0001463217-21-000004.txt : 20210813 0001463217-21-000004.hdr.sgml : 20210813 20210813165752 ACCESSION NUMBER: 0001463217-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS, LLC CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 270493248 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 211173125 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPTIAL FINANCIAL ADVISERS, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS, LLC DATE OF NAME CHANGE: 20110509 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. DATE OF NAME CHANGE: 20090501 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001463217 XXXXXXXX 06-30-2021 06-30-2021 UNITED CAPITAL FINANCIAL ADVISERS, LLC

620 NEWPORT CENTER DRIVE SUITE 500 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-13508 N STEVEN SPENCER 949-999-8500 STEVEN SPENCER NEWPORT BEACH CA 08-13-2021 3 1214 19854134 false 1 028-04981 GOLDMAN SACHS GROUP, INC. 2 IMD HOLDINGS, LLC 3 028-13541 UNITED CAPITAL FINANCIAL PARTNERS, INC. INFORMATION TABLE 2 ucfa13hrit06302021.xml 1Life Healthcare, Inc. Common stock 68269G107 443 13400 SH DFND 1,2,3 0 0 13400 3M Company Common stock 88579Y101 72709 366053 SH DFND 1,2,3 13484 0 352569 ABB Ltd. Sponsored ADR Common stock 000375204 1799 52923 SH DFND 1,2,3 952 0 51971 Abbott Laboratories Common stock 002824100 63120 544463 SH DFND 1,2,3 16649 0 527814 AbbVie, Inc. Common stock 00287Y109 58818 522179 SH DFND 1,2,3 47605 0 474574 AbCellera Biologics, Inc. Common stock 00288U106 223 10150 SH DFND 1,2,3 0 0 10150 Aberdeen Asia-Pacific Income Fund Inc Mutual fund 003009107 57 12831 SH DFND 1,2,3 0 0 12831 Aberdeen Global Premier Properties Fund of Benef Interest Mutual fund 00302L108 87 13650 SH DFND 1,2,3 13650 0 0 ACADIA Pharmaceuticals Inc. Common stock 004225108 275 11262 SH DFND 1,2,3 0 0 11262 Accenture Plc Class A Common stock G1151C101 46625 158163 SH DFND 1,2,3 5018 0 153146 Activision Blizzard, Inc. Common stock 00507V109 4959 51965 SH DFND 1,2,3 404 0 51561 Acuity Brands, Inc. Common stock 00508Y102 1119 5981 SH DFND 1,2,3 0 0 5981 ACV Auctions, Inc. Class A Common stock 00091G104 610 23781 SH DFND 1,2,3 0 0 23781 Adams Diversified Equity Fund Inc Shs Mutual fund 006212104 328 16604 SH DFND 1,2,3 0 0 16604 Adobe Inc. Common stock 00724F101 36010 61489 SH DFND 1,2,3 6143 0 55346 Advance Auto Parts, Inc. Common stock 00751Y106 226 1104 SH DFND 1,2,3 230 0 874 Advanced Micro Devices, Inc. Common stock 007903107 1961 20875 SH DFND 1,2,3 290 0 20585 AECOM Common stock 00766T100 393 6200 SH DFND 1,2,3 0 0 6200 Affiliated Managers Group, Inc. Common stock 008252108 320 2077 SH DFND 1,2,3 0 0 2077 Aflac Incorporated Common stock 001055102 16351 304712 SH DFND 1,2,3 12025 0 292687 Agilent Technologies, Inc. Common stock 00846U101 2356 15941 SH DFND 1,2,3 2069 0 13872 Air Products and Chemicals, Inc. Common stock 009158106 17141 59584 SH DFND 1,2,3 2268 0 57316 Airbnb, Inc. Class A Common stock 009066101 7046 46013 SH DFND 1,2,3 911 0 45102 Akamai Technologies, Inc. Common stock 00971T101 4254 36482 SH DFND 1,2,3 594 0 35888 Alamos Gold Inc. Common stock 011532108 230 30019 SH DFND 1,2,3 0 0 30019 Alarm.com Holdings, Inc. Common stock 011642105 635 7500 SH DFND 1,2,3 0 0 7500 Alaska Air Group, Inc. Common stock 011659109 425 7046 SH DFND 1,2,3 0 0 7046 Albemarle Corporation Common stock 012653101 1012 6008 SH DFND 1,2,3 70 0 5938 Alerian MLP ETF Exchange traded fund 00162Q452 809 22214 SH DFND 1,2,3 320 0 21894 Alexandria Real Estate Equities, Inc. Common stock 015271109 1453 7987 SH DFND 1,2,3 144 0 7843 Alexco Resource Corp. Common stock 01535P106 188 75000 SH DFND 1,2,3 0 0 75000 Alexion Pharmaceuticals, Inc. Common stock 015351109 514 2798 SH DFND 1,2,3 54 0 2744 Alibaba Group Holding Ltd. Sponsored ADR Common stock 01609W102 3664 16156 SH DFND 1,2,3 1082 0 15074 Align Technology, Inc. Common stock 016255101 10971 17956 SH DFND 1,2,3 39 0 17917 AllianceBernstein Holding L.P. Common stock 01881G106 6049 129915 SH DFND 1,2,3 2000 0 127915 Allstate Corporation Common stock 020002101 3330 25531 SH DFND 1,2,3 1479 0 24052 Alnylam Pharmaceuticals, Inc Common stock 02043Q107 235 1387 SH DFND 1,2,3 130 0 1257 Alphabet Inc. Class A Common stock 02079K305 171050 70051 SH DFND 1,2,3 5072 0 64979 Alphabet Inc. Class C Common stock 02079K107 140327 55989 SH DFND 1,2,3 8464 0 47525 ALPS Medical Breakthroughs ETF Exchange traded fund 00162Q593 249 5097 SH DFND 1,2,3 47 0 5050 ALPS Sector Dividend Dogs ETF Exchange traded fund 00162Q858 28514 538502 SH DFND 1,2,3 34116 0 504386 Alteryx, Inc. 1.0 01-AUG-2026 Convertible bond 02156BAF0 8472 90000 SH DFND 1,2,3 0 0 90000 Alteryx, Inc. Class A Common stock 02156B103 202 2346 SH DFND 1,2,3 0 0 2346 Altria Group Inc Common stock 02209S103 6391 134043 SH DFND 1,2,3 6669 0 127374 Amarin Corporation Plc Sponsored ADR Common stock 023111206 68 15519 SH DFND 1,2,3 1267 0 14252 Amazon.com, Inc. Common stock 023135106 131751 38298 SH DFND 1,2,3 3546 0 34752 Amcor PLC Common stock G0250X107 856 74708 SH DFND 1,2,3 336 0 74372 Ameren Corporation Common stock 023608102 215 2680 SH DFND 1,2,3 0 0 2680 America Movil SAB de CV Sponsored ADR Class L Common stock 02364W105 234 15619 SH DFND 1,2,3 0 0 15619 American Airlines Group, Inc. Common stock 02376R102 408 19223 SH DFND 1,2,3 3322 0 15901 American Electric Power Company, Inc. Common stock 025537101 15353 181497 SH DFND 1,2,3 6337 0 175160 American Express Company Common stock 025816109 28378 171748 SH DFND 1,2,3 40474 0 131274 American Finance Trust, Inc. Common stock 02607T109 141 16587 SH DFND 1,2,3 0 0 16587 American Homes 4 Rent Class A Common stock 02665T306 1022 26314 SH DFND 1,2,3 587 0 25727 American International Group, Inc. Common stock 026874784 6754 141887 SH DFND 1,2,3 4061 0 137826 American Outdoor Brands, Inc. Common stock 02875D109 390 11102 SH DFND 1,2,3 0 0 11102 American Tower Corporation Common stock 03027X100 36918 136664 SH DFND 1,2,3 37147 0 99517 American Vanguard Corporation Common stock 030371108 875 49946 SH DFND 1,2,3 0 0 49946 American Water Works Company, Inc. Common stock 030420103 443 2871 SH DFND 1,2,3 230 0 2641 Ameriprise Financial, Inc. Common stock 03076C106 1943 7806 SH DFND 1,2,3 83 0 7723 AmerisourceBergen Corporation Common stock 03073E105 741 6469 SH DFND 1,2,3 64 0 6405 Amgen Inc. Common stock 031162100 31696 130036 SH DFND 1,2,3 7944 0 122092 Amkor Technology, Inc. Common stock 031652100 598 25266 SH DFND 1,2,3 0 0 25266 AMN Healthcare Services, Inc. Common stock 001744101 206 2120 SH DFND 1,2,3 0 0 2120 Ampio Pharmaceuticals, Inc. Common stock 03209T109 93 55400 SH DFND 1,2,3 0 0 55400 Analog Devices, Inc. Common stock 032654105 3003 17440 SH DFND 1,2,3 1013 0 16427 Anheuser-Busch InBev SA/NV Sponsored ADR Common stock 03524A108 4337 60231 SH DFND 1,2,3 1921 0 58310 Annaly Capital Management, Inc. Common stock 035710409 323 36358 SH DFND 1,2,3 1096 0 35262 Antero Midstream Corp. Common stock 03676B102 1010 97241 SH DFND 1,2,3 20000 0 77241 Anthem, Inc. Common stock 036752103 3305 8657 SH DFND 1,2,3 69 0 8588 Aon Plc Class A Common stock G0403H108 1874 7850 SH DFND 1,2,3 264 0 7587 Apollo Global Management Inc. Class A Common stock 03768E105 2291 36836 SH DFND 1,2,3 5406 0 31430 AppFolio Inc Class A Common stock 03783C100 1051 7445 SH DFND 1,2,3 0 0 7445 Apple Inc. Common stock 037833100 562959 4110388 SH DFND 1,2,3 257857 0 3852531 Apple Inc. Common stock 037833100 2561 18700 SH Put DFND 1,2,3 0 0 18700 Applied Materials, Inc. Common stock 038222105 3606 25326 SH DFND 1,2,3 5410 0 19916 Aptiv PLC Common stock G6095L109 7523 47818 SH DFND 1,2,3 0 0 47818 Arbor Realty Trust, Inc. Common stock 038923108 486 27282 SH DFND 1,2,3 0 0 27282 Archer-Daniels-Midland Company Common stock 039483102 293 4830 SH DFND 1,2,3 287 0 4543 Arcturus Therapeutics Holdings, Inc. Common stock 03969T109 843 24920 SH DFND 1,2,3 0 0 24920 Ares Capital Corporation Mutual fund 04010L103 3184 162525 SH DFND 1,2,3 4646 0 157879 Ares Management Corporation Common stock 03990B101 15889 249859 SH DFND 1,2,3 15176 0 234683 ARK Autonomous Technology & Robotics ETF Exchange traded fund 00214Q203 269 3125 SH DFND 1,2,3 50 0 3075 ARK Genomic Revolution ETF Exchange traded fund 00214Q302 413 4470 SH DFND 1,2,3 10 0 4460 ARK Innovation ETF Exchange traded fund 00214Q104 1298 9928 SH DFND 1,2,3 263 0 9665 Arthur J. Gallagher & Co. Common stock 363576109 34956 249546 SH DFND 1,2,3 4075 0 245471 ASML Holding NV ADR Common stock N07059210 2988 4325 SH DFND 1,2,3 97 0 4228 Astrazeneca PLC Sponsored ADR Common stock 046353108 2190 36557 SH DFND 1,2,3 925 0 35632 AT&T Inc. Common stock 00206R102 36140 1255727 SH DFND 1,2,3 68808 0 1186919 Atlantic Union Bankshares Corporation Common stock 04911A107 318 8769 SH DFND 1,2,3 1964 0 6805 Atlantica Sustainable Infrastructure plc Common stock G0751N103 16236 436228 SH DFND 1,2,3 35150 0 401078 Atlassian Corp. Plc Class A Common stock G06242104 4108 15994 SH DFND 1,2,3 523 0 15471 Audacy, Inc. Class A Common stock 05070N103 43 10000 SH DFND 1,2,3 0 0 10000 Autodesk, Inc. Common stock 052769106 3291 11274 SH DFND 1,2,3 278 0 10996 Automatic Data Processing, Inc. Common stock 053015103 38972 196213 SH DFND 1,2,3 3650 0 192563 AutoZone, Inc. Common stock 053332102 3437 2303 SH DFND 1,2,3 12 0 2291 Avalara Inc Common stock 05338G106 19219 118785 SH DFND 1,2,3 0 0 118785 Avery Dennison Corporation Common stock 053611109 454 2158 SH DFND 1,2,3 124 0 2034 Baidu Inc Sponsored ADR Class A Common stock 056752108 835 4096 SH DFND 1,2,3 0 0 4096 Balchem Corporation Common stock 057665200 280 2135 SH DFND 1,2,3 0 0 2135 Ball Corporation Common stock 058498106 27966 345179 SH DFND 1,2,3 80289 0 264890 Banco Bilbao Vizcaya Argentaria, S.A. Sponsored ADR Common stock 05946K101 840 135331 SH DFND 1,2,3 5468 0 129863 Bank of America Corp Common stock 060505104 25159 610212 SH DFND 1,2,3 36855 0 573357 Bank of Commerce Holdings Common stock 06424J103 186 12400 SH DFND 1,2,3 0 0 12400 Bank of New York Mellon Corporation Common stock 064058100 839 16373 SH DFND 1,2,3 754 0 15619 Bank OZK Common stock 06417N103 229 5441 SH DFND 1,2,3 395 0 5046 Barrick Gold Corporation Common stock 067901108 400 19351 SH DFND 1,2,3 317 0 19034 Baxter International Inc. Common stock 071813109 1173 14571 SH DFND 1,2,3 231 0 14340 Becton, Dickinson and Company Common stock 075887109 102556 421712 SH DFND 1,2,3 7036 0 414676 BeiGene, Ltd. Sponsored ADR Common stock 07725L102 972 2832 SH DFND 1,2,3 62 0 2770 Berkshire Hathaway Inc. Class A Common stock 084670108 3767 9 SH DFND 1,2,3 1 0 8 Berkshire Hathaway Inc. Class B Common stock 084670702 120375 433130 SH DFND 1,2,3 38216 0 394914 Berry Global Group Inc Common stock 08579W103 423 6486 SH DFND 1,2,3 0 0 6486 Beyond Meat, Inc. Common stock 08862E109 383 2432 SH DFND 1,2,3 5 0 2427 BHP Group Limited Sponsored ADR Common stock 088606108 344 4729 SH DFND 1,2,3 0 0 4729 BioAtla, Inc. Common stock 09077B104 230 5432 SH DFND 1,2,3 0 0 5432 Biogen Inc. Common stock 09062X103 53115 153393 SH DFND 1,2,3 4015 0 149378 BioMarin Pharmaceutical Inc. Common stock 09061G101 1266 15175 SH DFND 1,2,3 64 0 15111 Black Hills Corporation Common stock 092113109 1005 15306 SH DFND 1,2,3 0 0 15306 BlackRock Credit Allocation Income Trust Mutual fund 092508100 176 11299 SH DFND 1,2,3 9649 0 1650 BlackRock Enhanced Equity Dividend Trust Mutual fund 09251A104 271 26770 SH DFND 1,2,3 0 0 26770 BlackRock MuniAssets Fund Inc Mutual fund 09254J102 652 38698 SH DFND 1,2,3 0 0 38698 BlackRock MuniHoldings California Quality Fund Inc Mutual fund 09254L107 207 13000 SH DFND 1,2,3 0 0 13000 BlackRock MuniHoldings Quality Fund II Inc Mutual fund 09254C107 286 20425 SH DFND 1,2,3 0 0 20425 BlackRock MuniYield California Fund Inc Mutual fund 09254M105 215 14000 SH DFND 1,2,3 0 0 14000 BlackRock Short Maturity Bond ETF Exchange traded fund 46431W507 8206 163558 SH DFND 1,2,3 10132 0 153426 BlackRock Ultra Short-Term Bond ETF Exchange traded fund 46434V878 1355 26825 SH DFND 1,2,3 0 0 26825 BlackRock, Inc. Common stock 09247X101 51332 58667 SH DFND 1,2,3 1615 0 57053 Blackstone Inc Common stock 09260D107 9290 95638 SH DFND 1,2,3 3350 0 92288 Blackstone Mortgage Trust, Inc. 4.375 05-MAY-2022 Convertible bond 09257WAB6 2028 20000 SH DFND 1,2,3 0 0 20000 Blackstone Mortgage Trust, Inc. Class A Common stock 09257W100 4914 154103 SH DFND 1,2,3 7675 0 146428 Boeing Company Common stock 097023105 10427 43525 SH DFND 1,2,3 3159 0 40366 BOK Financial Corporation Common stock 05561Q201 227 2627 SH DFND 1,2,3 0 0 2627 Booking Holdings Inc. Common stock 09857L108 2343 1071 SH DFND 1,2,3 15 0 1056 BorgWarner Inc. Common stock 099724106 207 4268 SH DFND 1,2,3 63 0 4205 Boston Properties, Inc. Common stock 101121101 804 7014 SH DFND 1,2,3 140 0 6874 Boston Scientific Corporation Common stock 101137107 534 12483 SH DFND 1,2,3 54 0 12429 BP p.l.c. Sponsored ADR Common stock 055622104 2975 112595 SH DFND 1,2,3 906 0 111689 Bristol-Myers Squibb Company Common stock 110122108 40014 598832 SH DFND 1,2,3 140089 0 458743 British American Tobacco PLC Sponsored ADR Common stock 110448107 1171 29785 SH DFND 1,2,3 637 0 29148 Broadcom Inc. Common stock 11135F101 36560 76671 SH DFND 1,2,3 3711 0 72960 Broadmark Realty Capital Inc Common stock 11135B100 421 39792 SH DFND 1,2,3 0 0 39792 Broadridge Financial Solutions, Inc. Common stock 11133T103 679 4204 SH DFND 1,2,3 33 0 4171 Broadstone Net Lease, Inc. Common stock 11135E203 430151 18374677 SH DFND 1,2,3 327116 0 18047561 Brookfield Asset Management Inc. Class A Common stock 112585104 8366 164112 SH DFND 1,2,3 11000 0 153112 Brookfield Infrastructure Corporation Class A Common stock 11275Q107 270 3576 SH DFND 1,2,3 0 0 3576 Brookfield Infrastructure Partners L.P. Common stock G16252101 11088 199598 SH DFND 1,2,3 5896 0 193702 Brookfield Property Partners LP Common stock G16249107 192 10135 SH DFND 1,2,3 0 0 10135 Brown-Forman Corporation Class A Common stock 115637100 