0001463101-18-000019.txt : 20180307 0001463101-18-000019.hdr.sgml : 20180307 20180307181309 ACCESSION NUMBER: 0001463101-18-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180306 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber John Howard CENTRAL INDEX KEY: 0001564288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 18674448 MAIL ADDRESS: STREET 1: 600 CORPORATION DRIVE CITY: PENDLETON STATE: IN ZIP: 46064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 4 1 wf-form4_152046436579618.xml FORM 4 X0306 4 2018-03-06 0 0001463101 Enphase Energy, Inc. ENPH 0001564288 Weber John Howard C/O ENPHASE ENERGY, INC. 1420 NORTH MCDOWELL BLVD PETALUMA CA 94954 1 0 0 0 Common Stock 2018-03-06 4 M 0 27763 0.70 A 27763 D Common Stock 2018-03-06 4 S 0 27763 3.8752 D 0 D Common Stock 2018-03-06 4 M 0 49788 2.58 A 49788 D Common Stock 2018-03-06 4 S 0 49788 3.8752 D 0 D Option (right to buy) 0.7 2018-03-06 4 M 0 27763 0 D 2024-05-17 Common Stock 27763.0 106564 D Stock Option (Right to Buy) 2.58 2018-03-06 4 M 0 49788 0 D 2023-04-27 Common Stock 49788.0 56776 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.98. Issued pursuant to the 2011 Equity Incentive Plan. Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). Remaining options in Table II, column 9 are are vested and unvested options from other grants. All vested options from this grant have been exercised. /s/ Denis Quinlan, Attorney-in-Fact for John Howard Weber 2018-03-07