0001181431-14-029809.txt : 20140820
0001181431-14-029809.hdr.sgml : 20140820
20140820172530
ACCESSION NUMBER: 0001181431-14-029809
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140818
FILED AS OF DATE: 20140820
DATE AS OF CHANGE: 20140820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enphase Energy, Inc.
CENTRAL INDEX KEY: 0001463101
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 204645388
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1420 NORTH MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
BUSINESS PHONE: (707) 763-4784
MAIL ADDRESS:
STREET 1: 1420 NORTH MCDOWELL BLVD.
CITY: PETALUMA
STATE: CA
ZIP: 94954
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOEBBAKA JEFF
CENTRAL INDEX KEY: 0001543879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35480
FILM NUMBER: 141055699
MAIL ADDRESS:
STREET 1: 201 1ST STREET, SUITE 100
CITY: PETALUMA
STATE: CA
ZIP: 94952
4
1
rrd414813.xml
LOEBBAKA FORM 4 - 10B5 PLAN SALE 8/18/14
X0306
4
2014-08-18
0
0001463101
Enphase Energy, Inc.
ENPH
0001543879
LOEBBAKA JEFF
C/O ENPHASE ENERGY, INC.
1420 N. MCDOWELL BLVD.
PETALUMA
CA
94954
0
1
0
0
SVP, Worldwide Sales
Common Stock
2014-08-18
4
M
0
5320
1.6344
A
105320
D
Common Stock
2014-08-18
4
S
0
5320
12.60
D
100000
D
Common Stock
2014-08-18
4
F
0
8907
12.60
D
91093
D
Non-qualified stock option (right to buy)
1.6344
2014-08-18
4
M
0
5320
0
D
2020-06-02
Common Stock
5320
23501
D
Automatic stock option exercise and same-day sale pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014.
When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter.
The shares were sold to cover taxes on delivery of the shares and anticipated income tax, all pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014. 938 of the shares were restricted stock units ("RSU") of the Company previously reported on April 12, 2013 and 7,969 of the shares were RSUs previously reported on March 7, 2014.
Jeff Loebbaka
2014-08-20