinn is a co-trustee. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of such Reporting Persons' pecuniary interest therein. /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Daniel H. Meyer 2021-03-03 /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for DHM 2012 Gift Trust U/A/D 10/31/12 2021-03-03 /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Audrey H. Meyer 2021-03-03 /s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Michael C. McQuinn 2021-03-03