President

0001461790-20-000019.txt : 20201113 0001461790-20-000019.hdr.sgml : 20201113 20201113160220 ACCESSION NUMBER: 0001461790-20-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 201311390 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001461790 XXXXXXXX 09-30-2020 09-30-2020 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Daniel Gosselin President 416-365-2155 /s/Daniel Gosselin TORONTO A6 11-13-2020 0 243 668893 false INFORMATION TABLE 2 informationtable.xml 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 355 417164 SH Call SOLE 417164 0 0 8I ENTERPRISES ACQUISITION C SH G2956M104 840 93343 SH SOLE 93343 0 0 ABBVIE INC COM 00287Y109 2190 25000 SH Call SOLE 25000 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 2359 35000 SH SOLE 35000 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 5993 586379 SH SOLE 586379 0 0 ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 591 58933 SH SOLE 58933 0 0 AECOM COM 00766T100 418 10000 SH Call SOLE 10000 0 0 AECOM COM 00766T100 1046 25000 SH SOLE 25000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.25012/1 007800AB1 4875 3062 PRN SOLE 3062 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 1197 30000 SH Put SOLE 30000 0 0 AGNICO EAGLE MINES LTD COM 008474108 2985 37500 SH Call SOLE 37500 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 618 17952 SH 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