0001463172-21-000100.txt : 20210317 0001463172-21-000100.hdr.sgml : 20210317 20210317195923 ACCESSION NUMBER: 0001463172-21-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Svane Mikkel CENTRAL INDEX KEY: 0001606088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36456 FILM NUMBER: 21752502 MAIL ADDRESS: STREET 1: C/O ZENDESK, INC. STREET 2: 989 MARKET STREET, SUITE 300 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zendesk, Inc. CENTRAL INDEX KEY: 0001463172 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 264411091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 989 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (415) 418-7506 MAIL ADDRESS: STREET 1: 989 MARKET STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 wf-form4_161602554718907.xml FORM 4 X0306 4 2021-03-15 0 0001463172 Zendesk, Inc. ZEN 0001606088 Svane Mikkel 989 MARKET STREET SAN FRANCISCO CA 94103 1 1 0 0 Chair and CEO Common Stock 2021-03-15 4 M 0 539 A 836063 D Common Stock 2021-03-15 4 F 0 268 134.87 D 835795 D Common Stock 2021-03-15 4 M 0 815 A 836610 D Common Stock 2021-03-15 4 F 0 405 134.87 D 836205 D Common Stock 2021-03-15 4 M 0 590 A 836795 D Common Stock 2021-03-15 4 F 0 293 134.87 D 836502 D Common Stock 2021-03-15 4 M 0 525 A 837027 D Common Stock 2021-03-15 4 F 0 261 134.87 D 836766 D Common Stock 2021-03-15 4 M 0 675 A 837441 D Common Stock 2021-03-15 4 F 0 335 134.87 D 837106 D Common Stock 2021-03-15 4 M 0 43875 9.52 A 880981 D Common Stock 2021-03-15 4 S 0 25516 132.7848 D 855465 D Common Stock 2021-03-15 4 S 0 15914 133.7294 D 839551 D Common Stock 2021-03-15 4 S 0 2445 134.3556 D 837106 D Restricted Stock Unit 2021-03-15 4 M 0 539 0 D 2026-02-07 Common Stock 539.0 11872 D Restricted Stock Unit 2021-03-15 4 M 0 815 0 D 2027-02-10 Common Stock 815.0 28544 D Restricted Stock Unit 2021-03-15 4 M 0 590 0 D 2028-02-08 Common Stock 590.0 27743 D Restricted Stock Unit 2021-03-15 4 M 0 525 0 D 2024-05-09 Common Stock 525.0 1051 D Restricted Stock Unit 2021-03-15 4 M 0 675 0 D 2025-02-08 Common Stock 675.0 6751 D Stock Option (Right to Buy) 9.52 2021-03-15 4 M 0 43875 0 D 2024-02-13 Common Stock 43875.0 1491761 D Restricted stock units convert into common stock on a one-for-one basis. Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the Reporting Person. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mikkel Svane on November 23, 2020. This sale price represents the weighted average sale price of the shares sold ranging from $132.25 to $133.2350 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. This sale price represents the weighted average sale price of the shares sold ranging from $133.28 to $134.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. This sale price represents the weighted average sale price of the shares sold ranging from $134.28 to $134.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of January 15, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of February 15, 2020, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of February 15, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of May 15, 2017, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of January 15, 2018, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. The option is early exercisable. 1/60th of the shares vest monthly after the vesting commencement date of February 13, 2014, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events. /s/ Steven Chen via Power-of-Attorney for Mikkel Svane 2021-03-17