0000892712-15-000467.txt : 20150403 0000892712-15-000467.hdr.sgml : 20150403 20150403113607 ACCESSION NUMBER: 0000892712-15-000467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 504 FUND CENTRAL INDEX KEY: 0001582138 IRS NUMBER: 464014640 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-247-4880 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 FORMER COMPANY: FORMER CONFORMED NAME: PENNANT 504 FUND DATE OF NAME CHANGE: 20130723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIVE OAK BANK CENTRAL INDEX KEY: 0001638607 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22875 FILM NUMBER: 15750543 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22875 FILM NUMBER: 15750544 BUSINESS ADDRESS: STREET 1: 2605 IRON GATE DRIVE, SUITE 100 CITY: WILMINGTON STATE: NC ZIP: 28412 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 2605 IRON GATE DRIVE, SUITE 100 CITY: WILMINGTON STATE: NC ZIP: 28412 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-03-31 0001582138 504 FUND XPNNX 0001462120 Live Oak Bancshares, Inc. 1741 TIBURON DRIVE WILMINGTON NC 28403 0 0 0 1 Investment Advisor Affiliate 0001638607 LIVE OAK BANK 1741 TIBURON DRIVE WILMINGTON NC 28403 0 0 0 1 Investment Advisor Affiliate Common Stock 2015-03-31 4 I 0 190380.762 9.98 A 190380.762 I By Live Oak Banking Company These shares are owned directly by Live Oak Banking Company, which is a wholly-owned subsidiary of Live Oak Bancshares, Inc. Live Oak Bancshares Inc. By: Lynn Burney, Secretary 2015-04-02 Live Oak Banking Company By: Lynn Burney, Secretary 2015-04-02