0001181431-14-029809.txt : 20140820 0001181431-14-029809.hdr.sgml : 20140820 20140820172530 ACCESSION NUMBER: 0001181431-14-029809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140818 FILED AS OF DATE: 20140820 DATE AS OF CHANGE: 20140820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 1420 NORTH MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOEBBAKA JEFF CENTRAL INDEX KEY: 0001543879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 141055699 MAIL ADDRESS: STREET 1: 201 1ST STREET, SUITE 100 CITY: PETALUMA STATE: CA ZIP: 94952 4 1 rrd414813.xml LOEBBAKA FORM 4 - 10B5 PLAN SALE 8/18/14 X0306 4 2014-08-18 0 0001463101 Enphase Energy, Inc. ENPH 0001543879 LOEBBAKA JEFF C/O ENPHASE ENERGY, INC. 1420 N. MCDOWELL BLVD. PETALUMA CA 94954 0 1 0 0 SVP, Worldwide Sales Common Stock 2014-08-18 4 M 0 5320 1.6344 A 105320 D Common Stock 2014-08-18 4 S 0 5320 12.60 D 100000 D Common Stock 2014-08-18 4 F 0 8907 12.60 D 91093 D Non-qualified stock option (right to buy) 1.6344 2014-08-18 4 M 0 5320 0 D 2020-06-02 Common Stock 5320 23501 D Automatic stock option exercise and same-day sale pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014. When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter. The shares were sold to cover taxes on delivery of the shares and anticipated income tax, all pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 29, 2014. 938 of the shares were restricted stock units ("RSU") of the Company previously reported on April 12, 2013 and 7,969 of the shares were RSUs previously reported on March 7, 2014. Jeff Loebbaka 2014-08-20