0001462216-21-000001.txt : 20210421
0001462216-21-000001.hdr.sgml : 20210421
20210421110532
ACCESSION NUMBER: 0001462216-21-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210419
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz H. Michael
CENTRAL INDEX KEY: 0001462216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55617
FILM NUMBER: 21840022
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartStop Self Storage REIT, Inc.
CENTRAL INDEX KEY: 0001585389
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461722812
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
BUSINESS PHONE: 949 429 6600
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
FORMER COMPANY:
FORMER CONFORMED NAME: Strategic Storage Trust II, Inc.
DATE OF NAME CHANGE: 20130828
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-19
0
0001585389
SmartStop Self Storage REIT, Inc.
N/A
0001462216
Schwartz H. Michael
10 TERRACE ROAD
LADERA RANCH
CA
92694
1
1
0
0
Chief Executive Officer
Class A Common Stock
483224
I
See Footnote 1.
Class A Common Stock
117260.79
D
Long-Term Incentive Plan Units
0
2021-04-19
4
A
0
149193.5
0
A
Class A Common Stock
149193.5
252328.8
I
Through Schwartz Family Trust dated September 22, 2003
Long-Term Incentive Plan Units
0
2021-04-19
4
A
0
99462.4
0
A
Class A Common Stock
99462.4
168219.3
I
Through Schwartz Family Trust dated September 22, 2003
Represents 100 shares of Class A Common Stock owned by SmartStop OP Holdings, LLC and 483,124 shares of Class A Common Stock owned by Strategic 1031, LLC previously reported as being owned by the Reporting Person.
Represents 117,260.79 shares of restricted stock previously reported as being owned by the Reporting Person.
Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into common units of the Operating Partnership ("Common Units"). Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Represents 149,193.50 LTIP Units issued to the Reporting Person pursuant to the Issuer's Employee and Director Long-Term Incentive Plan, which LTIP Units vest ratably over four years commencing on December 31, 2021, subject to the Reporting Person's continued employment or service through each vesting date.
Represents 99,462.40 LTIP Units issued to the Reporting Person pursuant to the Issuer's Employee and Director Long-Term Incentive Plan, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures. Assuming the achievement of the specified performance measures, the LTIP Units, as adjusted, will vest no later than March 31, 2024.
/s/ H. Michael Schwartz
2021-04-21