221 3136 SH DFND 1,2,3 0 0 3136 Brown-Forman Corporation Class B Common stock 115637209 938 12515 SH DFND 1,2,3 0 0 12515 Butterfly Network, Inc. Class A Common stock 124155102 271 18695 SH DFND 1,2,3 0 0 18695 C.H. Robinson Worldwide, Inc. Common stock 12541W209 44413 474140 SH DFND 1,2,3 11596 0 462544 CACI International Inc Class A Common stock 127190304 402 1574 SH DFND 1,2,3 0 0 1574 Cadence Bancorporation Class A Common stock 12739A100 3689 176660 SH DFND 1,2,3 0 0 176660 Caesars Entertainment Inc Common stock 12769G100 546 5263 SH DFND 1,2,3 0 0 5263 Calamos Convertible Opportunities And Income Fund Mutual fund 128117108 282 18601 SH DFND 1,2,3 0 0 18601 Callon Petroleum Company Common stock 13123X508 300 5199 SH DFND 1,2,3 0 0 5199 Cambria Foreign Shareholder Yield ETF Exchange traded fund 132061300 673 24250 SH DFND 1,2,3 0 0 24250 Camden Property Trust Common stock 133131102 1256 9466 SH DFND 1,2,3 205 0 9261 Campbell Soup Company Common stock 134429109 276 6061 SH DFND 1,2,3 0 0 6061 Canadian National Railway Company Common stock 136375102 1320 12510 SH DFND 1,2,3 135 0 12375 Canopy Growth Corporation Common stock 138035100 206 8503 SH DFND 1,2,3 40 0 8463 Capital Bancorp, Inc. Common stock 139737100 1195 58425 SH DFND 1,2,3 0 0 58425 Capital One Financial Corporation Common stock 14040H105 14058 90876 SH DFND 1,2,3 5174 0 85702 Cardinal Health, Inc. Common stock 14149Y108 1037 18170 SH DFND 1,2,3 0 0 18170 Carlyle Group Inc Common stock 14316J108 2155 46370 SH DFND 1,2,3 0 0 46370 CarMax, Inc. Common stock 143130102 6860 53113 SH DFND 1,2,3 110 0 53003 Carnival Corporation Unit 143658300 440 16680 SH DFND 1,2,3 275 0 16405 Carrier Global Corp. Common stock 14448C104 2636 54234 SH DFND 1,2,3 2126 0 52108 Cars.com, Inc. Common stock 14575E105 143 10006 SH DFND 1,2,3 200 0 9806 Carvana Co. Class A Common stock 146869102 3656 12113 SH DFND 1,2,3 413 0 11700 Castle Biosciences, Inc. Common stock 14843C105 1279 17440 SH DFND 1,2,3 0 0 17440 Caterpillar Inc. Common stock 149123101 33777 155203 SH DFND 1,2,3 5024 0 150179 Cboe Global Markets Inc Common stock 12503M108 249 2092 SH DFND 1,2,3 0 0 2092 CDW Corp. Common stock 12514G108 836 4788 SH DFND 1,2,3 76 0 4712 Centene Corporation Common stock 15135B101 6789 93090 SH DFND 1,2,3 10719 0 82371 CenterPoint Energy, Inc. Common stock 15189T107 1062 43317 SH DFND 1,2,3 400 0 42917 Cerner Corporation Common stock 156782104 25651 328183 SH DFND 1,2,3 60080 0 268103 CF Industries Holdings, Inc. Common stock 125269100 371 7208 SH DFND 1,2,3 40 0 7168 CGI Inc. Class A Common stock 12532H104 9324 102914 SH DFND 1,2,3 1344 0 101570 ChargePoint Holdings, Inc. Class A Common stock 15961R105 390 11233 SH DFND 1,2,3 0 0 11233 Charles River Laboratories International, Inc. Common stock 159864107 338 915 SH DFND 1,2,3 0 0 915 Charles Schwab Corporation Common stock 808513105 2267 31136 SH DFND 1,2,3 2237 0 28899 Charter Communications, Inc. Class A Common stock 16119P108 1801 2497 SH DFND 1,2,3 199 0 2298 Check Point Software Technologies Ltd. Common stock M22465104 10177 87632 SH DFND 1,2,3 1219 0 86413 Chefs' Warehouse, Inc. 1.875 01-DEC-2024 Convertible bond 163086AB7 6744 65000 SH DFND 1,2,3 0 0 65000 Chegg, Inc. Common stock 163092109 283 3407 SH DFND 1,2,3 41 0 3366 Chevron Corporation Common stock 166764100 80789 771333 SH DFND 1,2,3 68769 0 702564 Chimera Investment Corporation Common stock 16934Q208 161 10710 SH DFND 1,2,3 0 0 10710 Chipotle Mexican Grill, Inc. Common stock 169656105 6146 3964 SH DFND 1,2,3 108 0 3856 Chubb Limited Common stock H1467J104 7458 46922 SH DFND 1,2,3 737 0 46185 Church & Dwight Co., Inc. Common stock 171340102 435 5101 SH DFND 1,2,3 0 0 5101 Cigna Corporation Common stock 125523100 1763 7439 SH DFND 1,2,3 1112 0 6327 Cincinnati Financial Corporation Common stock 172062101 1129 9680 SH DFND 1,2,3 419 0 9261 Cintas Corporation Common stock 172908105 343 897 SH DFND 1,2,3 216 0 681 Cisco Systems, Inc. Common stock 17275R102 137800 2600002 SH DFND 1,2,3 246655 0 2353347 Citigroup Inc. Common stock 172967424 8966 126729 SH DFND 1,2,3 7000 0 119729 Citizens Financial Group, Inc. Common stock 174610105 1680 36626 SH DFND 1,2,3 20933 0 15693 Citrix Systems, Inc. Common stock 177376100 727 6201 SH DFND 1,2,3 1373 0 4828 Cleveland-Cliffs Inc Common stock 185899101 256 11879 SH DFND 1,2,3 0 0 11879 Clorox Company Common stock 189054109 1941 10787 SH DFND 1,2,3 44 0 10743 CME Group Inc. Class A Common stock 12572Q105 49232 231484 SH DFND 1,2,3 3958 0 227526 CMS Energy Corporation Common stock 125896100 242 4092 SH DFND 1,2,3 471 0 3621 Coca-Cola Company Common stock 191216100 16378 302678 SH DFND 1,2,3 7070 0 295609 Coca-Cola Company Common stock 191216100 1429 26400 SH Put DFND 1,2,3 0 0 26400 Cognizant Technology Solutions Corporation Class A Common stock 192446102 44224 638525 SH DFND 1,2,3 15428 0 623098 Cohen & Steers Infrastructure Fund Inc Mutual fund 19248A109 321 11185 SH DFND 1,2,3 6991 0 4194 Coinbase Global, Inc. Class A Common stock 19260Q107 1878 7416 SH DFND 1,2,3 119 0 7297 Colgate-Palmolive Company Common stock 194162103 15380 189060 SH DFND 1,2,3 2035 0 187025 Colony Capital, Inc. 5.0 15-APR-2023 Convertible bond 19624RAA4 516 5000 SH DFND 1,2,3 0 0 5000 Comcast Corporation Class A Common stock 20030N101 5437 95344 SH DFND 1,2,3 4555 0 90789 Comerica Incorporated Common stock 200340107 598 8389 SH DFND 1,2,3 67 0 8322 Commerce Bancshares, Inc. Common stock 200525103 1712 22966 SH DFND 1,2,3 0 0 22966 Communication Services Select Sector SPDR Fund Exchange traded fund 81369Y852 14916 184222 SH DFND 1,2,3 6480 0 177742 Companhia Paranaense de Energia Sponsored ADR Common stock 20441B605 88 15194 SH DFND 1,2,3 0 0 15194 Conagra Brands, Inc. Common stock 205887102 222 6111 SH DFND 1,2,3 0 0 6111 ConocoPhillips Common stock 20825C104 9348 153496 SH DFND 1,2,3 2587 0 150909 Consolidated Edison, Inc. Common stock 209115104 2337 32587 SH DFND 1,2,3 2857 0 29731 Constellation Brands, Inc. Class A Common stock 21036P108 382 1634 SH DFND 1,2,3 67 0 1567 Consumer Discretionary Select Sector SPDR Fund Exchange traded fund 81369Y407 2828 15841 SH DFND 1,2,3 1807 0 14033 Consumer Staples Select Sector SPDR Fund Exchange traded fund 81369Y308 1453 20765 SH DFND 1,2,3 3126 0 17639 Cooper Companies, Inc. Common stock 216648402 395 996 SH DFND 1,2,3 107 0 889 Copart, Inc. Common stock 217204106 28017 212527 SH DFND 1,2,3 51188 0 161339 Corning Inc Common stock 219350105 1993 48721 SH DFND 1,2,3 2850 0 45871 Corteva Inc Common stock 22052L104 1892 42666 SH DFND 1,2,3 1278 0 41388 Costco Wholesale Corporation Common stock 22160K105 96410 243662 SH DFND 1,2,3 25845 0 217817 Credit Suisse FI Large Cap Growth Enhanced ETN Exchange traded fund 22542D423 288 418 SH DFND 1,2,3 0 0 418 CrowdStrike Holdings, Inc. Class A Common stock 22788C105 6501 25869 SH DFND 1,2,3 682 0 25187 Crown Castle International Corp Common stock 22822V101 26106 133807 SH DFND 1,2,3 14216 0 119591 CSG Systems International, Inc. 4.25 15-MAR-2036 Convertible bond 126349AF6 2061 20000 SH DFND 1,2,3 0 0 20000 CSX Corporation Common stock 126408103 6206 193439 SH DFND 1,2,3 82053 0 111386 CubeSmart Common stock 229663109 809 17460 SH DFND 1,2,3 387 0 17073 Cumberland Pharmaceuticals Inc. Common stock 230770109 46 16246 SH DFND 1,2,3 0 0 16246 Cummins Inc. Common stock 231021106 1975 8100 SH DFND 1,2,3 672 0 7428 CVS Health Corporation Common stock 126650100 57058 683818 SH DFND 1,2,3 56576 0 627242 CyberArk Software Ltd. Common stock M2682V108 645 4950 SH DFND 1,2,3 0 0 4950 CyrusOne Inc. Common stock 23283R100 940 13142 SH DFND 1,2,3 370 0 12772 D.R. Horton, Inc. Common stock 23331A109 14895 164826 SH DFND 1,2,3 7848 0 156978 Danaher Corporation Common stock 235851102 63179 235426 SH DFND 1,2,3 41136 0 194289 Darden Restaurants, Inc. Common stock 237194105 798 5467 SH DFND 1,2,3 0 0 5467 Dare Bioscience, Inc. Common stock 23666P101 28 15000 SH DFND 1,2,3 0 0 15000 Data I/O Corporation Common stock 237690102 1476 216800 SH DFND 1,2,3 0 0 216800 Datadog Inc Class A Common stock 23804L103 1273 12231 SH DFND 1,2,3 0 0 12231 DaVita Inc. Common stock 23918K108 289 2398 SH DFND 1,2,3 0 0 2398 Deere & Company Common stock 244199105 26071 73915 SH DFND 1,2,3 17852 0 56063 Dell Technologies Inc Class C Common stock 24703L202 397 3981 SH DFND 1,2,3 123 0 3858 Delta Air Lines, Inc. Common stock 247361702 1170 27056 SH DFND 1,2,3 953 0 26103 Devon Energy Corporation Common stock 25179M103 545 18680 SH DFND 1,2,3 0 0 18680 DexCom, Inc. Common stock 252131107 3010 7049 SH DFND 1,2,3 606 0 6443 Diageo plc Sponsored ADR Common stock 25243Q205 14639 76369 SH DFND 1,2,3 1994 0 74375 Digital Realty Trust, Inc. Common stock 253868103 21300 141567 SH DFND 1,2,3 10693 0 130873 Dimensional U.S. Core Equity 2 ETF Exchange traded fund 25434V708 24153 895231 SH DFND 1,2,3 0 0 895231 Dimensional U.S. Equity ETF Exchange traded fund 25434V401 6677 141706 SH DFND 1,2,3 3622 0 138084 Dimensional U.S. Small Cap ETF Exchange traded fund 25434V500 6392 109453 SH DFND 1,2,3 0 0 109453 Dimensional U.S. Targeted Value ETF Exchange traded fund 25434V609 4035 90058 SH DFND 1,2,3 0 0 90058 Discover Financial Services Common stock 254709108 1068 9030 SH DFND 1,2,3 847 0 8183 DNP Select Income Fund Inc Mutual fund 23325P104 412 39462 SH DFND 1,2,3 0 0 39462 DocuSign, Inc. Common stock 256163106 4478 16018 SH DFND 1,2,3 414 0 15604 Dollar General Corporation Common stock 256677105 32671 150980 SH DFND 1,2,3 2379 0 148601 Dominion Energy Inc Common stock 25746U109 3735 50768 SH DFND 1,2,3 1019 0 49749 Domino's Pizza, Inc. Common stock 25754A201 4942 10594 SH DFND 1,2,3 700 0 9894 Domo, Inc. Class B Common stock 257554105 224 2772 SH DFND 1,2,3 0 0 2772 Dover Corporation Common stock 260003108 3075 20415 SH DFND 1,2,3 267 0 20148 Dow, Inc. Common stock 260557103 11701 184904 SH DFND 1,2,3 6613 0 178291 DraftKings Inc Class A Common stock 26142R104 788 15103 SH DFND 1,2,3 846 0 14257 DTE Energy Company Common stock 233331107 723 5581 SH DFND 1,2,3 542 0 5039 Duke Energy Corporation Common stock 26441C204 7086 71778 SH DFND 1,2,3 11533 0 60245 Duke Realty Corporation Common stock 264411505 1937 40898 SH DFND 1,2,3 577 0 40321 DuPont de Nemours, Inc. Common stock 26614N102 7808 100862 SH DFND 1,2,3 2343 0 98519 DXC Technology Co. Common stock 23355L106 227 5841 SH DFND 1,2,3 69 0 5772 Eagle Bancorp, Inc. Common stock 268948106 1570 28000 SH DFND 1,2,3 24000 0 4000 Eagle Materials Inc. Common stock 26969P108 446 3136 SH DFND 1,2,3 2895 0 241 East West Bancorp, Inc. Common stock 27579R104 248 3460 SH DFND 1,2,3 87 0 3373 EastGroup Properties, Inc. Common stock 277276101 1746 10618 SH DFND 1,2,3 99 0 10519 Eastman Chemical Company Common stock 277432100 320 2745 SH DFND 1,2,3 1022 0 1723 Eaton Corp. Plc Common stock G29183103 32576 219841 SH DFND 1,2,3 22544 0 197297 Eaton Vance Municipal Bond Fund Mutual fund 27827X101 155 11313 SH DFND 1,2,3 0 0 11313 Eaton Vance National Municipal Opportunities Trust Mutual fund 27829L105 465 20629 SH DFND 1,2,3 0 0 20629 eBay Inc. Common stock 278642103 1302 18538 SH DFND 1,2,3 1048 0 17490 Ecolab Inc. Common stock 278865100 6987 33920 SH DFND 1,2,3 925 0 32995 Edison International Common stock 281020107 288 4985 SH DFND 1,2,3 89 0 4896 Edwards Lifesciences Corporation Common stock 28176E108 3167 30577 SH DFND 1,2,3 686 0 29891 Eli Lilly and Company Common stock 532457108 14215 61934 SH DFND 1,2,3 4957 0 56977 Emerson Electric Co. Common stock 291011104 29402 305511 SH DFND 1,2,3 18730 0 286781 Enbridge Inc. Common stock 29250N105 2268 56637 SH DFND 1,2,3 3892 0 52746 Energy Select Sector SPDR Fund Exchange traded fund 81369Y506 7042 130722 SH DFND 1,2,3 7620 0 123102 Energy Transfer, L.P. Common stock 29273V100 2545 239426 SH DFND 1,2,3 5000 0 234426 Enochian Biosciences Inc. Common stock 29350E104 237 47691 SH DFND 1,2,3 0 0 47691 Entergy Corporation Common stock 29364G103 342 3433 SH DFND 1,2,3 0 0 3433 Enterprise Products Partners L.P. Common stock 293792107 18153 752283 SH DFND 1,2,3 51232 0 701051 EOG Resources, Inc. Common stock 26875P101 1715 20548 SH DFND 1,2,3 341 0 20207 EPAM Systems, Inc. Common stock 29414B104 348 682 SH DFND 1,2,3 0 0 682 Equifax Inc. Common stock 294429105 323 1349 SH DFND 1,2,3 0 0 1349 Equillium, Inc. Common stock 29446K106 80 13500 SH DFND 1,2,3 0 0 13500 Equinix, Inc. Common stock 29444U700 4076 5078 SH DFND 1,2,3 97 0 4981 Equinor ASA Sponsored ADR Common stock 29446M102 302 14261 SH DFND 1,2,3 0 0 14261 Equity LifeStyle Properties, Inc. Common stock 29472R108 1287 17323 SH DFND 1,2,3 446 0 16877 Equity Residential Common stock 29476L107 1561 20267 SH DFND 1,2,3 375 0 19892 Essential Utilities, Inc. Common stock 29670G102 729 15961 SH DFND 1,2,3 581 0 15380 Essex Property Trust, Inc. Common stock 297178105 1040 3467 SH DFND 1,2,3 70 0 3397 Estee Lauder Companies Inc. Class A Common stock 518439104 7227 22721 SH DFND 1,2,3 616 0 22105 ETFMG Alternative Harvest ETF Exchange traded fund 26924G508 288 14000 SH DFND 1,2,3 339 0 13661 ETFMG Prime Mobile Payments ETF Exchange traded fund 26924G409 257 3651 SH DFND 1,2,3 0 0 3651 Etsy, Inc. Common stock 29786A106 391 1898 SH DFND 1,2,3 32 0 1866 Evans Bancorp, Inc. Common stock 29911Q208 239 6438 SH DFND 1,2,3 0 0 6438 Evergy, Inc. Common stock 30034W106 249 4113 SH DFND 1,2,3 0 0 4113 Evofem Biosciences, Inc. Common stock 30048L104 34 30100 SH DFND 1,2,3 0 0 30100 Exact Sciences Corporation Common stock 30063P105 205 1649 SH DFND 1,2,3 401 0 1248 Exelon Corporation Common stock 30161N101 527 11892 SH DFND 1,2,3 30 0 11862 Exicure, Inc. Common stock 30205M101 55 36785 SH DFND 1,2,3 0 0 36785 Expeditors International of Washington, Inc. Common stock 302130109 991 7829 SH DFND 1,2,3 263 0 7566 Extra Space Storage Inc. Common stock 30225T102 1571 9590 SH DFND 1,2,3 210 0 9380 Exxon Mobil Corporation Common stock 30231G102 122079 1935302 SH DFND 1,2,3 107422 0 