0001209191-17-002478.txt : 20170105 0001209191-17-002478.hdr.sgml : 20170105 20170105215149 ACCESSION NUMBER: 0001209191-17-002478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEMPRA, INC. CENTRAL INDEX KEY: 0001461993 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262644445 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6320 QUADRANGLE DRIVE STREET 2: SUITE 360 CITY: CHAPEL HILL STATE: NC ZIP: 27517-8149 BUSINESS PHONE: 919-576-2306 MAIL ADDRESS: STREET 1: 6320 QUADRANGLE DRIVE STREET 2: SUITE 360 CITY: CHAPEL HILL STATE: NC ZIP: 27517-8149 FORMER COMPANY: FORMER CONFORMED NAME: Cempra Holdings, LLC DATE OF NAME CHANGE: 20090414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore David CENTRAL INDEX KEY: 0001528302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35405 FILM NUMBER: 17512783 MAIL ADDRESS: STREET 1: 4819 EMPEROR BOULEVARD STREET 2: SUITE 400 CITY: DURHAM STATE: NC ZIP: 27703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-03 0 0001461993 CEMPRA, INC. CEMP 0001528302 Moore David 6320 QUADRANGLE DRIVE SUITE 360 CHAPEL HILL NC 27517 0 1 0 0 Chief Commercial Officer Common Stock 1500 D Employee Stock Option (Right to Buy) 23.51 2024-12-31 Common Stock 36363 36363 D Employee Stock Option (Right to Buy) 12.79 2024-01-01 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 31.13 2025-12-31 Common Stock 59660 59660 D Employee Stock Option (Right to Buy) 3.00 2017-01-03 4 A 0 125000 0.00 A 2027-01-02 Common Stock 125000 125000 D Restricted Stock Units 2017-01-03 4 A 0 50000 0.00 A Common Stock 50000 50000 D The option vests on the following schedule: 1/48th of the shares shall vest at the end of each month over 48th months, beginning after 01/01/2015. The option vests according to the following schedule: 25,000 shares vested immediately on January 2, 2014 and 18,750 shares vest in one year annual installments, beginning January 2, 2015. The option vests on the following schedule: 1/48th of the shares shall vest at the end of each month over 48th months, beginning after January 1, 2016. The option vests according to the following schedule: 1/48th of the shares shall vest at the end of each month over 48 months, beginning after 01/01/2017. Each restricted stock unit represents a contingent right to receive one share of Cempra, Inc. common stock. The restricted stock units vest in full on January 1, 2019, subject to continued employment, or upon termination without cause. /s/ Alexander M. Donaldson, by Power of Attorney 2017-01-05