0001463101-19-000041.txt : 20190326 0001463101-19-000041.hdr.sgml : 20190326 20190326212607 ACCESSION NUMBER: 0001463101-19-000041 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181130 FILED AS OF DATE: 20190326 DATE AS OF CHANGE: 20190326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kothandaraman Badrinarayanan CENTRAL INDEX KEY: 0001543777 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 19706503 MAIL ADDRESS: STREET 1: ENPHASE ENERGY INC. STREET 2: 1420 NORTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4/A 1 wf-form4a_155364995255914.xml FORM 4/A X0306 4/A 2018-11-30 2018-12-03 0 0001463101 Enphase Energy, Inc. ENPH 0001543777 Kothandaraman Badrinarayanan C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 1 0 0 President & CEO Common Stock 2018-11-30 4 A 0 6769 0 A 316209 D Common Stock 2018-12-03 4 S 0 2370 5.58 D 313839 D RSUs issued pursuant to the 2011 Equity Incentive Plan. RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date. Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1. Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018. This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,659.71. /s/ Denis Quinlan, Attorney-in-Fact for Badri Kothandaraman 2019-03-26