1827880 F5 Networks, Inc. Common stock 315616102 14800 79290 SH DFND 1,2,3 21441 0 57849 Facebook, Inc. Class A Common stock 30303M102 77260 222197 SH DFND 1,2,3 36155 0 186042 Fastenal Company Common stock 311900104 397 7643 SH DFND 1,2,3 2339 0 5304 Federal Realty Investment Trust Common stock 313747206 920 7855 SH DFND 1,2,3 127 0 7728 FedEx Corporation Common stock 31428X106 5989 20076 SH DFND 1,2,3 865 0 19211 Ferguson Plc Common stock G3421J106 9681 69375 SH DFND 1,2,3 21574 0 47801 Fidelity Corporate Bond ETF Exchange traded fund 316188101 1841 33047 SH DFND 1,2,3 0 0 33047 Fidelity High Yield Factor ETF Exchange traded fund 316092618 244 4353 SH DFND 1,2,3 0 0 4353 Fidelity Limited Term Bond ETF Exchange traded fund 316188200 208 3980 SH DFND 1,2,3 0 0 3980 Fidelity MSCI Financials Index ETF Exchange traded fund 316092501 291 5555 SH DFND 1,2,3 0 0 5555 Fidelity MSCI Information Technology Index ETF Exchange traded fund 316092808 799 6782 SH DFND 1,2,3 1413 0 5369 Fidelity MSCI Real Estate Index ETF Exchange traded fund 316092857 204 6691 SH DFND 1,2,3 0 0 6691 Fidelity National Financial, Inc. - FNF Group Common stock 31620R303 257 5912 SH DFND 1,2,3 1858 0 4054 Fidelity National Information Services, Inc. Common stock 31620M106 28717 202703 SH DFND 1,2,3 4992 0 197712 Fifth Third Bancorp Common stock 316773100 388 10147 SH DFND 1,2,3 2974 0 7173 Financial Select Sector SPDR Fund Exchange traded fund 81369Y605 16398 446925 SH DFND 1,2,3 39592 0 407333 First Citizens BancShares, Inc. Class A Common stock 31946M103 300 360 SH DFND 1,2,3 0 0 360 First Eagle Alternative Capital BDC, Inc. Mutual fund 26943B100 952 208791 SH DFND 1,2,3 0 0 208791 First Horizon Corporation Common stock 320517105 788 45609 SH DFND 1,2,3 0 0 45609 First Interstate BancSystem, Inc. Class A Common stock 32055Y201 475 11344 SH DFND 1,2,3 86 0 11258 First Trust Capital Strength ETF Exchange traded fund 33733E104 208 2758 SH DFND 1,2,3 0 0 2758 First Trust Cloud Computing ETF Exchange traded fund 33734X192 457 4311 SH DFND 1,2,3 182 0 4129 First Trust Dorsey Wright Focus 5 ETF Exchange traded fund 33738R605 891 18807 SH DFND 1,2,3 0 0 18807 First Trust Dorsey Wright Momentum & Low Volatility ETF Exchange traded fund 33741L108 1450 53326 SH DFND 1,2,3 533 0 52793 First Trust Dow Jones Internet Index Fund Exchange traded fund 33733E302 51162 208945 SH DFND 1,2,3 6290 0 202655 First Trust Enhanced Short Maturity ETF Exchange traded fund 33739Q408 78063 1302355 SH DFND 1,2,3 58644 0 1243711 First Trust Financials AlphaDEX Fund Exchange traded fund 33734X135 1111 25433 SH DFND 1,2,3 0 0 25433 First Trust Health Care AlphaDEX Fund Exchange traded fund 33734X143 1339 11431 SH DFND 1,2,3 0 0 11431 First Trust Industrials/Producer Durables AlphaDEX Fund Exchange traded fund 33734X150 434 7354 SH DFND 1,2,3 0 0 7354 First Trust Large Cap Core AlphaDEX Fund Exchange traded fund 33734K109 255 2969 SH DFND 1,2,3 0 0 2969 First Trust Low Duration Opportunities ETF Exchange traded fund 33739Q200 79815 1568080 SH DFND 1,2,3 68769 0 1499311 First Trust Nasdaq Clean Edge Green Energy Index Fund Exchange traded fund 33733E500 382 5525 SH DFND 1,2,3 0 0 5525 First Trust NASDAQ Cybersecurity ETF Exchange traded fund 33734X846 307 6568 SH DFND 1,2,3 0 0 6568 First Trust NASDAQ Technology Dividend Index Fund Exchange traded fund 33738R118 8057 140556 SH DFND 1,2,3 7372 0 133184 First Trust Nasdaq-100 Equal Weighted Index Fund Exchange traded fund 337344105 424 3779 SH DFND 1,2,3 74 0 3705 First Trust NASDAQ-100 Technology Sector Index Fund Exchange traded fund 337345102 1855 11662 SH DFND 1,2,3 0 0 11662 First Trust North American Energy Infrastructure Fund Exchange traded fund 33738D101 659 26936 SH DFND 1,2,3 0 0 26936 First Trust NYSE Arca Biotechnology Index Fund Exchange traded fund 33733E203 2547 14754 SH DFND 1,2,3 405 0 14349 First Trust Preferred Securities & Income ETF Exchange traded fund 33739E108 4419 214509 SH DFND 1,2,3 18703 0 195806 First Trust Rising Dividend Achievers ETF Exchange traded fund 33738R506 1928 40132 SH DFND 1,2,3 38182 0 1950 First Trust SSI Strategic Convertible Securities ETF Exchange traded fund 33739Q507 261 5057 SH DFND 1,2,3 0 0 5057 First Trust Tactical High Yield ETF Exchange traded fund 33738D408 212 4365 SH DFND 1,2,3 0 0 4365 First Trust TCW Opportunistic Fixed Income ETF Exchange traded fund 33740F805 586 10925 SH DFND 1,2,3 0 0 10925 First Trust TCW Unconstrained Plus Bond ETF Exchange traded fund 33740F888 671 25154 SH DFND 1,2,3 0 0 25154 First Trust Technology AlphaDEX Fund Exchange traded fund 33734X176 708 5702 SH DFND 1,2,3 0 0 5702 First Trust Value Line Dividend Index Fund Exchange traded fund 33734H106 1667 41908 SH DFND 1,2,3 0 0 41908 FirstEnergy Corp. Common stock 337932107 229 6157 SH DFND 1,2,3 2036 0 4121 Fiserv, Inc. Common stock 337738108 5731 53619 SH DFND 1,2,3 21364 0 32255 Fiserv, Inc. Common stock 337738108 481 4500 SH Put DFND 1,2,3 0 0 4500 Five Below, Inc. Common stock 33829M101 662 3425 SH DFND 1,2,3 0 0 3425 Five9, Inc. Common stock 338307101 315 1719 SH DFND 1,2,3 20 0 1699 Fiverr International Ltd. Common stock M4R82T106 201 827 SH DFND 1,2,3 0 0 827 FlexShares Morningstar US Market Factor Tilt Index Fund Exchange traded fund 33939L100 690 4050 SH DFND 1,2,3 0 0 4050 FlexShares Quality Dividend Index Fund Exchange traded fund 33939L860 481 8572 SH DFND 1,2,3 0 0 8572 Ford Motor Company Common stock 345370860 1276 85898 SH DFND 1,2,3 437 0 85461 Fortinet, Inc. Common stock 34959E109 992 4163 SH DFND 1,2,3 20 0 4143 Fortive Corp. Common stock 34959J108 940 13474 SH DFND 1,2,3 533 0 12941 Fortune Brands Home & Security, Inc. Common stock 34964C106 320 3211 SH DFND 1,2,3 0 0 3211 Franco-Nevada Corporation Common stock 351858105 1531 10554 SH DFND 1,2,3 0 0 10554 Franklin Resources, Inc. Common stock 354613101 1910 59700 SH DFND 1,2,3 0 0 59700 Freeport-McMoRan, Inc. Common stock 35671D857 384 10349 SH DFND 1,2,3 226 0 10123 Freshpet Inc Common stock 358039105 732 4491 SH DFND 1,2,3 0 0 4491 FS KKR Capital Corp. Mutual fund 302635206 1023 47565 SH DFND 1,2,3 0 0 47565 Funko, Inc. Class A Common stock 361008105 337 15845 SH DFND 1,2,3 0 0 15845 General American Investors Co Inc Mutual fund 368802104 256 5907 SH DFND 1,2,3 0 0 5907 General Dynamics Corporation Common stock 369550108 51391 272977 SH DFND 1,2,3 6982 0 265995 General Electric Company Common stock 369604103 59809 555429 SH DFND 1,2,3 18462 0 536967 General Mills, Inc. Common stock 370334104 18853 309426 SH DFND 1,2,3 17819 0 291607 General Motors Company Common stock 37045V100 1777 30037 SH DFND 1,2,3 39 0 29998 Genmab A/S Sponsored ADR Common stock 372303206 9240 226297 SH DFND 1,2,3 3379 0 222918 Genpact Limited Common stock G3922B107 231 5093 SH DFND 1,2,3 0 0 5093 Genuine Parts Company Common stock 372460105 4872 38523 SH DFND 1,2,3 231 0 38292 Gilat Satellite Networks Ltd. Common stock M51474118 205 20100 SH DFND 1,2,3 0 0 20100 Gilead Sciences, Inc. Common stock 375558103 44740 649730 SH DFND 1,2,3 18588 0 631142 Gladstone Capital Corporation Mutual fund 376535100 560 49001 SH DFND 1,2,3 0 0 49001 Gladstone Commercial Corporation Common stock 376536108 8296 367723 SH DFND 1,2,3 2500 0 365223 GlaxoSmithKline plc Sponsored ADR Common stock 37733W105 15035 377580 SH DFND 1,2,3 16586 0 360994 Global Payments Inc. Common stock 37940X102 559 2983 SH DFND 1,2,3 207 0 2776 Global X Cloud Computing ETF Exchange traded fund 37954Y442 401 14043 SH DFND 1,2,3 418 0 13625 Global X FinTech ETF Exchange traded fund 37954Y814 626 13141 SH DFND 1,2,3 580 0 12561 Global X Lithium & Battery Tech ETF Exchange traded fund 37954Y855 285 3929 SH DFND 1,2,3 250 0 3679 Global X Robotics & Artificial Intelligence ETF Exchange traded fund 37954Y715 203 5813 SH DFND 1,2,3 0 0 5813 Global X Silver Miners ETF Exchange traded fund 37954Y848 1541 36084 SH DFND 1,2,3 0 0 36084 Global X U.S. Preferred ETF Exchange traded fund 37954Y657 245 9364 SH DFND 1,2,3 0 0 9364 Goldman Sachs Group, Inc. Common stock 38141G104 7592 20004 SH DFND 1,2,3 4096 0 15908 Golub Capital BDC, Inc. Mutual fund 38173M102 3095 200700 SH DFND 1,2,3 14850 0 185850 Graco Inc. Common stock 384109104 245 3242 SH DFND 1,2,3 0 0 3242 GreenBox POS Common stock 39366L208 1169 98000 SH DFND 1,2,3 0 0 98000 Greenbrier Companies, Inc. 2.875 01-FEB-2024 Convertible bond 393657AK7 8550 80000 SH DFND 1,2,3 0 0 80000 Grifols, S.A. Sponsored ADR Class B Common stock 398438408 426 24539 SH DFND 1,2,3 1083 0 23456 GrowGeneration Corp. Common stock 39986L109 398 8274 SH DFND 1,2,3 0 0 8274 Guardant Health, Inc. Common stock 40131M109 1238 9967 SH DFND 1,2,3 345 0 9622 H&R Block, Inc. Common stock 093671105 1586 67545 SH DFND 1,2,3 0 0 67545 Halliburton Company Common stock 406216101 894 38688 SH DFND 1,2,3 100 0 38588 Halozyme Therapeutics, Inc. Common stock 40637H109 407 8965 SH DFND 1,2,3 0 0 8965 Hanesbrands Inc. Common stock 410345102 981 52566 SH DFND 1,2,3 427 0 52139 Harley-Davidson, Inc. Common stock 412822108 249 5428 SH DFND 1,2,3 1024 0 4404 Hasbro, Inc. Common stock 418056107 1482 15679 SH DFND 1,2,3 189 0 15490 HCA Healthcare Inc Common stock 40412C101 433 2093 SH DFND 1,2,3 28 0 2065 HDFC Bank Limited Sponsored ADR Common stock 40415F101 12800 175059 SH DFND 1,2,3 3885 0 171173 Health Care Select Sector SPDR Fund Exchange traded fund 81369Y209 43405 344618 SH DFND 1,2,3 95133 0 249485 Healthcare Trust of America, Inc. Class A Common stock 42225P501 794 29724 SH DFND 1,2,3 432 0 29292 Heartland Financial USA, Inc. Common stock 42234Q102 686 14599 SH DFND 1,2,3 0 0 14599 Helmerich & Payne, Inc. Common stock 423452101 1445 44286 SH DFND 1,2,3 0 0 44286 Henry Schein, Inc. Common stock 806407102 315 4248 SH DFND 1,2,3 0 0 4248 Hercules Capital, Inc. Common stock 427096508 183 10750 SH DFND 1,2,3 0 0 10750 Hercules Capital, Inc. 4.375 01-FEB-2022 Convertible bond 427096AF9 529 5000 SH DFND 1,2,3 0 0 5000 Herman Miller, Inc. Common stock 600544100 232 4919 SH DFND 1,2,3 0 0 4919 Hershey Company Common stock 427866108 569 3265 SH DFND 1,2,3 0 0 3265 Heska Corporation Common stock 42805E306 218 950 SH DFND 1,2,3 0 0 950 Hewlett Packard Enterprise Co. Common stock 42824C109 792 54349 SH DFND 1,2,3 814 0 53535 Hewlett Packard Enterprise Co. Common stock 42824C109 437 30000 SH Put DFND 1,2,3 0 0 30000 Hexcel Corporation Common stock 428291108 444 7122 SH DFND 1,2,3 248 0 6874 Highwoods Properties, Inc. Common stock 431284108 692 15313 SH DFND 1,2,3 310 0 15003 Hilton Worldwide Holdings Inc Common stock 43300A203 621 5145 SH DFND 1,2,3 0 0 5145 Histogen Inc. Common stock 43358Y103 87 79987 SH DFND 1,2,3 0 0 79987 HNI Corporation Common stock 404251100 285 6485 SH DFND 1,2,3 0 0 6485 Holly Energy Partners, L.P. Common stock 435763107 394 17400 SH DFND 1,2,3 0 0 17400 Home BancShares, Inc. Common stock 436893200 434 17602 SH DFND 1,2,3 121 0 17481 Home Depot, Inc. Common stock 437076102 157654 494384 SH DFND 1,2,3 30408 0 463976 Honeywell International Inc. Common stock 438516106 9934 45289 SH DFND 1,2,3 2306 0 42983 Horizon Kinetics Inflation Beneficiaries ETF Exchange traded fund 53656F623 1518 50527 SH DFND 1,2,3 0 0 50527 Horizon Therapeutics Public Limited Company Common stock G46188101 432 4611 SH DFND 1,2,3 14 0 4597 Host Hotels & Resorts, Inc. Common stock 44107P104 342 20007 SH DFND 1,2,3 0 0 20007 HP Inc. Common stock 40434L105 3297 109222 SH DFND 1,2,3 814 0 108408 HubSpot, Inc. Common stock 443573100 238 409 SH DFND 1,2,3 0 0 409 Humana Inc. Common stock 444859102 3879 8761 SH DFND 1,2,3 258 0 8503 HUTCHMED (China) Limited Sponsored ADR Common stock 44842L103 495 12613 SH DFND 1,2,3 266 0 12347 IAA, Inc. Common stock 449253103 214 3917 SH DFND 1,2,3 3665 0 252 iBio, Inc. Common stock 451033203 20 13468 SH DFND 1,2,3 0 0 13468 iCAD, Inc. Common stock 44934S206 825 47650 SH DFND 1,2,3 0 0 47650 ICC Holdings, Inc. Common stock 44931Q104 320 20000 SH DFND 1,2,3 0 0 20000 ICON Plc Common stock G4705A100 9233 44668 SH DFND 1,2,3 572 0 44096 IDEX Corporation Common stock 45167R104 351 1596 SH DFND 1,2,3 166 0 1430 IDEXX Laboratories, Inc. Common stock 45168D104 4953 7843 SH DFND 1,2,3 43 0 7800 IHS Markit Ltd. Common stock G47567105 14936 132579 SH DFND 1,2,3 569 0 132010 II-VI Incorporated Common stock 902104108 316 4348 SH DFND 1,2,3 1100 0 3248 Illinois Tool Works Inc. Common stock 452308109 27217 121744 SH DFND 1,2,3 514 0 121230 Illumina, Inc. Common stock 452327109 7825 16536 SH DFND 1,2,3 380 0 16156 Incyte Corporation Common stock 45337C102 1159 13776 SH DFND 1,2,3 285 0 13491 Independent Bank Group, Inc. Common stock 45384B106 1055 14266 SH DFND 1,2,3 0 0 14266 INDUS Realty Trust, Inc. Common stock 45580R103 350 5329 SH DFND 1,2,3 0 0 5329 Industrial Select Sector SPDR Fund Exchange traded fund 81369Y704 5631 54988 SH DFND 1,2,3 5619 0 49369 Infrastructure & Energy Alternatives, Inc. Common stock 45686J104 129 10000 SH DFND 1,2,3 0 0 10000 ING Groep NV Sponsored ADR Common stock 456837103 464 35037 SH DFND 1,2,3 686 0 34351 Ingersoll Rand Inc. Common stock 45687V106 1059 21694 SH DFND 1,2,3 108 0 21586 Ingredion Incorporated Common stock 457187102 538 5944 SH DFND 1,2,3 0 0 5944 Innovator S&P 500 Power Buffer ETF - November Exchange traded fund 45782C573 1688 55826 SH DFND 1,2,3 52670 0 3156 Intel Corporation Common stock 458140100 45986 819137 SH DFND 1,2,3 27972 0 791165 Intercontinental Exchange, Inc. Common stock 45866F104 2184 18401 SH DFND 1,2,3 822 0 17580 International Business Machines Corporation Common stock 459200101 25126 171404 SH DFND 1,2,3 9907 0 161497 International Flavors & Fragrances Inc. Common stock 459506101 51549 345040 SH DFND 1,2,3 8584 0 336457 International Paper Company Common stock 460146103 2790 45505 SH DFND 1,2,3 1580 0 43925 Interpublic Group of Companies, Inc. Common stock 460690100 1481 45578 SH DFND 1,2,3 0 0 45578 Intrusion Inc. Common stock 46121E205 3134 203400 SH DFND 1,2,3 21900 0 181500 