0001209191-21-062750.txt : 20211103 0001209191-21-062750.hdr.sgml : 20211103 20211103172055 ACCESSION NUMBER: 0001209191-21-062750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janson Susan N CENTRAL INDEX KEY: 0001737875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 211376637 MAIL ADDRESS: STREET 1: C/O LIVE OAK BANCSHARES, INC. STREET 2: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-01 0 0001462120 Live Oak Bancshares, Inc. LOB 0001737875 Janson Susan N 1741 TIBURON DRIVE WILMINGTON NC 28403 0 1 0 0 Chief Risk Off., Live Oak Bank Voting Common Stock 2021-11-01 4 S 0 13368 85.69 D 28630 D Restricted Stock Units Voting Common Stock 8009 8009 D Restricted Stock Units Voting Common Stock 1973 1973 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. 2,002 of the RSUs will vest on each of February 10, 2022, 2023, and 2024; and 2,003 of the RSUs will vest on February 10, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. /s/ Jonathan A. Greene, by Power of Attorney 2021-11-03