0001209191-18-057232.txt : 20181105 0001209191-18-057232.hdr.sgml : 20181105 20181105170433 ACCESSION NUMBER: 0001209191-18-057232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janson Susan N CENTRAL INDEX KEY: 0001737875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 181160638 MAIL ADDRESS: STREET 1: C/O LIVE OAK BANCSHARES, INC. STREET 2: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-01 0 0001462120 Live Oak Bancshares, Inc. LOB 0001737875 Janson Susan N 1741 TIBURON DRIVE WILMINGTON NC 28403 0 1 0 0 Chief Risk Off., Live Oak Bank Voting Common Stock 2018-11-01 4 P 0 1000 18.817 A 2000 D Performance Restricted Stock Units 2025-05-14 Voting Common Stock 75000 75000 D Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2025. /s/ Jonathan A. Greene, by Power of Attorney 2018-11-05