Intuit Inc. Common stock 461202103 43000 87724 SH DFND 1,2,3 1506 0 86218 Intuitive Surgical, Inc. Common stock 46120E602 42481 46193 SH DFND 1,2,3 1801 0 44392 Invesco Aerospace & Defense ETF Exchange traded fund 46137V100 355 4719 SH DFND 1,2,3 0 0 4719 Invesco BulletShares 2021 Corporate Bond ETF Exchange traded fund 46138J700 3265 154750 SH DFND 1,2,3 2350 0 152400 Invesco Bulletshares 2021 High Yield Corporate Bond ETF Exchange traded fund 46138J809 14140 614528 SH DFND 1,2,3 12386 0 602142 Invesco BulletShares 2022 Corporate Bond ETF Exchange traded fund 46138J882 2633 121956 SH DFND 1,2,3 2350 0 119606 Invesco BulletShares 2022 High Yield Corporate Bond ETF Exchange traded fund 46138J874 9826 420794 SH DFND 1,2,3 8368 0 412426 Invesco Bulletshares 2023 Corporate Bond ETF Exchange traded fund 46138J866 1010 46477 SH DFND 1,2,3 2350 0 44127 Invesco BulletShares 2023 High Yield Corporate Bond ETF Exchange traded fund 46138J858 735 28877 SH DFND 1,2,3 0 0 28877 Invesco BulletShares 2024 High Yield Corporate Bond ETF Exchange traded fund 46138J833 635 25214 SH DFND 1,2,3 0 0 25214 Invesco BulletShares 2025 High Yield Corporate Bond ETF Exchange traded fund 46138J817 619 25027 SH DFND 1,2,3 0 0 25027 Invesco Buyback Achievers ETF Exchange traded fund 46137V308 253 2808 SH DFND 1,2,3 0 0 2808 Invesco Dynamic Biotechnology & Genome ETF Exchange traded fund 46137V787 229 2962 SH DFND 1,2,3 0 0 2962 Invesco Dynamic Large Cap Growth ETF Exchange traded fund 46137V746 27274 366288 SH DFND 1,2,3 12070 0 354218 Invesco Dynamic Leisure & Entertainment ETF Exchange traded fund 46137V720 395 7560 SH DFND 1,2,3 3900 0 3660 Invesco Emerging Markets Sovereign Debt ETF Exchange traded fund 46138E784 593 21453 SH DFND 1,2,3 2339 0 19114 Invesco Financial Preferred ETF Exchange traded fund 46137V621 786 40739 SH DFND 1,2,3 0 0 40739 Invesco FTSE RAFI US 1000 ETF Exchange traded fund 46137V613 316 1974 SH DFND 1,2,3 0 0 1974 Invesco Global Listed Private Equity ETF Exchange traded fund 46137V589 308 20146 SH DFND 1,2,3 0 0 20146 Invesco High Yield Equity Dividend Achievers ETF Exchange traded fund 46137V563 26812 1297757 SH DFND 1,2,3 64809 0 1232948 Invesco Ltd. Common stock G491BT108 1688 63133 SH DFND 1,2,3 100 0 63033 Invesco MSCI Global Timber ETF Exchange traded fund 46138E545 215 5731 SH DFND 1,2,3 0 0 5731 Invesco Municipal Income Opportunities Trust of Benef Interest Invesco Municipal Income Opportunities Trust Mutual fund 46132X101 470 56545 SH DFND 1,2,3 0 0 56545 Invesco Preferred ETF Exchange traded fund 46138E511 717 46796 SH DFND 1,2,3 195 0 46601 Invesco QQQ Trust Exchange traded fund 46090E103 45136 127349 SH DFND 1,2,3 6909 0 120440 Invesco S&P 500 Equal Weight Consumer Discretionary ETF Exchange traded fund 46137V381 3092 20870 SH DFND 1,2,3 0 0 20870 Invesco S&P 500 Equal Weight ETF Exchange traded fund 46137V357 5063 33590 SH DFND 1,2,3 1630 0 31960 Invesco S&P 500 Equal Weight Financials ETF Exchange traded fund 46137V340 6271 104927 SH DFND 1,2,3 0 0 104927 Invesco S&P 500 Equal Weight Health Care ETF Exchange traded fund 46137V332 3338 11395 SH DFND 1,2,3 0 0 11395 Invesco S&P 500 Equal Weight Industrials ETF Exchange traded fund 46137V324 3440 18444 SH DFND 1,2,3 0 0 18444 Invesco S&P 500 Equal Weight Utilities ETF Exchange traded fund 46137V274 3037 29401 SH DFND 1,2,3 0 0 29401 Invesco S&P 500 Low Volatility ETF Exchange traded fund 46138E354 2112 34668 SH DFND 1,2,3 520 0 34148 Invesco S&P 500 Pure Growth ETF Exchange traded fund 46137V266 313 1700 SH DFND 1,2,3 250 0 1450 Invesco S&P 500 Quality ETF Exchange traded fund 46137V241 1096 22543 SH DFND 1,2,3 5926 0 16617 Invesco S&P MidCap Low Volatility ETF Exchange traded fund 46138E198 3184 59536 SH DFND 1,2,3 33328 0 26208 Invesco Senior Income Trust Mutual fund 46131H107 214 48087 SH DFND 1,2,3 0 0 48087 Invesco Senior Loan ETF Exchange traded fund 46138G508 755 34108 SH DFND 1,2,3 0 0 34108 Invesco Water Resources ETF Exchange traded fund 46137V142 315 5886 SH DFND 1,2,3 502 0 5384 Invesco WilderHill Clean Energy ETF Exchange traded fund 46137V134 390 4187 SH DFND 1,2,3 321 0 3866 Invitation Homes, Inc. Common stock 46187W107 1469 39390 SH DFND 1,2,3 813 0 38577 IQ Hedge Multi-Strategy Tracker ETF Exchange traded fund 45409B107 1495 46329 SH DFND 1,2,3 3630 0 42699 IQVIA Holdings Inc Common stock 46266C105 439 1810 SH DFND 1,2,3 726 0 1084 Iron Mountain, Inc. Common stock 46284V101 11034 260736 SH DFND 1,2,3 72370 0 188366 iShares 0-5 Year High Yield Corporate Bond ETF Exchange traded fund 46434V407 3729 80969 SH DFND 1,2,3 4803 0 76166 iShares 0-5 Year Investment Grade Corporate Bond ETF Exchange traded fund 46434V100 609 11748 SH DFND 1,2,3 424 0 11324 iShares 0-5 Year TIPS Bond ETF Exchange traded fund 46429B747 257 2416 SH DFND 1,2,3 6 0 2410 iShares 10-20 Year Treasury Bond ETF Exchange traded fund 464288653 773 5261 SH DFND 1,2,3 0 0 5261 iShares 1-3 Year Treasury Bond ETF Exchange traded fund 464287457 43481 504649 SH DFND 1,2,3 51502 0 453148 iShares 1-5 Year Investment Grade Corporate Bond ETF Exchange traded fund 464288646 31467 574102 SH DFND 1,2,3 15003 0 559098 iShares 20 Year Treasury Bond ETF Exchange traded fund 464287432 1632 11306 SH DFND 1,2,3 605 0 10701 iShares 3-7 Year Treasury Bond ETF Exchange traded fund 464288661 402 3076 SH DFND 1,2,3 0 0 3076 iShares 5-10 Year Investment Grade Corporate Bond ETF Exchange traded fund 464288638 381396 6301991 SH DFND 1,2,3 74741 0 6227250 iShares 7-10 Year Treasury Bond ETF Exchange traded fund 464287440 1048 9077 SH DFND 1,2,3 1065 0 8012 iShares Biotechnology ETF Exchange traded fund 464287556 2503 15295 SH DFND 1,2,3 52 0 15243 iShares Broad USD High Yield Corporate Bond ETF Exchange traded fund 46435U853 953 22841 SH DFND 1,2,3 0 0 22841 iShares California Muni Bond ETF Exchange traded fund 464288356 2024 32318 SH DFND 1,2,3 5000 0 27318 iShares China Large-Cap ETF Exchange traded fund 464287184 638 13767 SH DFND 1,2,3 0 0 13767 iShares Cohen & Steers REIT ETF Exchange traded fund 464287564 285 4357 SH DFND 1,2,3 1908 0 2449 iShares Core 10 Year USD Bond ETF Exchange traded fund 464289479 316 4370 SH DFND 1,2,3 94 0 4276 iShares Core 1-5 Year USD Bond ETF Exchange traded fund 46432F859 5757 112253 SH DFND 1,2,3 42 0 112211 ishares Core 5-10 Year USD Bond ETF Exchange traded fund 46435G417 211 4110 SH DFND 1,2,3 0 0 4110 iShares Core Aggressive Allocation ETF Exchange traded fund 464289859 434 6144 SH DFND 1,2,3 450 0 5694 iShares Core Dividend Growth ETF Exchange traded fund 46434V621 3720 73861 SH DFND 1,2,3 38986 0 34875 iShares Core Growth Allocation ETF Exchange traded fund 464289867 664 11859 SH DFND 1,2,3 641 0 11218 iShares Core High Dividend ETF Exchange traded fund 46429B663 1204 12475 SH DFND 1,2,3 0 0 12475 iShares Core International Aggregate Bond ETF Exchange traded fund 46435G672 26050 472782 SH DFND 1,2,3 9430 0 463352 iShares Core Moderate Allocation ETF Exchange traded fund 464289875 1223 27152 SH DFND 1,2,3 0 0 27152 iShares Core MSCI EAFE ETF Exchange traded fund 46432F842 611346 8166522 SH DFND 1,2,3 178074 0 7988448 iShares Core MSCI Emerging Markets ETF Exchange traded fund 46434G103 276345 4125171 SH DFND 1,2,3 74905 0 4050266 iShares Core MSCI Europe ETF Exchange traded fund 46434V738 33358 582367 SH DFND 1,2,3 72253 0 510114 iShares Core MSCI International Developed Markets ETF Exchange traded fund 46435G326 3037 45021 SH DFND 1,2,3 649 0 44372 iShares Core MSCI Pacific ETF Exchange traded fund 46434V696 14260 214918 SH DFND 1,2,3 3348 0 211570 iShares Core MSCI Total International Stock ETF Exchange traded fund 46432F834 26918 367226 SH DFND 1,2,3 8247 0 358979 iShares Core S&P 500 ETF Exchange traded fund 464287200 661192 1537942 SH DFND 1,2,3 41933 0 1496010 iShares Core S&P Mid-Cap ETF Exchange traded fund 464287507 92611 344626 SH DFND 1,2,3 17447 0 327179 iShares Core S&P Small Cap ETF Exchange traded fund 464287804 134342 1189077 SH DFND 1,2,3 52198 0 1136878 iShares Core S&P Total U.S. Stock Market ETF Exchange traded fund 464287150 48864 494774 SH DFND 1,2,3 15411 0 479363 iShares Core S&P U.S. Growth ETF Exchange traded fund 464287671 30629 303319 SH DFND 1,2,3 5097 0 298221 iShares Core S&P US Value ETF Exchange traded fund 464287663 27268 378927 SH DFND 1,2,3 7126 0 371801 iShares Core Total USD Bond Market ETF Exchange traded fund 46434V613 244 4561 SH DFND 1,2,3 56 0 4505 iShares Core U.S. Aggregate Bond ETF Exchange traded fund 464287226 877550 7609037 SH DFND 1,2,3 193215 0 7415822 iShares Core U.S. REIT ETF Exchange traded fund 464288521 230 3941 SH DFND 1,2,3 600 0 3341 iShares Currency Hedged MSCI EAFE ETF Exchange traded fund 46434V803 198840 5740196 SH DFND 1,2,3 204528 0 5535668 iShares Dow Jones U.S. ETF Exchange traded fund 464287846 1872 17335 SH DFND 1,2,3 0 0 17335 iShares Emerging Markets Dividend ETF Exchange traded fund 464286319 16743 430956 SH DFND 1,2,3 26391 0 404566 iShares ESG Aware MSCI EM ETF Exchange traded fund 46434G863 3166 70126 SH DFND 1,2,3 4796 0 65330 iShares ESG Aware MSCI USA ETF Exchange traded fund 46435G425 1441 14629 SH DFND 1,2,3 788 0 13842 iShares Expanded Tech-Software Sector ETF Exchange traded fund 464287515 2016 5168 SH DFND 1,2,3 0 0 5168 iShares Fallen Angels USD Bond ETF Exchange traded fund 46435G474 924 30831 SH DFND 1,2,3 51 0 30780 iShares Floating Rate Bond ETF Exchange traded fund 46429B655 3729 73377 SH DFND 1,2,3 530 0 72847 iShares Global 100 ETF Exchange traded fund 464287572 296 4174 SH DFND 1,2,3 466 0 3708 iShares Global Clean Energy ETF Exchange traded fund 464288224 233 9943 SH DFND 1,2,3 342 0 9601 iShares Global Financials ETF Exchange traded fund 464287333 233 3008 SH DFND 1,2,3 1 0 3007 iShares Global Infrastructure ETF Exchange traded fund 464288372 341 7512 SH DFND 1,2,3 898 0 6614 iShares Global REIT ETF Exchange traded fund 46434V647 7867 283796 SH DFND 1,2,3 8348 0 275448 iShares Global Utilities ETF Exchange traded fund 464288711 1427 24007 SH DFND 1,2,3 14067 0 9940 iShares Gold Trust Exchange traded fund 464285204 2113 62688 SH DFND 1,2,3 275 0 62413 iShares iBonds Dec 2021 Term Corporate ETF Exchange traded fund 46434VBK5 5058 204109 SH DFND 1,2,3 7374 0 196735 iShares iBonds Dec 2021 Term Muni Bond ETF Exchange traded fund 46435G789 4193 163531 SH DFND 1,2,3 0 0 163531 iShares iBonds Dec 2022 Term Corporate ETF Exchange traded fund 46434VBA7 5450 214564 SH DFND 1,2,3 6786 0 207778 iShares iBonds Dec 2022 Term Muni Bond ETF Exchange traded fund 46435G755 4198 159849 SH DFND 1,2,3 0 0 159849 iShares iBonds Dec 2023 Term Corporate ETF Exchange traded fund 46434VAX8 5826 223373 SH DFND 1,2,3 6725 0 216648 iShares iBonds Dec 2023 Term Muni Bond ETF Exchange traded fund 46435G318 4270 163525 SH DFND 1,2,3 0 0 163525 iShares iBonds Dec 2024 Term Corporate ETF Exchange traded fund 46434VBG4 5853 221957 SH DFND 1,2,3 2703 0 219254 iShares iBonds Dec 2024 Term Muni Bond ETF Exchange traded fund 46435U697 3960 146728 SH DFND 1,2,3 0 0 146728 iShares iBonds Dec 2025 Term Corporate ETF Exchange traded fund 46434VBD1 4885 180990 SH DFND 1,2,3 2641 0 178349 iShares iBonds Dec 2025 Term Muni Bond ETF Exchange traded fund 46435U432 3937 140612 SH DFND 1,2,3 0 0 140612 iShares iBonds Dec 2026 Term Corporate ETF Exchange traded fund 46435GAA0 3246 122001 SH DFND 1,2,3 2664 0 119337 iShares iBonds Dec 2027 Term Corporate ETF Exchange traded fund 46435UAA9 2703 99934 SH DFND 1,2,3 2157 0 97777 iShares iBonds Dec 2028 Term Corporate ETF Exchange traded fund 46435U515 2637 91230 SH DFND 1,2,3 2014 0 89216 iShares iBoxx $ High Yield Corporate Bond ETF Exchange traded fund 464288513 48346 549133 SH DFND 1,2,3 7462 0 541671 iShares iBoxx $ Investment Grade Corporate Bond ETF Exchange traded fund 464287242 31792 236616 SH DFND 1,2,3 41983 0 194634 iShares Intermediate Government/Credit Bond ETF Exchange traded fund 464288612 14128 122191 SH DFND 1,2,3 792 0 121399 iShares JP Morgan USD Emerging Markets Bond ETF Exchange traded fund 464288281 9544 84864 SH DFND 1,2,3 565 0 84299 iShares MBS ETF Exchange traded fund 464288588 265709 2455039 SH DFND 1,2,3 35570 0 2419469 iShares Micro-Cap ETF Exchange traded fund 464288869 1120 7341 SH DFND 1,2,3 605 0 6736 iShares Morningstar Small-Cap ETF Exchange traded fund 464288505 282 4802 SH DFND 1,2,3 0 0 4802 iShares Morningstar U.S. Equity ETF Exchange traded fund 464287127 235 3876 SH DFND 1,2,3 0 0 3876 iShares MSCI ACWI ETF Exchange traded fund 464288257 33665 332695 SH DFND 1,2,3 7393 0 325302 iShares MSCI ACWI ex U.S. ETF Exchange traded fund 464288240 391 6805 SH DFND 1,2,3 63 0 6742 iShares MSCI All Country Asia ex Japan ETF Exchange traded fund 464288182 526 5568 SH DFND 1,2,3 0 0 5568 iShares MSCI Canada ETF Exchange traded fund 464286509 302 8106 SH DFND 1,2,3 24 0 8083 iShares MSCI EAFE ETF Exchange traded fund 464287465 14858 188365 SH DFND 1,2,3 5225 0 183140 iShares MSCI EAFE Growth ETF Exchange traded fund 464288885 6696 62416 SH DFND 1,2,3 12181 0 50235 iShares MSCI EAFE Min Vol Factor ETF Exchange traded fund 46429B689 18651 246904 SH DFND 1,2,3 1006 0 245897 iShares MSCI EAFE Small-Cap ETF Exchange traded fund 464288273 2114 28512 SH DFND 1,2,3 57 0 28454 iShares MSCI EAFE Value ETF Exchange traded fund 464288877 1062 20518 SH DFND 1,2,3 30 0 20488 iShares MSCI Emerging Markets ETF Exchange traded fund 464287234 9585 173802 SH DFND 1,2,3 10668 0 163134 iShares MSCI Emerging Markets Min Vol Factor ETF Exchange traded fund 464286533 6925 107932 SH DFND 1,2,3 613 0 107318 iShares MSCI France ETF Exchange traded fund 464286707 210 5554 SH DFND 1,2,3 0 0 5554 iShares MSCI Global Min Vol Factor ETF Exchange traded fund 464286525 4070 39572 SH DFND 1,2,3 3187 0 36385 iShares MSCI Japan ETF Exchange traded fund 46434G822 385 5694 SH DFND 1,2,3 3 0 5691 iShares MSCI KLD 400 Social ETF Exchange traded fund 464288570 1109 13383 SH DFND 1,2,3 465 0 12918 iShares MSCI Switzerland ETF Exchange traded