0001209191-19-030575.txt : 20190516 0001209191-19-030575.hdr.sgml : 20190516 20190516180254 ACCESSION NUMBER: 0001209191-19-030575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glossman Diane Beth CENTRAL INDEX KEY: 0001545352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 19833591 MAIL ADDRESS: STREET 1: 2820 RIVER ROAD CITY: NEW HOPE STATE: PA ZIP: 18938 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-14 0 0001462120 Live Oak Bancshares, Inc. LOB 0001545352 Glossman Diane Beth 1741 TIBURON DRIVE WILMINGTON NC 28403 1 0 0 0 Voting Common Stock 2019-05-15 4 M 0 2000 A 32102 D Restricted Stock Units 2019-05-14 4 A 0 2990 0.00 A Voting Common Stock 2990 2990 D Restricted Stock Units 2019-05-15 4 M 0 2000 0.00 D Voting Common Stock 2000 0 D Stock Option (right to buy) 10.634 2024-09-19 Voting Common Stock 30000 30000 D Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. The restricted stock units vest on May 1, 2020. The restricted stock units vested on May 15, 2019. The shares subject to this option vest and become exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vest on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of September 19, 2020 and 2021. /s/ Jonathan A. Greene, by Power of Attorney 2019-05-16