0001209191-23-009586.txt : 20230214 0001209191-23-009586.hdr.sgml : 20230214 20230214210646 ACCESSION NUMBER: 0001209191-23-009586 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garriott Huntley CENTRAL INDEX KEY: 0001754522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 23633328 MAIL ADDRESS: STREET 1: C/O LIVE OAK BANCSHARES, INC. STREET 2: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-10 0 0001462120 Live Oak Bancshares, Inc. LOB 0001754522 Garriott Huntley 1741 TIBURON DRIVE WILMINGTON NC 28403 0 1 0 0 President, Live Oak Bank Voting Common Stock 2023-02-10 4 M 0 4449 A 380895 D Voting Common Stock 2023-02-10 4 F 0 1404 34.34 D 379491 D Voting Common Stock 2023-02-13 4 M 0 7500 A 386991 D Voting Common Stock 2023-02-13 4 F 0 2209 35.15 D 384782 D Restricted Stock Units 2023-02-10 4 M 0 4449 0.00 D Voting Common Stock 4449 8899 D Restricted Stock Units 2023-02-13 4 M 0 7500 0.00 D Voting Common Stock 7500 0 D Restricted Stock Units Voting Common Stock 500000 500000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. 4,449 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 4,450 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in equal annual installments beginning on February 11, 2020 as follows: 7,500 shares vest on each of February 11, 2020, 2021, 2022, and 2023. 100,000 of the RSUs will vest annually beginning on February 22, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. /s/ Jonathan A. Greene, By Power of Attorney 2023-02-14