0001463101-20-000137.txt : 20201201 0001463101-20-000137.hdr.sgml : 20201201 20201201200609 ACCESSION NUMBER: 0001463101-20-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201127 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kortlang Benjamin John CENTRAL INDEX KEY: 0001543816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 201362151 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_160687115101234.xml FORM 4 X0306 4 2020-11-27 0 0001463101 Enphase Energy, Inc. ENPH 0001543816 Kortlang Benjamin John C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 Common Stock 2020-11-27 4 M 0 49788 2.58 A 181832 D Common Stock 2020-11-27 4 M 0 111052 0.70 A 292884 D Common Stock 2020-11-27 4 M 0 24954 5.53 A 317838 D Common Stock 2020-11-27 4 M 0 10016 14.58 A 327854 D Common Stock 2020-11-27 4 S 0 3539 140.4521 D 324315 D Common Stock 2614 I Joint Trust Non-qualified stock option (right to buy) 2.58 2020-11-27 4 M 0 49788 0 D 2017-04-28 2023-04-27 Common Stock 49788.0 0 D Non-qualified stock option (right to buy) 0.7 2020-11-27 4 M 0 111052 0 D 2018-05-18 2024-05-17 Common Stock 111052.0 0 D Non-qualified stock option (right to buy) 5.53 2020-11-27 4 M 0 24954 0 D 2019-05-17 2025-05-16 Common Stock 24954.0 0 D Non-qualified stock option (right to buy) 14.58 2020-11-27 4 M 0 10016 0 D 2020-05-15 2026-05-14 Common Stock 10016.0 0 D Represents sale of stock to facilitate same day broker-assisted cashless exercise of stock options. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $140.42 to $140.455. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Issued pursuant to the 2011 Equity Incentive Plan. /s/ Lisan Hung, Attorney-in-Fact for Benjamin Kortlang 2020-12-01