fund 464286749 301 6194 SH DFND 1,2,3 18 0 6176 iShares MSCI USA ESG Select ETF Exchange traded fund 464288802 1436 15033 SH DFND 1,2,3 0 0 15033 iShares MSCI USA Min Vol Factor ETF Exchange traded fund 46429B697 40695 552844 SH DFND 1,2,3 18669 0 534176 iShares MSCI USA Momentum Factor ETF Exchange traded fund 46432F396 3070 17703 SH DFND 1,2,3 1373 0 16330 iShares MSCI USA Quality Factor ETF Exchange traded fund 46432F339 4651 35003 SH DFND 1,2,3 4959 0 30044 iShares MSCI USA Small-Cap Multifactor ETF Exchange traded fund 46434V290 4645 84689 SH DFND 1,2,3 9170 0 75519 iShares MSCI USA Value Factor ETF Exchange traded fund 46432F388 374 3556 SH DFND 1,2,3 517 0 3038 iShares National Muni Bond ETF Exchange traded fund 464288414 83995 716681 SH DFND 1,2,3 29886 0 686795 iShares Preferred & Income Securities ETF Exchange traded fund 464288687 3919 99621 SH DFND 1,2,3 29233 0 70388 iShares Russell 1000 ETF Exchange traded fund 464287622 13981 57753 SH DFND 1,2,3 1738 0 56015 iShares Russell 1000 Growth ETF Exchange traded fund 464287614 38238 140850 SH DFND 1,2,3 6479 0 134371 iShares Russell 1000 Value ETF Exchange traded fund 464287598 23293 146849 SH DFND 1,2,3 3557 0 143292 iShares Russell 2000 ETF Exchange traded fund 464287655 19031 82972 SH DFND 1,2,3 1991 0 80981 iShares Russell 2000 Growth ETF Exchange traded fund 464287648 12768 40963 SH DFND 1,2,3 245 0 40718 iShares Russell 2000 Value ETF Exchange traded fund 464287630 1346 8117 SH DFND 1,2,3 27 0 8090 iShares Russell 3000 ETF Exchange traded fund 464287689 23612 92266 SH DFND 1,2,3 2348 0 89918 iShares Russell Midcap ETF Exchange traded fund 464287499 4414 55707 SH DFND 1,2,3 31 0 55676 iShares Russell Mid-Cap Growth ETF Exchange traded fund 464287481 7180 63424 SH DFND 1,2,3 2523 0 60901 iShares Russell Mid-Cap Value ETF Exchange traded fund 464287473 2106 18319 SH DFND 1,2,3 9 0 18310 iShares S&P 100 ETF Exchange traded fund 464287101 20341 103686 SH DFND 1,2,3 674 0 103012 iShares S&P 500 Growth ETF Exchange traded fund 464287309 59258 814768 SH DFND 1,2,3 14847 0 799920 iShares S&P 500 Value ETF Exchange traded fund 464287408 48028 325304 SH DFND 1,2,3 3705 0 321599 iShares S&P Mid-Cap 400 Growth ETF Exchange traded fund 464287606 5650 69814 SH DFND 1,2,3 216 0 69598 iShares S&P Mid-Cap 400 Value ETF Exchange traded fund 464287705 1462 13881 SH DFND 1,2,3 543 0 13338 iShares S&P Small-Cap 600 Growth ETF Exchange traded fund 464287887 91804 692183 SH DFND 1,2,3 10409 0 681774 iShares S&P Small-Cap 600 Value ETF Exchange traded fund 464287879 92319 875641 SH DFND 1,2,3 12001 0 863640 iShares Select Dividend ETF Exchange traded fund 464287168 5259 45099 SH DFND 1,2,3 2448 0 42651 iShares Semiconductor ETF Exchange traded fund 464287523 30036 66127 SH DFND 1,2,3 2372 0 63755 iShares Short Treasury Bond ETF Exchange traded fund 464288679 2169 19632 SH DFND 1,2,3 2146 0 17486 iShares Short-Term National Muni Bond ETF Exchange traded fund 464288158 2795 25922 SH DFND 1,2,3 146 0 25776 iShares Silver Trust Exchange traded fund 46428Q109 3225 133139 SH DFND 1,2,3 200 0 132939 iShares TIPS Bond ETF Exchange traded fund 464287176 10982 85792 SH DFND 1,2,3 2543 0 83249 iShares U.S. Aerospace & Defense ETF Exchange traded fund 464288760 681 6218 SH DFND 1,2,3 212 0 6006 iShares U.S. Basic Materials ETF Exchange traded fund 464287838 669 5129 SH DFND 1,2,3 70 0 5059 iShares U.S. Consumer Goods ETF Exchange traded fund 464287812 5533 30088 SH DFND 1,2,3 42 0 30046 iShares U.S. Consumer Services ETF Exchange traded fund 464287580 6949 89542 SH DFND 1,2,3 1204 0 88338 iShares U.S. Energy ETF Exchange traded fund 464287796 474 16297 SH DFND 1,2,3 2304 0 13993 iShares U.S. Financials ETF Exchange traded fund 464287788 6747 83251 SH DFND 1,2,3 1500 0 81751 iShares U.S. Healthcare ETF Exchange traded fund 464287762 11022 40396 SH DFND 1,2,3 921 0 39475 iShares U.S. Healthcare Providers ETF Exchange traded fund 464288828 906 3400 SH DFND 1,2,3 0 0 3400 iShares U.S. Home Construction ETF Exchange traded fund 464288752 27713 400365 SH DFND 1,2,3 16955 0 383410 iShares U.S. Industrials ETF Exchange traded fund 464287754 4158 37415 SH DFND 1,2,3 1029 0 36386 iShares U.S. Oil & Gas Exploration & Production ETF Exchange traded fund 464288851 204 3568 SH DFND 1,2,3 0 0 3568 iShares U.S. Real Estate ETF Exchange traded fund 464287739 1048 10279 SH DFND 1,2,3 0 0 10279 iShares U.S. Technology ETF Exchange traded fund 464287721 31097 312847 SH DFND 1,2,3 4985 0 307863 iShares U.S. Treasury Bond ETF Exchange traded fund 46429B267 667187 25082230 SH DFND 1,2,3 511804 0 24570426 iShares U.S. Utilities ETF Exchange traded fund 464287697 2009 25596 SH DFND 1,2,3 7200 0 18396 iShares US Financial Services ETF Exchange traded fund 464287770 3114 16811 SH DFND 1,2,3 400 0 16411 iShares US Transportation ETF Exchange traded fund 464287192 439 1689 SH DFND 1,2,3 0 0 1689 ITT, Inc. Common stock 45073V108 559 6104 SH DFND 1,2,3 0 0 6104 J.M. Smucker Company Common stock 832696405 247 1904 SH DFND 1,2,3 0 0 1904 J.P. Morgan Alerian MLP Index ETN Exchange traded fund 46625H365 1878 95556 SH DFND 1,2,3 0 0 95556 Jack Henry & Associates, Inc. Common stock 426281101 29891 182809 SH DFND 1,2,3 3176 0 179632 Jack in the Box Inc. Common stock 466367109 8092 72612 SH DFND 1,2,3 6181 0 66431 Jacobs Engineering Group Inc. Common stock 469814107 24820 186027 SH DFND 1,2,3 56397 0 129630 JBG SMITH Properties Common stock 46590V100 1228 38974 SH DFND 1,2,3 9419 0 29555 Johnson & Johnson Common stock 478160104 104188 632437 SH DFND 1,2,3 20460 0 611977 Johnson Controls International plc Common stock G51502105 892 12999 SH DFND 1,2,3 52 0 12947 JPMorgan Chase & Co. Common stock 46625H100 111859 719167 SH DFND 1,2,3 94053 0 625114 JPMorgan Diversified Return U.S. Equity ETF Exchange traded fund 46641Q407 835 8631 SH DFND 1,2,3 387 0 8244 JPMorgan Ultra-Short Income ETF Exchange traded fund 46641Q837 43248 852346 SH DFND 1,2,3 20583 0 831763 JPMorgan Ultra-Short Municipal Income ETF Exchange traded fund 46641Q654 781 15291 SH DFND 1,2,3 0 0 15291 Kansas City Southern Common stock 485170302 545 1925 SH DFND 1,2,3 0 0 1925 Kayne Anderson Energy Infrastructure Fund, Inc. Mutual fund 486606106 439 49403 SH DFND 1,2,3 17 0 49386 Kellogg Company Common stock 487836108 243 3781 SH DFND 1,2,3 0 0 3781 KeyCorp Common stock 493267108 305 14781 SH DFND 1,2,3 371 0 14410 Keysight Technologies Inc Common stock 49338L103 2447 15850 SH DFND 1,2,3 690 0 15160 Kilroy Realty Corporation Common stock 49427F108 653 9379 SH DFND 1,2,3 200 0 9179 Kimberly-Clark Corporation Common stock 494368103 6711 50162 SH DFND 1,2,3 14128 0 36034 Kimco Realty Corporation Common stock 49446R109 795 38116 SH DFND 1,2,3 908 0 37208 Kinder Morgan Inc Class P Common stock 49456B101 10471 574372 SH DFND 1,2,3 20307 0 554065 Kinross Gold Corporation Common stock 496902404 130 20500 SH DFND 1,2,3 0 0 20500 KKR & Co. Inc. Common stock 48251W104 23789 401571 SH DFND 1,2,3 102861 0 298710 KLA Corporation Common stock 482480100 223 687 SH DFND 1,2,3 5 0 682 Koninklijke Philips N.V. Sponsored ADR Common stock 500472303 7802 156973 SH DFND 1,2,3 2801 0 154172 Kraft Heinz Company Common stock 500754106 5217 127936 SH DFND 1,2,3 5163 0 122773 KraneShares Bosera MSCI China A Share ETF Exchange traded fund 500767405 507 10597 SH DFND 1,2,3 0 0 10597 L3Harris Technologies Inc Common stock 502431109 12553 58074 SH DFND 1,2,3 13184 0 44890 Laboratory Corporation of America Holdings Common stock 50540R409 6551 23750 SH DFND 1,2,3 4920 0 18830 Lakeland Financial Corporation Common stock 511656100 401 6510 SH DFND 1,2,3 0 0 6510 Lam Research Corporation Common stock 512807108 15015 23074 SH DFND 1,2,3 3088 0 19986 Lamar Advertising Company Class A Common stock 512816109 23734 227291 SH DFND 1,2,3 11371 0 215921 Las Vegas Sands Corp. Common stock 517834107 9031 171400 SH DFND 1,2,3 31870 0 139530 Lazard Global Total Return & Income Fund Inc Mutual fund 52106W103 528 25385 SH DFND 1,2,3 0 0 25385 Leggett & Platt, Incorporated Common stock 524660107 1024 19770 SH DFND 1,2,3 0 0 19770 Leidos Holdings, Inc. Common stock 525327102 703 6953 SH DFND 1,2,3 0 0 6953 Lennar Corporation Class A Common stock 526057104 1174 11821 SH DFND 1,2,3 578 0 11243 LHC Group, Inc. Common stock 50187A107 641 3202 SH DFND 1,2,3 0 0 3202 Liberty Broadband Corp. Class C Common stock 530307305 277 1596 SH DFND 1,2,3 14 0 1582 Liberty Media Corp. 3.5 15-JAN-2031 Convertible bond 530715AN1 458 4000 SH DFND 1,2,3 0 0 4000 Lincoln National Corporation Common stock 534187109 204 3239 SH DFND 1,2,3 0 0 3239 Linde plc Common stock G5494J103 1201 4155 SH DFND 1,2,3 535 0 3620 Live Nation Entertainment, Inc. Common stock 538034109 227 2592 SH DFND 1,2,3 0 0 2592 LivePerson, Inc. Common stock 538146101 204 3221 SH DFND 1,2,3 0 0 3221 LKQ Corporation Common stock 501889208 272 5517 SH DFND 1,2,3 3500 0 2017 Lloyds Banking Group plc Sponsored ADR Common stock 539439109 55 21466 SH DFND 1,2,3 0 0 21466 Lockheed Martin Corporation Common stock 539830109 16263 42985 SH DFND 1,2,3 3923 0 39062 Loews Corporation Common stock 540424108 408 7457 SH DFND 1,2,3 700 0 6757 Logitech International S.A. Common stock H50430232 9091 75180 SH DFND 1,2,3 9618 0 65562 Lowe's Companies, Inc. Common stock 548661107 42416 218672 SH DFND 1,2,3 45356 0 173316 Lululemon Athletica Inc Common stock 550021109 4723 12940 SH DFND 1,2,3 530 0 12410 Lumen Technologies, Inc. Common stock 550241103 1461 107500 SH DFND 1,2,3 539 0 106961 Lumentum Holdings, Inc. Common stock 55024U109 9740 118734 SH DFND 1,2,3 15583 0 103151 Lyft, Inc. Class A Common stock 55087P104 290 4790 SH DFND 1,2,3 0 0 4790 LyondellBasell Industries NV Common stock N53745100 1949 18948 SH DFND 1,2,3 179 0 18769 M&T Bank Corporation Common stock 55261F104 2263 15572 SH DFND 1,2,3 0 0 15572 Mack-Cali Realty Corporation Common stock 554489104 295 17224 SH DFND 1,2,3 396 0 16828 Macquarie Infrastructure Corporation Common stock 55608B105 1165 30437 SH DFND 1,2,3 130 0 30307 Magellan Midstream Partners, L.P. Common stock 559080106 7749 158443 SH DFND 1,2,3 1816 0 156627 ManTech International Corporation Class A Common stock 564563104 262 3025 SH DFND 1,2,3 18 0 3007 Marathon Petroleum Corporation Common stock 56585A102 2278 37706 SH DFND 1,2,3 305 0 37401 Markel Corporation Common stock 570535104 603 508 SH DFND 1,2,3 65 0 443 Marriott International, Inc. Class A Common stock 571903202 8600 62995 SH DFND 1,2,3 856 0 62139 Marriott Vacations Worldwide Corporation Common stock 57164Y107 440 2759 SH DFND 1,2,3 0 0 2759 Marsh & McLennan Companies, Inc. Common stock 571748102 784 5576 SH DFND 1,2,3 675 0 4901 Marvell Technology, Inc. Common stock 573874104 253 4335 SH DFND 1,2,3 740 0 3595 Masco Corporation Common stock 574599106 742 12589 SH DFND 1,2,3 221 0 12368 MasTec, Inc. Common stock 576323109 4066 38318 SH DFND 1,2,3 5473 0 32845 Mastercard Incorporated Class A Common stock 57636Q104 71266 195200 SH DFND 1,2,3 5527 0 189673 Match Group, Inc. Common stock 57667L107 10090 62572 SH DFND 1,2,3 2373 0 60199 Materials Select Sector SPDR Fund Exchange traded fund 81369Y100 238 2893 SH DFND 1,2,3 364 0 2529 Maxim Integrated Products, Inc. Common stock 57772K101 425 4035 SH DFND 1,2,3 0 0 4035 McCormick & Company, Incorporated Common stock 579780206 382 4328 SH DFND 1,2,3 451 0 3877 McDonald's Corporation Common stock 580135101 13683 59235 SH DFND 1,2,3 5776 0 53458 McKesson Corporation Common stock 58155Q103 925 4837 SH DFND 1,2,3 800 0 4037 Medalist Diversified REIT, Inc. Common stock 58403P105 15 11000 SH DFND 1,2,3 0 0 11000 Medical Properties Trust, Inc. Common stock 58463J304 8110 403470 SH DFND 1,2,3 44120 0 359350 Medtronic Plc Common stock G5960L103 74317 598704 SH DFND 1,2,3 58162 0 540542 MercadoLibre, Inc. Common stock 58733R102 1153 740 SH DFND 1,2,3 46 0 694 Merck & Co., Inc. Common stock 58933Y105 28370 364791 SH DFND 1,2,3 25133 0 339658 Meta Financial Group, Inc. Common stock 59100U108 810 16000 SH DFND 1,2,3 0 0 16000 MetLife, Inc. Common stock 59156R108 996 16648 SH DFND 1,2,3 103 0 16545 MGM Resorts International Common stock 552953101 575 13493 SH DFND 1,2,3 325 0 13168 Microchip Technology Incorporated Common stock 595017104 2795 18669 SH DFND 1,2,3 351 0 18318 Micron Technology, Inc. Common stock 595112103 625 7352 SH DFND 1,2,3 824 0 6528 Microsoft Corporation Common stock 594918104 325190 1200408 SH DFND 1,2,3 112096 0 1088312 MicroStrategy Incorporated Class A Common stock 594972408 5953 8959 SH DFND 1,2,3 48 0 8911 Mid-America Apartment Communities, Inc. Common stock 59522J103 433 2572 SH DFND 1,2,3 0 0 2572 Middlefield Banc Corp. Common stock 596304204 708 30000 SH DFND 1,2,3 0 0 30000 Moderna, Inc. Common stock 60770K107 2785 11853 SH DFND 1,2,3 0 0 11853 Moelis & Co. Class A Common stock 60786M105 256 4492 SH DFND 1,2,3 0 0 4492 Molson Coors Beverage Company Class B Common stock 60871R209 16872 314250 SH DFND 1,2,3 24080 0 290170 Mondelez International, Inc. Class A Common stock 609207105 18705 299572 SH DFND 1,2,3 6225 0 293347 MongoDB, Inc. Class A Common stock 60937P106 249 690 SH DFND 1,2,3 0 0 690 Monster Beverage Corporation Common stock 61174X109 1402 15346 SH DFND 1,2,3 125 0 15221 Morgan Stanley Common stock 617446448 992 10819 SH DFND 1,2,3 333 0 10486 Motorola Solutions, Inc. Common stock 620076307 325 1497 SH DFND 1,2,3 65 0 1432 MPLX LP Common stock 55336V100 222 7511 SH DFND 1,2,3 0 0 7511 MSCI Inc. Class A Common stock 55354G100 8706 16331 SH DFND 1,2,3 15 0 16316 Murphy Oil Corporation Common stock 626717102 245 10545 SH DFND 1,2,3 0 0 10545 Murphy USA, Inc. Common stock 626755102 355 2663 SH DFND 1,2,3 0 0 2663 Nasdaq, Inc. Common stock 631103108 37999 216150 SH DFND 1,2,3 3702 0 212449 NBT Bancorp Inc. Common stock 628778102 1080 30024 SH DFND 1,2,3 0 0 30024 NetEase, Inc. Sponsored ADR Common stock 64110W102 249 2161 SH DFND 1,2,3 62 0 2099 Netflix, Inc. Common stock 