President

0001461790-20-000012.txt : 20200515 0001461790-20-000012.hdr.sgml : 20200515 20200515162635 ACCESSION NUMBER: 0001461790-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P. CENTRAL INDEX KEY: 0001461790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16812 FILM NUMBER: 20885769 BUSINESS ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 BUSINESS PHONE: 416-365-2155 MAIL ADDRESS: STREET 1: 2 BLOOR STREET WEST STREET 2: SUITE 801 CITY: TORONTO STATE: A6 ZIP: M4W 3E2 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001461790 XXXXXXXX 03-31-2020 03-31-2020 K2 PRINCIPAL FUND, L.P.

2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2

13F HOLDINGS REPORT 028-16812 N Daniel Gosselin President 416-365-2155 /s/Daniel Gosselin TORONTO A6 05-15-2020 0 233 527573 false INFORMATION TABLE 2 informationtable.xml 3M CO COM 88579Y101 949 6955 SH SOLE 6955 0 0 3M CO COM 88579Y101 683 5000 SH Call SOLE 5000 0 0 8I ENTERPRISES ACQUISITION C SH G2956M104 2295 227497 SH SOLE 227497 0 0 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 192 492715 SH Call SOLE 492715 0 0 8I ENTERPRISES ACQUISITION C W EXP 10/29/202 G2956M112 17 96093 SH Call SOLE 96093 0 0 ADESTO TECHNOLOGIES CORP COM 00687D101 460 41066 SH SOLE 41066 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 492 15000 SH SOLE 15000 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.25012/1 007800AB1 4971 3000 PRN SOLE 3000 0 0 AGNICO EAGLE MINES LTD COM 008474108 1592 40000 SH Call SOLE 40000 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 1856 176736 SH SOLE 176736 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 146 766539 SH Call SOLE 766539 0 0 ALBERTON ACQUISITION CORP W 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