0001461782-15-000001.txt : 20150306 0001461782-15-000001.hdr.sgml : 20150306 20150306112756 ACCESSION NUMBER: 0001461782-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150306 DATE AS OF CHANGE: 20150306 EFFECTIVENESS DATE: 20150306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whitebox Concentrated Convertible Arbitrage Fund, Ltd. CENTRAL INDEX KEY: 0001461782 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130413 FILM NUMBER: 15680221 BUSINESS ADDRESS: STREET 1: C/O TRIDENT TRUST CO (BVI) LTD. STREET 2: TRIDENT CHAMBERS, P.O. BOX 146 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 6122536025 MAIL ADDRESS: STREET 1: C/O TRIDENT TRUST CO (BVI) LTD. STREET 2: TRIDENT CHAMBERS, P.O. BOX 146 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Whitetbox Concentrated Convertible Arbitrage Fund, Ltd. DATE OF NAME CHANGE: 20090409 D/A 1 primary_doc.xml X0707 D/A LIVE 0001461782 Whitebox Concentrated Convertible Arbitrage Fund, Ltd. c/o Appleby Corporate Services (BVI) Ltd Jayla Place Wickhams Cay 1, PO Box 3190 ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH VG1110 6122536001 VIRGIN ISLANDS, BRITISH Whitetbox Concentrated Convertible Arbitrage Fund, Ltd. Other British Virgin Islands Business Company true N/A Whitebox Concentrated Convertible Arbitrage Advisors, LLC 3033 Excelsior Blvd. Suite 300 Minneapolis MN MINNESOTA 55416 Promoter Investment Manager of the Issuer Andrew Redleaf 3033 Excelsior Blvd. Suite 300 Minneapolis MN MINNESOTA 55416 Executive Officer Chief Operating Officer of the Issuer's Investment Manager Calum McKenzie Folio Corporate Services Limited Folio Chambers, P.O. Box 800 Road Town D8 VIRGIN ISLANDS, BRITISH 00000 Director Director of the Issuer William Harris Folio Corporate Services Limited Folio Chambers, P.O. Box 800 Road Town D8 VIRGIN ISLANDS, BRITISH 00000 Director Director of the Issuer Mark Strefling 3033 Excelsior Blvd. Suite 300 Minneapolis MN MINNESOTA 55416 Executive Officer Chief Operating Officer of the Issuer's Investment Manager George Bashforth Appleby Trust (Cayman) Limited PO Box 1350 Clifton House 75 Fort Street Grand Cayman E9 CAYMAN ISLANDS KY1-1108 Director Director of the Issuer Richard McMillan Appleby Trust (Cayman) Limited PO Box 1350 Clifton House 75 Fort Street Grand Cayman E9 CAYMAN ISLANDS KY1-1108 Director Director of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001461782-14-000001 2009-04-01 true true true false 5000000 Emergent Financial Group, Inc. 37891 None None 3600 American Boulevard W Minneapolis MN MINNESOTA 55431 GA GEORGIA TX TEXAS false Indefinite 137188638 Indefinite false 26 35602 0 0 false Whitebox Concentrated Convertible Arbitrage Fund, Ltd. /s/ Mark Strefling Mark Strefling Chief Operating Officer of the Issuer's Investment Manager 2015-03-05