64110L106 15675 29676 SH DFND 1,2,3 1334 0 28342 New Relic, Inc. 0.5 01-MAY-2023 Convertible bond 64829BAB6 2467 25000 SH DFND 1,2,3 0 0 25000 New York Community Capital Trust V 6 Bifurcated Option Note Unit Secs Cons of 1 6 Trust Pfd Sec 1.11.51 1 Wt 7.5.51 Unit 64944P307 374 7200 SH DFND 1,2,3 0 0 7200 Newell Brands Inc Common stock 651229106 1516 55201 SH DFND 1,2,3 139 0 55062 Newmont Corporation Common stock 651639106 892 14075 SH DFND 1,2,3 771 0 13304 Newpark Resources, Inc. Common stock 651718504 126 36310 SH DFND 1,2,3 0 0 36310 NextEra Energy, Inc. Common stock 65339F101 39881 544234 SH DFND 1,2,3 9953 0 534281 NICE Ltd Sponsored ADR Common stock 653656108 2595 10488 SH DFND 1,2,3 395 0 10093 NIKE, Inc. Class B Common stock 654106103 227983 1475711 SH DFND 1,2,3 16665 0 1459047 NIO Inc. Sponsored ADR Class A Common stock 62914V106 1026 19283 SH DFND 1,2,3 4250 0 15033 Norfolk Southern Corporation Common stock 655844108 3270 12319 SH DFND 1,2,3 2231 0 10088 Northern Trust Corporation Common stock 665859104 6093 52697 SH DFND 1,2,3 0 0 52697 Northrop Grumman Corporation Common stock 666807102 21069 57972 SH DFND 1,2,3 1654 0 56318 NortonLifeLock Inc. Common stock 668771108 366 13450 SH DFND 1,2,3 0 0 13450 Norwegian Cruise Line Holdings Ltd. Common stock G66721104 263 8946 SH DFND 1,2,3 100 0 8846 NOV Inc. Common stock 62955J103 191 12471 SH DFND 1,2,3 32 0 12439 Novartis AG Sponsored ADR Common stock 66987V109 4292 47044 SH DFND 1,2,3 9356 0 37688 Novo Nordisk A/S Sponsored ADR Class B Common stock 670100205 71044 848080 SH DFND 1,2,3 19183 0 828897 NovoCure Ltd. Common stock G6674U108 1659 7480 SH DFND 1,2,3 0 0 7480 Nucor Corporation Common stock 670346105 1740 18135 SH DFND 1,2,3 858 0 17277 Nutrien Ltd. Common stock 67077M108 1317 21735 SH DFND 1,2,3 9341 0 12394 Nuveen AMT-Free Municipal Credit Income Fund of Benef Interest Mutual fund 67071L106 191 10683 SH DFND 1,2,3 0 0 10683 Nuveen AMT-Free Quality Municipal Income Fund of Benef Interest Mutual fund 670657105 2558 162940 SH DFND 1,2,3 0 0 162940 Nuveen California Quality Municipal Income Fund Mutual fund 67066Y105 239 15075 SH DFND 1,2,3 0 0 15075 Nuveen Credit Strategies Income Fund Mutual fund 67073D102 189 28045 SH DFND 1,2,3 7133 0 20912 Nuveen Enhanced Municipal Value Fund Mutual fund 67074M101 2583 148884 SH DFND 1,2,3 0 0 148884 Nuveen Municipal Value Fund Inc Mutual fund 670928100 9916 860010 SH DFND 1,2,3 11370 0 848640 Nuveen Preferred & Income Opportunities Fund of Benef Interest Mutual fund 67073B106 184 18398 SH DFND 1,2,3 0 0 18398 Nuveen Preferred & Income Securities Fund of Benef.Interest Mutual fund 67072C105 333 33430 SH DFND 1,2,3 0 0 33430 Nuveen Quality Municipal Income Fund of Benef.Interest Mutual fund 67066V101 2102 131314 SH DFND 1,2,3 0 0 131314 Nuveen Select Tax Free Income Portfolio 2 Mutual fund 67063C106 2008 121572 SH DFND 1,2,3 0 0 121572 Nuveen Select Tax-Free Income Portfolio Mutual fund 67062F100 2089 114227 SH DFND 1,2,3 0 0 114227 Nuveen Select Tax-Free Income Portfolio 3 Mutual fund 67063X100 606 32400 SH DFND 1,2,3 0 0 32400 NVIDIA Corporation Common stock 67066G104 12914 64559 SH DFND 1,2,3 1880 0 62679 NVR, Inc. Common stock 62944T105 328 66 SH DFND 1,2,3 1 0 65 NXP Semiconductors NV Common stock N6596X109 522 2538 SH DFND 1,2,3 234 0 2304 Occidental Petroleum Corporation Common stock 674599105 2649 84698 SH DFND 1,2,3 30 0 84668 Occidental Petroleum Corporation Warrant 2020-03.08.27 on Occidental Pete Warrant or right 674599162 148 10606 SH DFND 1,2,3 15 0 10591 OGE Energy Corp. Common stock 670837103 222 6596 SH DFND 1,2,3 0 0 6596 Okta, Inc. Class A Common stock 679295105 817 3340 SH DFND 1,2,3 40 0 3300 Old Dominion Freight Line, Inc. Common stock 679580100 267 1053 SH DFND 1,2,3 0 0 1053 Omeros Corporation Common stock 682143102 1577 106294 SH DFND 1,2,3 87772 0 18522 Omnicom Group Inc Common stock 681919106 1426 17833 SH DFND 1,2,3 324 0 17509 Oncternal Therapeutics, Inc. Common stock 68236P107 525 110605 SH DFND 1,2,3 0 0 110605 ONEOK, Inc. Common stock 682680103 36891 663025 SH DFND 1,2,3 11209 0 651816 OneSpan Inc. Common stock 68287N100 4213 164955 SH DFND 1,2,3 0 0 164955 Open Text Corporation Common stock 683715106 12946 254836 SH DFND 1,2,3 5605 0 249231 OPKO Health, Inc. Common stock 68375N103 50 12325 SH DFND 1,2,3 0 0 12325 Oracle Corporation Common stock 68389X105 65753 844719 SH DFND 1,2,3 18939 0 825780 O'Reilly Automotive, Inc. Common stock 67103H107 1134 2003 SH DFND 1,2,3 29 0 1974 Organon & Co. Common stock 68622V106 1080 35691 SH DFND 1,2,3 2448 0 33243 OrthoPediatrics Corp. Common stock 68752L100 4570 72332 SH DFND 1,2,3 0 0 72332 Oshkosh Corp Common stock 688239201 751 6022 SH DFND 1,2,3 0 0 6022 Otis Worldwide Corporation Common stock 68902V107 12820 156778 SH DFND 1,2,3 34298 0 122480 Owens Corning Common stock 690742101 475 4855 SH DFND 1,2,3 0 0 4855 Owl Rock Capital Corporation Common stock 69121K104 18795 1317067 SH DFND 1,2,3 20635 0 1296432 PACCAR Inc Common stock 693718108 64653 724401 SH DFND 1,2,3 800 0 723601 Pacer Trendpilot US Large Cap ETF Exchange traded fund 69374H105 233 6210 SH DFND 1,2,3 0 0 6210 PacWest Bancorp Common stock 695263103 204 4961 SH DFND 1,2,3 36 0 4925 Palantir Technologies Inc. Class A Common stock 69608A108 1586 60155 SH DFND 1,2,3 5 0 60150 Palo Alto Networks, Inc. Common stock 697435105 1762 4749 SH DFND 1,2,3 212 0 4537 Pan American Silver Corp. Common stock 697900108 356 12460 SH DFND 1,2,3 0 0 12460 Parker-Hannifin Corporation Common stock 701094104 15832 51551 SH DFND 1,2,3 13200 0 38350 Paychex, Inc. Common stock 704326107 19407 180866 SH DFND 1,2,3 27601 0 153265 Paycom Software, Inc. Common stock 70432V102 238 656 SH DFND 1,2,3 0 0 656 PayPal Holdings Inc Common stock 70450Y103 15760 54069 SH DFND 1,2,3 1527 0 52542 PDL BioPharma, Inc. 2.75 01-DEC-2021 Convertible bond 69329YAG9 3760 37000 SH DFND 1,2,3 0 0 37000 Peloton Interactive, Inc. Class A Common stock 70614W100 236 1901 SH DFND 1,2,3 30 0 1871 People's United Financial, Inc. Common stock 712704105 1045 60945 SH DFND 1,2,3 0 0 60945 PepsiCo, Inc. Common stock 713448108 134795 909732 SH DFND 1,2,3 86131 0 823602 PerkinElmer, Inc. Common stock 714046109 335 2167 SH DFND 1,2,3 575 0 1592 Pfizer Inc. Common stock 717081103 16815 429398 SH DFND 1,2,3 37532 0 391866 Philip Morris International Inc. Common stock 718172109 10363 104565 SH DFND 1,2,3 982 0 103583 Phillips 66 Common stock 718546104 4429 51606 SH DFND 1,2,3 521 0 51085 PIMCO Active Bond ETF Exchange traded fund 72201R775 1122 10113 SH DFND 1,2,3 1699 0 8415 Pimco Corporate Opportunity Fund PIMCO Corporate & Income Opportunity Fund Mutual fund 72201B101 340 17194 SH DFND 1,2,3 5592 0 11602 PIMCO Enhanced Short Maturity Active ETF Exchange traded fund 72201R833 39842 390723 SH DFND 1,2,3 8200 0 382523 Pimco High Income Fund Mutual fund 722014107 187 27332 SH DFND 1,2,3 0 0 27332 PIMCO Income Strategy Fund Mutual fund 72201H108 181 14218 SH DFND 1,2,3 0 0 14218 Pimco Municipal Income Fund II Mutual fund 72200W106 304 20187 SH DFND 1,2,3 0 0 20187 Pinterest, Inc. Class A Common stock 72352L106 231 2922 SH DFND 1,2,3 0 0 2922 Pioneer Natural Resources Company Common stock 723787107 1792 11029 SH DFND 1,2,3 227 0 10802 Plains All American Pipeline, L.P. Common stock 726503105 1710 150510 SH DFND 1,2,3 5000 0 145510 Plains GP Holdings LP Class A Common stock 72651A207 1077 90185 SH DFND 1,2,3 1500 0 88685 PNC Financial Services Group, Inc. Common stock 693475105 6859 35957 SH DFND 1,2,3 3436 0 32520 Polaris Inc. Common stock 731068102 2863 20906 SH DFND 1,2,3 0 0 20906 PolarityTE, Inc. Common stock 731094108 51 50000 SH DFND 1,2,3 0 0 50000 Pool Corporation Common stock 73278L105 37911 82655 SH DFND 1,2,3 1388 0 81268 PotlatchDeltic Corporation Common stock 737630103 1614 30358 SH DFND 1,2,3 16438 0 13920 PPG Industries, Inc. Common stock 693506107 1443 8498 SH DFND 1,2,3 500 0 7998 PPL Corporation Common stock 69351T106 1068 38200 SH DFND 1,2,3 758 0 37442 Principal Financial Group, Inc. Common stock 74251V102 1372 21715 SH DFND 1,2,3 353 0 21362 Procter & Gamble Company Common stock 742718109 90999 674418 SH DFND 1,2,3 34652 0 639767 Progressive Corporation Common stock 743315103 6011 61203 SH DFND 1,2,3 9842 0 51361 Prologis, Inc. Common stock 74340W103 8557 71585 SH DFND 1,2,3 1655 0 69930 ProShares S&P 500 Dividend Aristocrats ETF Exchange traded fund 74348A467 382 4214 SH DFND 1,2,3 1389 0 2825 ProShares S&P MidCap 400 Dividend Aristocrats ETF Exchange traded fund 74347B680 235 3299 SH DFND 1,2,3 0 0 3299 ProShares Ultra Basic Materials Exchange traded fund 74347R776 675 7144 SH DFND 1,2,3 0 0 7144 ProShares UltraPro QQQ Exchange traded fund 74347X831 337 2752 SH DFND 1,2,3 0 0 2752 ProShares UltraPro S&P500 Exchange traded fund 74347X864 241 2121 SH DFND 1,2,3 0 0 2121 Prospect Capital Corporation Mutual fund 74348T102 319 38044 SH DFND 1,2,3 60 0 37984 Prospect Capital Corporation 4.95 15-JUL-2022 Convertible bond 74348TAR3 512 5000 SH DFND 1,2,3 0 0 5000 Prudential Financial, Inc. Common stock 744320102 21844 213176 SH DFND 1,2,3 8637 0 204539 PTC Inc. Common stock 69370C100 393 2781 SH DFND 1,2,3 0 0 2781 Public Service Enterprise Group Inc Common stock 744573106 932 15600 SH DFND 1,2,3 0 0 15600 Public Storage Common stock 74460D109 1662 5526 SH DFND 1,2,3 92 0 5434 PulteGroup, Inc. Common stock 745867101 4308 78950 SH DFND 1,2,3 9688 0 69262 Putnam Managed Municipal Income Trust Mutual fund 746823103 489 55732 SH DFND 1,2,3 0 0 55732 QCR Holdings, Inc. Common stock 74727A104 2324 48326 SH DFND 1,2,3 0 0 48326 Qualcomm Inc Common stock 747525103 75013 524826 SH DFND 1,2,3 50367 0 474458 Quanta Services, Inc. Common stock 74762E102 439 4850 SH DFND 1,2,3 1320 0 3530 Quest Diagnostics Incorporated Common stock 74834L100 357 2707 SH DFND 1,2,3 2241 0 467 Raymond James Financial, Inc. Common stock 754730109 984 7575 SH DFND 1,2,3 3 0 7572 Raytheon Technologies Corporation Common stock 75513E101 63413 743323 SH DFND 1,2,3 19555 0 723768 Raytheon Technologies Corporation Common stock 75513E101 299 3500 SH Put DFND 1,2,3 0 0 3500 Realty Income Corporation Common stock 756109104 3186 47737 SH DFND 1,2,3 366 0 47371 Recro Pharma, Inc. Common stock 75629F109 42 18000 SH DFND 1,2,3 0 0 18000 Regeneron Pharmaceuticals, Inc. Common stock 75886F107 1078 1931 SH DFND 1,2,3 0 0 1931 Regions Financial Corporation Common stock 7591EP100 3590 177907 SH DFND 1,2,3 2140 0 175766 RELX PLC Sponsored ADR Common stock 759530108 9456 354540 SH DFND 1,2,3 6325 0 348215 Republic Services, Inc. Common stock 760759100 32385 294379 SH DFND 1,2,3 5186 0 289192 ResMed Inc. Common stock 761152107 1070 4342 SH DFND 1,2,3 82 0 4260 Retail Opportunity Investments Corp. Common stock 76131N101 548 31044 SH DFND 1,2,3 616 0 30428 Retail Properties of America, Inc. Class A Common stock 76131V202 419 36555 SH DFND 1,2,3 0 0 36555 RingCentral, Inc. Class A Common stock 76680R206 3592 12361 SH DFND 1,2,3 438 0 11923 Roblox Corp. Class A Common stock 771049103 1312 14579 SH DFND 1,2,3 666 0 13913 Rockwell Automation, Inc. Common stock 773903109 469 1639 SH DFND 1,2,3 81 0 1558 Rogers Communications Inc. Class B Common stock 775109200 2140 40272 SH DFND 1,2,3 24509 0 15763 Roku, Inc. Class A Common stock 77543R102 1466 3193 SH DFND 1,2,3 0 0 3193 Rollins, Inc. Common stock 775711104 656 19173 SH DFND 1,2,3 0 0 19173 Roper Technologies, Inc. Common stock 776696106 17458 37129 SH DFND 1,2,3 2082 0 35047 Ross Stores, Inc. Common stock 778296103 735 5928 SH DFND 1,2,3 109 0 5819 Royal Bank of Canada Common stock 780087102 10227 100951 SH DFND 1,2,3 1225 0 99726 Royal Caribbean Group Common stock V7780T103 667 7822 SH DFND 1,2,3 0 0 7822 Royal Dutch Shell Plc Sponsored ADR Class A Common stock 780259206 1700 42077 SH DFND 1,2,3 528 0 41549 Royal Dutch Shell Plc Sponsored ADR Class B Common stock 780259107 1491 38395 SH DFND 1,2,3 1975 0 36420 Royal Gold, Inc. Common stock 780287108 1434 12564 SH DFND 1,2,3 2 0 12562 Royce Value Trust Inc Mutual fund 780910105 190 10000 SH DFND 1,2,3 0 0 10000 RPM International Inc. Common stock 749685103 2349 26486 SH DFND 1,2,3 17357 0 9129 Ryman Hospitality Properties, Inc. Common stock 78377T107 541 6852 SH DFND 1,2,3 150 0 6702 S&P Global, Inc. Common stock 78409V104 65666 159985 SH DFND 1,2,3 11290 0 148695 Sabine Royalty Trust Common stock 785688102 811 20119 SH DFND 1,2,3 0 0 20119 salesforce.com, inc. Common stock 79466L302 26474 108379 SH DFND 1,2,3 21479 0 86900 Sandy Spring Bancorp, Inc. Common stock 800363103 1306 29587 SH DFND 1,2,3 353 0 29234 Sangamo Therapeutics, Inc. Common stock 800677106 198 16546 SH DFND 1,2,3 0 0 16546 Sanofi SA Sponsored ADR Common stock 80105N105 1992 37821 SH DFND 1,2,3 18147 0 19674 SAP SE Sponsored ADR Common stock 803054204 10987 78225 SH DFND 1,2,3 2040 0 76185 Savara, Inc. Common stock 805111101 44 25782 SH DFND 1,2,3 0 0 25782 SBA Communications Corp. Class A Common stock 78410G104 340 1067 SH DFND 1,2,3 0 0 1067 Schlumberger NV Common stock 806857108 7929 247707 SH DFND 1,2,3 636 0 247071 Schwab 5-10 Year Corporate Bond ETF Exchange traded fund 808524698 1087 20689 SH DFND 1,2,3 0 0 20689 Schwab Emerging Markets Equity ETF Exchange traded fund 808524706 33048 1005112 SH DFND 1,2,3 3379 0 1001733 Schwab Fundamental Emerging Markets Large Co. Index ETF Exchange traded fund 808524730 355 10997 SH DFND 1,2,3 0 0 10997 Schwab Fundamental International Small Co. Index ETF Exchange traded fund 808524748 27955 712219 SH DFND 1,2,3 30176 0 682043 Schwab Fundamental US Large Co. Index ETF Exchange traded fund 808524771 806 14735 SH DFND 1,2,3 0 0 14735 Schwab Fundamental US Small Co. Index ETF Exchange traded fund 808524763 401 7378 SH DFND 1,2,3 0 0 7378 Schwab Intermediate-Term US Treasury ETF Exchange traded fund 808524854 361 6343 SH DFND 1,2,3 0 0 6343 Schwab International Equity ETF Exchange traded fund 808524805 106236 2692932 SH DFND 