0001462216-21-000004.txt : 20210903 0001462216-21-000004.hdr.sgml : 20210903 20210903145046 ACCESSION NUMBER: 0001462216-21-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz H. Michael CENTRAL INDEX KEY: 0001462216 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-55617 FILM NUMBER: 211236162 MAIL ADDRESS: STREET 1: 10 TERRACE ROAD CITY: LADERA RANCH STATE: CA ZIP: 92694 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartStop Self Storage REIT, Inc. CENTRAL INDEX KEY: 0001585389 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 461722812 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 TERRACE ROAD CITY: LADERA RANCH STATE: CA ZIP: 92694 BUSINESS PHONE: 949 429 6600 MAIL ADDRESS: STREET 1: 10 TERRACE ROAD CITY: LADERA RANCH STATE: CA ZIP: 92694 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Storage Trust II, Inc. DATE OF NAME CHANGE: 20130828 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2021-04-29 2021-06-30 0 0001585389 SmartStop Self Storage REIT, Inc. N/A 0001462216 Schwartz H. Michael 10 TERRACE ROAD LADERA RANCH CA 92694 1 1 1 0 Chief Executive Officer Class A Common Stock 117260.79 I Through Schwartz Family Trust dated September 22, 2003 On June 30, 2021, the Reporting Person filed a Form 4 which inadvertently reported that the Reporting Person owns 117,260.79 shares of restricted stock directly. In fact, the Reporting Person owns the 117,260.79 shares of restricted stock indirectly through a family trust. The original Form 4 also inadvertently reported that the date of the earliest transaction reported therein was June 28, 2021, which was the expiration date of the lock-up period to which the transaction securities were subject. The actual date of the earliest transaction reported therein was April 29, 2021, 60 days before the expiration of date of the lock-up period. /s/ H. Michael Schwartz 2021-09-03