0001578563-24-000101.txt : 20240216 0001578563-24-000101.hdr.sgml : 20240216 20240216175537 ACCESSION NUMBER: 0001578563-24-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240214 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derraik Renato CENTRAL INDEX KEY: 0001864098 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 24649852 MAIL ADDRESS: STREET 1: C/O LIVE OAK BANCSHARES, INC. STREET 2: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 wk-form4_1708124117.xml FORM 4 X0508 4 2024-02-14 0 0001462120 Live Oak Bancshares, Inc. LOB 0001864098 Derraik Renato 1741 TIBURON DRIVE WILMINGTON NC 28403 0 1 0 0 Chief Info./Digital Off., Bank 0 Voting Common Stock 2024-02-14 4 M 0 17923 A 30851 D Voting Common Stock 2024-02-14 4 F 0 8091 38.55 D 22760 D Voting Common Stock 2024-02-15 4 M 0 1580 A 24340 D Voting Common Stock 2024-02-15 4 F 0 786 39.21 D 23554 D Restricted Stock Units 2024-02-14 4 M 0 17923 0 D Voting Common Stock 17923 71692 D Restricted Stock Units 2024-02-15 4 M 0 1580 0 D Voting Common Stock 1580 4740 D Restricted Stock Units Voting Common Stock 75000 75000 D Restricted Stock Units Voting Common Stock 21281 21281 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in five pro rata annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. /s/ Jonathan A. Greene, By Power of Attorney 2024-02-16