0001461790-18-000019.txt : 20180420
0001461790-18-000019.hdr.sgml : 20180420
20180420181235
ACCESSION NUMBER: 0001461790-18-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180419
FILED AS OF DATE: 20180420
DATE AS OF CHANGE: 20180420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kimel Shawn
CENTRAL INDEX KEY: 0001462149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 18767671
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 & Associates Investment Management Inc.
CENTRAL INDEX KEY: 0001462151
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 18767672
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shawn Kimel Investments, Inc.
CENTRAL INDEX KEY: 0001462150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 18767673
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-865-2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR 2009 INC
CENTRAL INDEX KEY: 0001489956
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 18767674
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 GENPAR LP
CENTRAL INDEX KEY: 0001489957
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 18767675
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416 865 2739
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: K2 PRINCIPAL FUND, L.P.
CENTRAL INDEX KEY: 0001461790
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37712
FILM NUMBER: 18767676
BUSINESS ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
BUSINESS PHONE: 416-365-2155
MAIL ADDRESS:
STREET 1: 2 BLOOR STREET WEST
STREET 2: SUITE 801
CITY: TORONTO
STATE: A6
ZIP: M4W 3E2
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rosehill Resources Inc.
CENTRAL INDEX KEY: 0001659122
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 475500436
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
BUSINESS PHONE: 713-654-8080
MAIL ADDRESS:
STREET 1: 16200 PARK ROW
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: KLR Energy Acquisition Corp.
DATE OF NAME CHANGE: 20151123
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-04-19
0
0001659122
Rosehill Resources Inc.
ROSE
0001461790
K2 PRINCIPAL FUND, L.P.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489957
K2 GENPAR LP
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001489956
K2 GENPAR 2009 INC
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462150
Shawn Kimel Investments, Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462151
K2 & Associates Investment Management Inc.
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
0001462149
Kimel Shawn
2 BLOOR STREET WEST
SUITE 801
TORONTO
A6
M4W 3E2
ONTARIO, CANADA
0
0
1
0
Class A Common Stock
2018-04-19
4
S
0
7564
7.5584
D
427470
D
Warrants
11.5
2017-05-27
2022-04-27
Class A Common Stock
1164548
1164548
D
8% Series A Cumulative Perpetual Preferred Stock
Class A Common Stock
929912
10694
D
Each shares of Series A Preferred Stock is convertible into 86.9565 shares of Class A Common Stock and there is no expiration
The Series A Preferred Stock is convertible into Class A Common Stock any time
/s/ Daniel Gosselin, President, The K2 Principal Fund L.P
2018-04-20
/s/ Daniel Gosselin, President, K2 GenPar L.P
2018-04-20
/s/ Daniel Gosselin, President, K2 Genpar 2009 Inc.
2018-04-20
/s/ Daniel Gosselin, President, Shawn Kimel Investments Inc.
2018-04-20
/s/ Daniel Gosselin, President, K2 & Associates Investment Management Inc
2018-04-20
/s/ Daniel Gosselin, in his individual capacity
2018-04-20