0001193125-17-128767.txt : 20170419 0001193125-17-128767.hdr.sgml : 20170419 20170419160404 ACCESSION NUMBER: 0001193125-17-128767 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 GROUP MEMBERS: SIENA CAPITAL MANAGEMENT, LLC GROUP MEMBERS: SIENA CAPITAL PARTNERS ACCREDITED, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000739421 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 232265045 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39112 FILM NUMBER: 17770028 BUSINESS ADDRESS: STREET 1: 15 S MAIN ST CITY: MANSFIELD STATE: PA ZIP: 16933 BUSINESS PHONE: 570-662-0444 MAIL ADDRESS: STREET 1: 15 S MAIN ST CITY: MANSFIELD STATE: PA ZIP: 16933 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Siena Capital Partners I, L.P. CENTRAL INDEX KEY: 0001463325 IRS NUMBER: 200838755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 N. RIVERSIDE PLAZA STREET 2: SUITE 1630 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312)559-1850 MAIL ADDRESS: STREET 1: 100 N. RIVERSIDE PLAZA STREET 2: SUITE 1630 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 d338985dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

Citizens Financial Services, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

174615104

(CUSIP Number)

December 8, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No.174615104   Schedule 13G    Page 2 of 7

 

  1   

Names of Reporting Persons

 

Siena Capital Partners I, L.P.

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC Use Only

 

    

  4  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5    

Sole Voting Power

 

0

   6   

Shared Voting Power

 

0

   7   

Sole Dispositive Power

 

0

   8   

Shared Dispositive Power

 

0

  9  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

10  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

    

11  

Percent of Class Represented by Amount in Row (9)

 

0

12  

Type of Reporting Person (See Instructions)

 

PN

 

CUSIP No.174615104   Schedule 13G    Page 3 of 7

 

13   

Names of Reporting Persons

 

Siena Capital Partners Accredited, L.P.

14  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

 

15  

SEC Use Only

 

    

16  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    17    

Sole Voting Power

 

0

   18   

Shared Voting Power

 

0

   19   

Sole Dispositive Power

 

0

   20   

Shared Dispositive Power

 

0

21  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

22  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

    

23  

Percent of Class Represented by Amount in Row (9)

 

0

24  

Type of Reporting Person (See Instructions)

 

PN

 

CUSIP No.174615104   Schedule 13G    Page 4 of 7

 

25   

Names of Reporting Persons

 

Siena Capital Management, LLC

26  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

 

27  

SEC Use Only

 

    

28  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    29    

Sole Voting Power

 

0

   30   

Shared Voting Power

 

0

   31   

Sole Dispositive Power

 

0

   32   

Shared Dispositive Power

 

0

33  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

34  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

    

35  

Percent of Class Represented by Amount in Row (9)

 

0

36  

Type of Reporting Person (See Instructions)

 

OO

 

CUSIP No.174615104   Schedule 13G    Page 5 of 7

 

Explanatory Note: Due to a printer error, on December 8, 2015, a Schedule 13G (the “Original Filing”) was incorrectly filed by Siena Capital Partners I, L.P. (“Siena Capital Partners”), Siena Capital Partners Accredited, L.P. (“Siena Capital Partners Accredited”) and Siena Capital Management, LLC (“Siena Capital Management”) with Citizens Financial Services, Inc. as the Issuer. Siena Capital Partners, Siena Capital Partners Accredited and Siena Capital Management, LLC are collectively referred to herein as the “Reporting Persons”. The correct Issuer was Citizens First Corporation and a Schedule 13G by the Reporting Persons was filed with respect to Citizens First Corporation on that same date. This Amendment No. 1 (“Amendment No. 1”) amends and restates the Original Filing to correctly report that the Reporting Persons did not own any shares of Citizens Financial Services, Inc. on that date and still do not own any such shares.

 

Item 1(a) Name of Issuer:

 

          Citizens Financial Services, Inc. (the “Issuer”)

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

 

          15 South Main Street
          Mansfield, PA 16933

 

Item 2(a) Name of Person Filing:

 

  (i) Siena Capital Partners I, L.P.
  (ii) Siena Capital Partners Accredited, L.P.
  (ii) Siena Capital Management, LLC

 

Item 2(b) Address of Principal Business Office or, if none, Residence:

 

          100 N. Riverside Plaza, Suite 1630
          Chicago, Illinois 60606

 

Item 2(c) Citizenship:

 

  (i) Siena Capital Partners I, L.P. is a Delaware limited partnership.
  (ii) Siena Capital Partners Accredited, L.P. is a Delaware limited partnership.
  (ii) Siena Capital Management, LLC is a Delaware limited liability company.

 

Item 2(d) Title of Class of Securities:

 

          Common Stock

 

Item 2(e) CUSIP Number:

 

          174615104

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

          Not applicable

 

Item 4. Ownership

 

  (a) Amount beneficially owned: None

 

  (b) Percent of class: 0%

CUSIP No.174615104   Schedule 13G    Page 6 of 7

 

Item 5. Ownership of Five Percent or Less of a Class

 

          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following  ☒. As stated in the Explanatory Note, the Reporting Persons never owned any shares of the Issuer..

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

 

          Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

          Not Applicable.

 

Item 8. Identification and Classification of Members of the Group

 

          Not Applicable.

 

Item 9. Notice of Dissolution of Group

 

          Not Applicable.

 

Item 10. Certification

 

         By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

CUSIP No.174615104   Schedule 13G    Page 7 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: April 19, 2017

 

SIENA CAPITAL PARTNERS I, L.P.

By: Siena Capital Management, LLC, its

General Partner

By:  

/s/ Daniel Kanter

Name:   Daniel Kanter
Title:   President
SIENA CAPITAL PARTNERS ACCREDITED, L.P.

By: Siena Capital Management, LLC, its

General Partner

By:  

/s/ Daniel Kanter

Name:   Daniel Kanter
Title:   President
SIENA CAPITAL MANAGEMENT, LLC

By: Siena Capital Management, LLC, its

General Partner

By:  

/s/ Daniel Kanter

Name:   Daniel Kanter
Title:   President