1,2,3 41663 0 2651270 Schwab International Small-Cap Equity ETF Exchange traded fund 808524888 3049 73296 SH DFND 1,2,3 1467 0 71829 Schwab Short-Term US Treasury ETF Exchange traded fund 808524862 23423 457300 SH DFND 1,2,3 3416 0 453883 Schwab U.S. Broad Market ETF Exchange traded fund 808524102 43705 419155 SH DFND 1,2,3 9700 0 409455 Schwab U.S. Large-Cap ETF Exchange traded fund 808524201 87663 843155 SH DFND 1,2,3 6796 0 836359 Schwab U.S. Large-Cap Growth ETF Exchange traded fund 808524300 89761 614968 SH DFND 1,2,3 6930 0 608038 Schwab U.S. Large-Cap Value ETF Exchange traded fund 808524409 79674 1165330 SH DFND 1,2,3 11298 0 1154032 Schwab U.S. Mid-Cap ETF Exchange traded fund 808524508 18610 237765 SH DFND 1,2,3 5521 0 232244 Schwab U.S. REIT ETF Exchange traded fund 808524847 1054 23026 SH DFND 1,2,3 314 0 22713 Schwab U.S. Small-Cap ETF Exchange traded fund 808524607 50278 482611 SH DFND 1,2,3 17164 0 465447 Schwab US Aggregate Bond ETF Exchange traded fund 808524839 56954 1043121 SH DFND 1,2,3 4008 0 1039113 Schwab US Dividend Equity ETF Exchange traded fund 808524797 18204 240736 SH DFND 1,2,3 12903 0 227833 Schwab US TIPS ETF Exchange traded fund 808524870 6567 105060 SH DFND 1,2,3 182 0 104878 Science Applications International Corp. Common stock 808625107 472 5381 SH DFND 1,2,3 0 0 5381 Sea Ltd. (Singapore) Sponsored ADR Class A Common stock 81141R100 202 734 SH DFND 1,2,3 553 0 181 Seabridge Gold Inc Common stock 811916105 878 50000 SH DFND 1,2,3 0 0 50000 Seagate Technology Holdings PLC Common stock G7997R103 1538 17493 SH DFND 1,2,3 472 0 17021 Seagen, Inc. Common stock 81181C104 3264 20677 SH DFND 1,2,3 376 0 20301 Sempra Energy Common stock 816851109 2344 17697 SH DFND 1,2,3 5008 0 12689 Service Corporation International Common stock 817565104 205 3822 SH DFND 1,2,3 0 0 3822 ServiceNow, Inc. Common stock 81762P102 5638 10260 SH DFND 1,2,3 352 0 9908 Sherwin-Williams Company Common stock 824348106 9766 35845 SH DFND 1,2,3 111 0 35734 Shopify, Inc. Class A Common stock 82509L107 14969 10246 SH DFND 1,2,3 427 0 9819 Signature Bank Common stock 82669G104 259 1056 SH DFND 1,2,3 0 0 1056 Simon Property Group, Inc. Common stock 828806109 3482 26689 SH DFND 1,2,3 256 0 26433 Sirius XM Holdings, Inc. Common stock 82968B103 675 103230 SH DFND 1,2,3 1282 0 101949 Skyworks Solutions, Inc. Common stock 83088M102 2056 10723 SH DFND 1,2,3 82 0 10641 SLR Investment Corp. Mutual fund 83413U100 2751 147600 SH DFND 1,2,3 4500 0 143100 Smartsheet, Inc. Class A Common stock 83200N103 687 9500 SH DFND 1,2,3 8500 0 1000 Smith & Wesson Brands, Inc. Common stock 831754106 1753 50520 SH DFND 1,2,3 0 0 50520 Snap, Inc. Class A Common stock 83304A106 7134 104695 SH DFND 1,2,3 3137 0 101558 Snap-on Incorporated Common stock 833034101 742 3323 SH DFND 1,2,3 75 0 3248 Snowflake, Inc. Class A Common stock 833445109 2556 10572 SH DFND 1,2,3 313 0 10259 SolarEdge Technologies, Inc. Common stock 83417M104 589 2131 SH DFND 1,2,3 0 0 2131 Sonoco Products Company Common stock 835495102 1196 17884 SH DFND 1,2,3 2579 0 15305 Sonos, Inc. Common stock 83570H108 705 20000 SH Put DFND 1,2,3 0 0 20000 Sony Group Corporation Sponsored ADR Common stock 835699307 756 7774 SH DFND 1,2,3 804 0 6970 Southern Company Common stock 842587107 22253 367751 SH DFND 1,2,3 20213 0 347538 Southern Copper Corporation Common stock 84265V105 6588 102423 SH DFND 1,2,3 1329 0 101094 Southwest Airlines Co. Common stock 844741108 993 18697 SH DFND 1,2,3 50 0 18647 SPDR Blackstone Senior Loan ETF Exchange traded fund 78467V608 220 4761 SH DFND 1,2,3 0 0 4761 SPDR Bloomberg Barclays 1-3 Month T-Bill ETF Exchange traded fund 78468R663 3171 34663 SH DFND 1,2,3 8978 0 25686 SPDR Bloomberg Barclays Emerging Markets Local Bond ETF Exchange traded fund 78464A391 553 20927 SH DFND 1,2,3 1594 0 19333 SPDR Bloomberg Barclays High Yield Bond ETF Exchange traded fund 78468R622 140712 1279667 SH DFND 1,2,3 33385 0 1246282 SPDR Bloomberg Barclays Short Term High Yield Bond ETF Exchange traded fund 78468R408 240 8707 SH DFND 1,2,3 3971 0 4736 SPDR Dow Jones Global Real Estate ETF Exchange traded fund 78463X749 444 8625 SH DFND 1,2,3 7536 0 1089 SPDR Dow Jones Industrial Average ETF Trust Exchange traded fund 78467X109 2948 8545 SH DFND 1,2,3 501 0 8044 SPDR Dow Jones International Real Estate ETF Exchange traded fund 78463X863 1069 29114 SH DFND 1,2,3 19384 0 9730 SPDR Dow Jones REIT ETF Exchange traded fund 78464A607 827 7889 SH DFND 1,2,3 802 0 7087 SPDR Gold Shares Exchange traded fund 78463V107 19307 116566 SH DFND 1,2,3 5062 0 111504 SPDR MSCI ACWI ex-US ETF Exchange traded fund 78463X848 8499 281438 SH DFND 1,2,3 6362 0 275076 SPDR MSCI ACWI Low Carbon Target ETF Exchange traded fund 78463X194 450 3538 SH DFND 1,2,3 0 0 3538 SPDR Nuveen Bloomberg Barclays High Yield Municipal Bond ETF Exchange traded fund 78464A284 24642 405170 SH DFND 1,2,3 21909 0 383261 SPDR Nuveen Bloomberg Barclays Municipal Bond ETF Exchange traded fund 78468R721 1870 35884 SH DFND 1,2,3 8 0 35876 SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF Exchange traded fund 78468R739 95442 1925783 SH DFND 1,2,3 114248 0 1811535 SPDR Portfolio Aggregate Bond ETF Exchange traded fund 78464A649 20658 688361 SH DFND 1,2,3 7893 0 680468 SPDR Portfolio Developed World ex-US ETF Exchange traded fund 78463X889 12680 344665 SH DFND 1,2,3 4041 0 340624 SPDR Portfolio Emerging Markets ETF Exchange traded fund 78463X509 29397 646087 SH DFND 1,2,3 20530 0 625557 SPDR Portfolio Intermediate Term Corporate Bond ETF Exchange traded fund 78464A375 521 14192 SH DFND 1,2,3 164 0 14028 SPDR Portfolio Mortgage Backed Bond ETF Exchange traded fund 78464A383 30877 1193992 SH DFND 1,2,3 77649 0 1116343 SPDR Portfolio S&P 1500 Composite Stock Market ETF Exchange traded fund 78464A805 18958 357895 SH DFND 1,2,3 5090 0 352805 SPDR Portfolio S&P 400 Mid Cap ETF Exchange traded fund 78464A847 3390 71812 SH DFND 1,2,3 660 0 71152 SPDR Portfolio S&P 500 ETF Exchange traded fund 78464A854 481 9566 SH DFND 1,2,3 8813 0 753 SPDR Portfolio S&P 500 Growth ETF Exchange traded fund 78464A409 11274 179045 SH DFND 1,2,3 1698 0 177347 SPDR Portfolio S&P 500 Value ETF Exchange traded fund 78464A508 10389 262746 SH DFND 1,2,3 3416 0 259330 SPDR Portfolio S&P 600 Small Cap ETF Exchange traded fund 78468R853 1212 27574 SH DFND 1,2,3 198 0 27376 SPDR Portfolio Short Term Corporate Bond ETF Exchange traded fund 78464A474 1195 38166 SH DFND 1,2,3 0 0 38166 SPDR Portfolio Short Term Treasury ETF Exchange traded fund 78468R101 290 9452 SH DFND 1,2,3 0 0 9452 SPDR Russell 1000 Yield Focus ETF Exchange traded fund 78468R770 205 2163 SH DFND 1,2,3 0 0 2163 SPDR S&P 400 Mid Cap Growth ETF Exchange traded fund 78464A821 502 6476 SH DFND 1,2,3 1750 0 4726 SPDR S&P 500 ETF Trust Exchange traded fund 78462F103 76514 178745 SH DFND 1,2,3 16987 0 161758 SPDR S&P 500 Fossil Fuel Reserves Free ETF Exchange traded fund 78468R796 726 6843 SH DFND 1,2,3 608 0 6235 SPDR S&P 600 Small Cap ETF Exchange traded fund 78464A813 257 2625 SH DFND 1,2,3 965 0 1660 SPDR S&P 600 Small Cap Growth ETF Exchange traded fund 78464A201 3418 38499 SH DFND 1,2,3 3850 0 34649 SPDR S&P 600 Small Cap Value ETF Exchange traded fund 78464A300 2164 25251 SH DFND 1,2,3 0 0 25251 SPDR S&P BIOTECH ETF Exchange traded fund 78464A870 1469 10849 SH DFND 1,2,3 980 0 9869 SPDR S&P Dividend ETF Exchange traded fund 78464A763 46787 382622 SH DFND 1,2,3 112270 0 270352 SPDR S&P Global Dividend ETF Exchange traded fund 78463X459 487 7149 SH DFND 1,2,3 0 0 7149 SPDR S&P Homebuilders ETF Exchange traded fund 78464A888 439 5993 SH DFND 1,2,3 0 0 5993 SPDR S&P International Small Cap ETF Exchange traded fund 78463X871 689 17815 SH DFND 1,2,3 0 0 17815 SPDR S&P Midcap 400 ETF Trust Exchange traded fund 78467Y107 5124 10435 SH DFND 1,2,3 1317 0 9118 SPDR S&P Oil & Gas Exploration & Production ETF Exchange traded fund 78468R556 315 3258 SH DFND 1,2,3 2600 0 658 SPDR S&P Regional Banking ETF Exchange traded fund 78464A698 2216 33811 SH DFND 1,2,3 100 0 33711 SPDR SSGA US Small Cap Low Volatility Index ETF Exchange traded fund 78468R887 5400 47963 SH DFND 1,2,3 423 0 47540 Spirit Airlines, Inc. 1.0 15-MAY-2026 Convertible bond 848577AB8 2383 25000 SH DFND 1,2,3 0 0 25000 Spirit of Texas Bancshares, Inc. Common stock 84861D103 822 35980 SH DFND 1,2,3 0 0 35980 Splunk Inc. Common stock 848637104 504 3489 SH DFND 1,2,3 209 0 3280 Spotify Technology SA Common stock L8681T102 3779 13711 SH DFND 1,2,3 647 0 13064 Sprague Resources LP Common stock 849343108 379 14954 SH DFND 1,2,3 0 0 14954 Sprott Gold Miners ETF Exchange traded fund 85210B102 1068 37780 SH DFND 1,2,3 4525 0 33255 Sprott Physical Gold and Silver Trust Units Mutual fund 85208R101 672 35987 SH DFND 1,2,3 0 0 35987 Sprott Physical Gold Trust Units Mutual fund 85207H104 746 53187 SH DFND 1,2,3 0 0 53187 Square, Inc. Class A Common stock 852234103 10292 42215 SH DFND 1,2,3 1213 0 41002 Stanley Black & Decker, Inc. Common stock 854502101 365 1783 SH DFND 1,2,3 300 0 1483 Starbucks Corporation Common stock 855244109 188266 1683804 SH DFND 1,2,3 308417 0 1375386 State Street Corporation Common stock 857477103 441 5360 SH DFND 1,2,3 400 0 4960 Stericycle, Inc. Common stock 858912108 3953 55249 SH DFND 1,2,3 0 0 55249 STERIS Plc Common stock G8473T100 33015 160036 SH DFND 1,2,3 2834 0 157202 STMicroelectronics NV ADR RegS Common stock 861012102 638 17545 SH DFND 1,2,3 413 0 17132 StoneCastle Financial Corp. Mutual fund 861780104 1310 59500 SH DFND 1,2,3 0 0 59500 Stryker Corporation Common stock 863667101 37182 143156 SH DFND 1,2,3 9506 0 133650 Summit Hotel Properties, Inc., 1.5 15-FEB-2026 Convertible bond 866082AA8 8244 80000 SH DFND 1,2,3 0 0 80000 Sun Communities, Inc. Common stock 866674104 514 2997 SH DFND 1,2,3 0 0 2997 Supernus Pharmaceuticals, Inc. 0.625 01-APR-2023 Convertible bond 868459AD0 2949 30000 SH DFND 1,2,3 0 0 30000 Sysco Corporation Common stock 871829107 1936 24904 SH DFND 1,2,3 5038 0 19866 T. Rowe Price Group Common stock 74144T108 4498 22718 SH DFND 1,2,3 518 0 22200 Taiwan Semiconductor Manufacturing Co., Ltd. Sponsored ADR Common stock 874039100 29428 244905 SH DFND 1,2,3 4489 0 240416 Tapestry, Inc. Common stock 876030107 893 20536 SH DFND 1,2,3 500 0 20036 Target Corporation Common stock 87612E106 5602 23174 SH DFND 1,2,3 2018 0 21156 Taseko Mines Limited Common stock 876511106 212 100000 SH DFND 1,2,3 0 0 100000 TC Energy Corporation Common stock 87807B107 257 5190 SH DFND 1,2,3 0 0 5190 TE Connectivity Ltd. Common stock H84989104 1020 7545 SH DFND 1,2,3 216 0 7329 Technology Select Sector SPDR Fund Exchange traded fund 81369Y803 10836 73386 SH DFND 1,2,3 8836 0 64550 TEGNA, Inc. Common stock 87901J105 417 22213 SH DFND 1,2,3 0 0 22213 Teladoc Health, Inc. Common stock 87918A105 1299 7809 SH DFND 1,2,3 0 0 7809 Teleflex Incorporated Common stock 879369106 473 1177 SH DFND 1,2,3 0 0 1177 Teradata Corporation Common stock 88076W103 313 6258 SH DFND 1,2,3 0 0 6258 Tesla Inc Common stock 88160R101 41720 61381 SH DFND 1,2,3 4593 0 56788 Texas Instruments Incorporated Common stock 882508104 36186 188172 SH DFND 1,2,3 12310 0 175862 Texas Pacific Land Corporation Common stock 88262P102 20315 12699 SH DFND 1,2,3 3212 0 9487 Textron Inc. Common stock 883203101 214 3110 SH DFND 1,2,3 0 0 3110 TFI International Inc. Common stock 87241L109 874 9584 SH DFND 1,2,3 211 0 9373 Thermo Fisher Scientific Inc. Common stock 883556102 33384 66176 SH DFND 1,2,3 6553 0 59623 Thomson Reuters Corporation Common stock 884903709 27503 276917 SH DFND 1,2,3 18712 0 258205 Titan International, Inc. Common stock 88830M102 1133 133558 SH DFND 1,2,3 0 0 133558 TJX Companies Inc Common stock 872540109 6586 97682 SH DFND 1,2,3 4527 0 93155 T-Mobile US, Inc. Common stock 872590104 22986 158707 SH DFND 1,2,3 43300 0 115407 Tompkins Financial Corporation Common stock 890110109 367 4737 SH DFND 1,2,3 0 0 4737 Toronto-Dominion Bank Common stock 891160509 234 3338 SH DFND 1,2,3 518 0 2820 Tortoise North American Pipeline Fund Exchange traded fund 56167N720 6308 279985 SH DFND 1,2,3 26357 0 253628 TotalEnergies SE Sponsored ADR Common stock 89151E109 963 21271 SH DFND 1,2,3 470 0 20801 Toyota Motor Corp. Sponsored ADR Common stock 892331307 9088 51979 SH DFND 1,2,3 811 0 51168 Tractor Supply Company Common stock 892356106 36342 195325 SH DFND 1,2,3 3963 0 191362 Trade Desk, Inc. Class A Common stock 88339J105 3476 44928 SH DFND 1,2,3 1395 0 43533 Trane Technologies plc Common stock G8994E103 2196 11923 SH DFND 1,2,3 330 0 11593 Travelers Companies, Inc. Common stock 89417E109 1672 11169 SH DFND 1,2,3 344 0 10825 Trex Company, Inc. Common stock 89531P105 313 3065 SH DFND 1,2,3 0 0 3065 Tri-Continental Corp Mutual fund 895436103 230 6744 SH DFND 1,2,3 0 0 6744 Trimble Inc. Common stock 896239100 5707 69748 SH DFND 1,2,3 0 0 69748 Triumph Bancorp, Inc. Common stock 89679E300 359 4838 SH DFND 1,2,3 0 0 4838 Truist Financial Corporation Common stock 89832Q109 16942 305257 SH DFND 1,2,3 19872 0 285385 TTEC Holdings, Inc. Common stock 89854H102 33698 326876 SH DFND 1,2,3 5313 0 321563 Twilio, Inc. Class A Common stock 90138F102 8553 21700 SH DFND 1,2,3 755 0 20945 Twitter, Inc. Common stock 90184L102 466 6775 SH DFND 1,2,3 193 0 6582 Twitter, Inc. 1.0 15-SEP-2021 Convertible bond 90184LAD4 2547 25000 SH DFND 1,2,3 0 0 25000 Tyler Technologies, Inc. Common stock 902252105 4958 10961 SH DFND 1,2,3 750 0 10211 U.S. Bancorp Common stock 902973304 4010 70383 SH DFND 1,2,3 359 0 70024 U.S. Global Jets ETF Exchange traded fund 26922A842 433 17922 SH DFND 1,2,3 12579 0 5343 Uber Technologies, Inc. Common stock 90353T100 9086 181291 SH DFND 1,2,3 5144 0 176147 UDR, Inc. Common stock 902653104 348 7104 SH DFND 1,2,3 0 0 7104 UFP Industries, Inc. Common stock 90278Q108 253 3406 SH DFND 1,2,3 0 0 3406 Ulta Beauty Inc Common stock 90384S303 220 636 SH DFND 1,2,3 0 0 636 Unilever PLC Sponsored ADR Common stock 904767704 67851 1159848 SH DFND 1,2,3 44350 0 1115497 Union Pacific Corporation Common stock 907818108 70637 321180 SH DFND 1,2,3 9516 0 311665 United Airlines Holdings, Inc. Common stock 910047109 740 14143 SH DFND 1,2,3 100 0 14043 United Bankshares, Inc. Common stock 909907107 1367 37454 SH DFND 1,2,3 800 0 36654 United Parcel Service, Inc. Class B Common stock 911312106 43164 207548 SH DFND 1,2,3 59600 0 147948 United Therapeutics Corporation Common stock 91307C102 824 4591 SH DFND 1,2,3 0 0 4591 United-Guardian, Inc. Common stock 910571108 451 30070 SH DFND 1,2,3 0 0 30070 UnitedHealth Group Incorporated Common stock 91324P102 38004 94905 SH DFND 1,2,3 15307 0 79597 Unum Group Common stock 91529Y106 226 7970 SH DFND 1,2,3 0 0 7970 Urban Edge Properties Common stock 91704F104 222 11636 SH DFND 1,2,3 0 0 11636 Utilities Select Sector SPDR Fund Exchange traded fund 81369Y886 1689 26707 SH DFND 1,2,3 59 0 26648 V.F. Corporation Common stock 918204108 605 7379 SH DFND 1,2,3 196 0 7183 Vail Resorts, Inc. Common stock 91879Q109 657 2077 SH DFND 1,2,3 0 0 2077 Vale S.A. Sponsored ADR Common stock 91912E105 7839 343663 SH DFND 1,2,3 4617 0 339046 Valero Energy Corporation Common stock 91913Y100 604 7741 SH DFND 1,2,3 146 0 7595 VanEck Vectors Gold Miners ETF Exchange traded fund 92189F106 4129 121510 SH DFND 1,2,3 3865 0 117645 VanEck Vectors Low Carbon Energy ETF Exchange traded fund 92189F502 276 1712 SH DFND 1,2,3 0 0 1712 VanEck Vectors Morningstar Wide Moat ETF Exchange traded fund 92189F643 860 11618 SH DFND 1,2,3 0 0 11618 VanEck Vectors Semiconductor ETF Exchange traded fund 92189F676 395 1508 SH DFND 1,2,3 500 0 1008 Vanguard Communication Services ETF Exchange traded fund 92204A884 385 2678 SH DFND 1,2,3 180 0 2498 Vanguard Consumer Discretionary ETF Exchange traded fund 92204A108 727 2316 SH DFND 1,2,3 717 0 1599 Vanguard Consumer Staples ETF Exchange traded fund 92204A207 845 4631 SH DFND 1,2,3 634 0 3997 Vanguard Dividend Appreciation ETF Exchange traded fund 921908844 12038 77771 SH DFND 1,2,3 1733 0 76038 Vanguard Emerging Markets Government Bond ETF Exchange traded fund 921946885 3398 42570 SH DFND 1,2,3 1 0 42569 Vanguard Energy ETF Exchange traded fund 92204A306 438 5774 SH DFND 1,2,3 347 0 5427 Vanguard ESG International Stock ETF Exchange traded fund 921910725 901 14049 SH DFND 1,2,3 436 0 13613 Vanguard ESG U.S. Stock ETF Exchange traded fund 921910733 1507 18841 SH DFND 1,2,3 0 0 18841 Vanguard Extended Market ETF Exchange traded fund 922908652 365 1934 SH DFND 1,2,3 626 0 1308 Vanguard Financials ETF Exchange traded fund 92204A405 1149 12702 SH DFND 1,2,3 372 0 12330 Vanguard FTSE All-World ex-US Index Fund Exchange traded fund 922042775 15072 237770 SH DFND 1,2,3 20314 0 217456 Vanguard FTSE All-World ex-US Small-Cap ETF Exchange traded fund 922042718 19188 140623 SH DFND 1,2,3 1856 0 138767 Vanguard FTSE Developed Markets ETF Exchange traded fund 921943858 60009 1164763 SH DFND 1,2,3 35410 0 1129353 Vanguard FTSE Emerging Markets ETF Exchange traded fund 922042858 26086 480311 SH DFND 1,2,3 16322 0 463989 Vanguard FTSE Europe ETF Exchange traded fund 922042874 14020 208438 SH DFND 1,2,3 7500 0 200938 Vanguard FTSE Pacific ETF Exchange traded fund 922042866 30946 375964 SH DFND 1,2,3 13433 0 362531 Vanguard Global ex-U.S. Real Estate ETF Exchange traded fund 922042676 134796 2309730 SH DFND 1,2,3 44345 0 2265386 Vanguard Growth ETF Exchange traded fund 922908736 501299 1747843 SH DFND 1,2,3 31475 0 1716368 Vanguard Health Care ETF Exchange traded fund 92204A504 2103 8509 SH DFND 1,2,3 174 0 8335 Vanguard High Dividend Yield Index ETF Exchange traded fund 921946406 7181 68537 SH DFND 1,2,3 1463 0 67074 Vanguard Industrials ETF Exchange traded fund 92204A603 216 1099 SH DFND 1,2,3 0 0 1099 Vanguard Information Technology ETF Exchange traded fund 92204A702 8328 20885 SH DFND 1,2,3 94 0 20791 Vanguard Intermediate-Term Corporate Bond ETF Exchange traded fund 92206C870 22888 240750 SH DFND 1,2,3 11147 0 229603 Vanguard Intermediate-Term Treasury ETF Exchange traded fund 92206C706 47206 696149 SH DFND 1,2,3 38388 0 657761 Vanguard International Dividend Appreciation ETF Exchange traded fund 921946810 2644 30219 SH DFND 1,2,3 0 0 30219 Vanguard Large-Cap ETF Exchange traded fund 922908637 21680 107994 SH DFND 1,2,3 1287 0 106708 Vanguard Materials ETF Exchange traded fund 92204A801 906 5009 SH DFND 1,2,3 0 0 5009 Vanguard Mega Cap Growth ETF Exchange traded fund 921910816 4411 19062 SH DFND 1,2,3 0 0 19062 Vanguard Mega Cap Value ETF Exchange traded fund 921910840 5027 50461 SH DFND 1,2,3 0 0 50461 Vanguard Mid-Cap ETF Exchange traded fund 922908629 13957 58805 SH DFND 1,2,3 84 0 58721 Vanguard Mid-Cap Growth ETF Exchange traded fund 922908538 3582 15154 SH DFND 1,2,3 1795 0 13359 Vanguard Mid-Cap Value ETF Exchange traded fund 922908512 3111 22145 SH DFND 1,2,3 456 0 21689 Vanguard Mortgage-Backed Securities ETF Exchange traded fund 92206C771 19296 361545 SH DFND 1,2,3 19490 0 342055 Vanguard Real Estate ETF Exchange traded fund 922908553 165854 1629378 SH DFND 1,2,3 45260 0 1584118 Vanguard Russell 1000 Growth ETF Exchange traded fund 92206C680 215 3080 SH DFND 1,2,3 0 0 3080 Vanguard Russell 2000 Growth ETF Exchange traded fund 92206C623 593 2611 SH DFND 1,2,3 125 0 2486 Vanguard Russell 3000 ETF Exchange traded fund 92206C599 2089 10490 SH DFND 1,2,3 0 0 10490 Vanguard S&P 500 ETF Exchange traded fund 922908363 775232 1969994 SH DFND 1,2,3 64833 0 1905160 Vanguard S&P 500 Growth ETF Exchange traded fund 921932505 407 1552 SH DFND 1,2,3 0 0 1552 Vanguard S&P Small-Cap 600 ETF Exchange traded fund 921932828 253 1218 SH DFND 1,2,3 19 0 1199 Vanguard Short-Term Bond ETF Exchange traded fund 921937827 47479 577888 SH DFND 1,2,3 29259 0 548629 Vanguard Short-Term Corporate Bond ETF Exchange traded fund 92206C409 70651 854206 SH DFND 1,2,3 306564 0 547642 Vanguard Short-Term Inflation-Protected Securities ETF Exchange traded fund 922020805 971 18531 SH DFND 1,2,3 201 0 18330 Vanguard Short-Term Treasury ETF Exchange traded fund 92206C102 7096 115521 SH DFND 1,2,3 31577 0 83944 Vanguard Small Cap Value ETF Exchange traded fund 922908611 147876 851525 SH DFND 1,2,3 18177 0 833349 Vanguard Small-Cap ETF Exchange traded fund 922908751 39703 176239 SH DFND 1,2,3 1138 0 175101 Vanguard Small-Cap Growth ETF Exchange traded fund 922908595 89396 308485 SH DFND 1,2,3 9104 0 299381 Vanguard Tax-Exempt Bond ETF Exchange traded fund 922907746 2606 47132 SH DFND 1,2,3 1626 0 45506 Vanguard Total Bond Market ETF Exchange traded fund 921937835 6516 75861 SH DFND 1,2,3 6134 0 69727 Vanguard Total International Bond ETF Exchange traded fund 92203J407 23814 417063 SH DFND 1,2,3 2848 0 414215 Vanguard Total International Stock ETF Exchange traded fund 921909768 3678 56001 SH DFND 1,2,3 7077 0 48924 Vanguard Total Stock Market ETF Exchange traded fund 922908769 62573 280821 SH DFND 1,2,3 22109 0 258712 Vanguard Total World Stock ETF Exchange traded fund 922042742 6694 64603 SH DFND 1,2,3 3077 0 61526 Vanguard Utilities ETF Exchange traded fund 92204A876 1910 13766 SH DFND 1,2,3 0 0 13766 Vanguard Value ETF Exchange traded fund 922908744 517017 3761218 SH DFND 1,2,3 70347 0 3690870 VBI Vaccines, Inc. Common stock 91822J103 84 25000 SH DFND 1,2,3 0 0 25000 Veeva Systems Inc Class A Common stock 922475108 251 808 SH DFND 1,2,3 44 0 764 Ventas, Inc. Common stock 92276F100 904 15833 SH DFND 1,2,3 362 0 15471 VeriSign, Inc. Common stock 92343E102 2585 11355 SH DFND 1,2,3 0 0 11355 Verisk Analytics Inc Common stock 92345Y106 27198 155665 SH DFND 1,2,3 2883 0 152782 Verizon Communications Inc. Common stock 92343V104 66524 1187289 SH DFND 1,2,3 157921 0 1029369 Vertex Pharmaceuticals Incorporated Common stock 92532F100 408 2024 SH DFND 1,2,3 112 0 1912 ViacomCBS Inc. Class B Common stock 92556H206 771 17060 SH DFND 1,2,3 0 0 17060 Viatris, Inc. Common stock 92556V106 2591 181318 SH DFND 1,2,3 7172 0 174145 Virginia National Bankshares Corporation Common stock 928031103 298 7661 SH DFND 1,2,3 0 0 7661 Visa Inc. Class A Common stock 92826C839 89541 382950 SH DFND 1,2,3 67549 0 315400 VMware, Inc. Class A Common stock 928563402 544 3400 SH DFND 1,2,3 298 0 3102 Vodafone Group Plc Sponsored ADR Common stock 92857W308 179 10451 SH DFND 1,2,3 396 0 10055 Vornado Realty Trust Common stock 929042109 467 10006 SH DFND 1,2,3 0 0 10006 W. P. Carey Inc. Common stock 92936U109 2113 28319 SH DFND 1,2,3 260 0 28059 W.W. Grainger, Inc. Common stock 384802104 2513 5737 SH DFND 1,2,3 11 0 5726 Walgreens Boots Alliance Inc Common stock 931427108 6005 114151 SH DFND 1,2,3 4096 0 110055 Walmart Inc. Common stock 931142103 38574 273534 SH DFND 1,2,3 15517 0 258016 Walmart Inc. Common stock 931142103 522 3700 SH Put DFND 1,2,3 0 0 3700 Walt Disney Company Common stock 254687106 115049 654543 SH DFND 1,2,3 34102 0 620441 Washington Real Estate Investment Trust Common stock 939653101 461 20026 SH DFND 1,2,3 0 0 20026 Waste Management, Inc. Common stock 94106L109 2843 20291 SH DFND 1,2,3 7003 0 13288 Waters Corporation Common stock 941848103 21500 62208 SH DFND 1,2,3 2241 0 59967 Watsco, Inc. Common stock 942622200 236 822 SH DFND 1,2,3 13 0 809 WBI BullBear Global Income ETF Exchange traded fund 00400R874 239 9600 SH DFND 1,2,3 0 0 9600 WEC Energy Group Inc Common stock 92939U106 1658 18644 SH DFND 1,2,3 7942 0 10702 Wells Fargo & Company Common stock 949746101 17991 397235 SH DFND 1,2,3 43281 0 353954 Welltower, Inc. Common stock 95040Q104 2779 33438 SH DFND 1,2,3 692 0 32746 Wendy's Company Common stock 95058W100 278 11870 SH DFND 1,2,3 0 0 11870 WesBanco, Inc. Common stock 950810101 383 10741 SH DFND 1,2,3 0 0 10741 West Pharmaceutical Services, Inc. Common stock 955306105 372 1035 SH DFND 1,2,3 87 0 948 Western Alliance Bancorp Common stock 957638109 480 5166 SH DFND 1,2,3 0 0 5166 Western Asset Municipal High Income Fund Mutual fund 95766N103 436 51504 SH DFND 1,2,3 0 0 51504 Western Digital Corporation Common stock 958102105 1823 25608 SH DFND 1,2,3 73 0 25535 Westinghouse Air Brake Technologies Corporation Common stock 929740108 12503 151926 SH DFND 1,2,3 29984 0 121942 WestRock Company Common stock 96145D105 1247 23426 SH DFND 1,2,3 0 0 23426 Weyerhaeuser Company Common stock 962166104 1275 37041 SH DFND 1,2,3 1994 0 35047 Wheaton Precious Metals Corp Common stock 962879102 1332 30235 SH DFND 1,2,3 20 0 30215 Whirlpool Corporation Common stock 963320106 417 1913 SH DFND 1,2,3 0 0 1913 Willdan Group, Inc. Common stock 96924N100 376 10000 SH DFND 1,2,3 0 0 10000 Williams Companies, Inc. Common stock 969457100 6246 235266 SH DFND 1,2,3 7100 0 228166 Willis Towers Watson Public Limited Company Common stock G96629103 332 1442 SH DFND 1,2,3 0 0 1442 Wintrust Financial Corporation Common stock 97650W108 554 7326 SH DFND 1,2,3 0 0 7326 Wipro Limited Sponsored ADR Common stock 97651M109 184 23514 SH DFND 1,2,3 0 0 23514 WisdomTree Emerging Markets High Dividend Fund Exchange traded fund 97717W315 3457 75670 SH DFND 1,2,3 0 0 75670 WisdomTree Emerging Markets SmallCap Dividend Fund Exchange traded fund 97717W281 704 12926 SH DFND 1,2,3 0 0 12926 WisdomTree International Hedged Quality Dividend Growth Fund Exchange traded fund 97717X594 13929 315708 SH DFND 1,2,3 0 0 315708 WisdomTree International LargeCap Dividend Fund Exchange traded fund 97717W794 205 4147 SH DFND 1,2,3 0 0 4147 WisdomTree International SmallCap Dividend Fund Exchange traded fund 97717W760 239 3196 SH DFND 1,2,3 0 0 3196 WisdomTree Japan SmallCap Dividend Fund Exchange traded fund 97717W836 216 2919 SH DFND 1,2,3 0 0 2919 WisdomTree U.S. High Dividend Fund Exchange traded fund 97717W208 395 5046 SH DFND 1,2,3 0 0 5046 WisdomTree U.S. LargeCap Dividend Fund Exchange traded fund 97717W307 485 4031 SH DFND 1,2,3 0 0 4031 WisdomTree U.S. MidCap Dividend Fund Exchange traded fund 97717W505 19587 466916 SH DFND 1,2,3 23602 0 443314 WisdomTree U.S. SmallCap Dividend Fund Exchange traded fund 97717W604 33429 1048262 SH DFND 1,2,3 50721 0 997541 WisdomTree US Quality Dividend Growth Fund Exchange traded fund 97717X669 5274 88391 SH DFND 1,2,3 178 0 88213 WisdomTree Yield Enhanced U.S. Aggregate Bond Fund Exchange traded fund 97717X511 1216 23299 SH DFND 1,2,3 0 0 23299 Workday, Inc. Class A Common stock 98138H101 232 970 SH DFND 1,2,3 191 0 779 World Acceptance Corporation Common stock 981419104 353 2200 SH DFND 1,2,3 2200 0 0 Wynn Resorts, Limited Common stock 983134107 257 2102 SH DFND 1,2,3 0 0 2102 Xcel Energy Inc. Common stock 98389B100 2955 44861 SH DFND 1,2,3 200 0 44661 Xenia Hotels & Resorts, Inc. Common stock 984017103 595 31754 SH DFND 1,2,3 591 0 31163 Xerox Holdings Corporation Common stock 98421M106 489 20837 SH DFND 1,2,3 0 0 20837 Xilinx, Inc. Common stock 983919101 3683 25465 SH DFND 1,2,3 53 0 25412 XPO Logistics, Inc. Common stock 983793100 28573 204251 SH DFND 1,2,3 11908 0 192343 Xtrackers Harvest CSI 300 China A-Shares ETF Exchange traded fund 233051879 475 11716 SH DFND 1,2,3 0 0 11716 Xtrackers MSCI EAFE Hedged Equity ETF Exchange traded fund 233051200 277668 7398573 SH DFND 1,2,3 79330 0 7319243 Xtrackers USD High Yield Corporate Bond ETF Exchange traded fund 233051432 1428 35435 SH DFND 1,2,3 2989 0 32446 Xylem Inc. Common stock 98419M100 9607 80087 SH DFND 1,2,3 815 0 79272 Yamana Gold Inc. Common stock 98462Y100 66 15561 SH DFND 1,2,3 0 0 15561 Yum China Holdings, Inc. Common stock 98850P109 4208 63511 SH DFND 1,2,3 64 0 63447 Yum! Brands, Inc. Common stock 988498101 11410 99191 SH DFND 1,2,3 1816 0 97375 Zillow Group, Inc. Class C Common stock 98954M200 209 1711 SH DFND 1,2,3 0 0 1711 Zimmer Biomet Holdings, Inc. Common stock 98956P102 2233 13884 SH DFND 1,2,3 1176 0 12708 Zions Bancorporation, N.A. Common stock 989701107 916 17338 SH DFND 1,2,3 14626 0 2712 Zoetis, Inc. Class A Common stock 98978V103 10826 58091 SH DFND 1,2,3 7201 0 50890 Zoom Video Communications, Inc. Class A Common stock 98980L101 1882 4862 SH DFND 1,2,3 178 0 4684