0001461782-15-000001.txt : 20150306
0001461782-15-000001.hdr.sgml : 20150306
20150306112756
ACCESSION NUMBER: 0001461782-15-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20150306
DATE AS OF CHANGE: 20150306
EFFECTIVENESS DATE: 20150306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
CENTRAL INDEX KEY: 0001461782
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-130413
FILM NUMBER: 15680221
BUSINESS ADDRESS:
STREET 1: C/O TRIDENT TRUST CO (BVI) LTD.
STREET 2: TRIDENT CHAMBERS, P.O. BOX 146
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 6122536025
MAIL ADDRESS:
STREET 1: C/O TRIDENT TRUST CO (BVI) LTD.
STREET 2: TRIDENT CHAMBERS, P.O. BOX 146
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Whitetbox Concentrated Convertible Arbitrage Fund, Ltd.
DATE OF NAME CHANGE: 20090409
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001461782
Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
c/o Appleby Corporate Services (BVI) Ltd
Jayla Place Wickhams Cay 1, PO Box 3190
ROAD TOWN, TORTOLA
D8
VIRGIN ISLANDS, BRITISH
VG1110
6122536001
VIRGIN ISLANDS, BRITISH
Whitetbox Concentrated Convertible Arbitrage Fund, Ltd.
Other
British Virgin Islands Business Company
true
N/A
Whitebox Concentrated Convertible Arbitrage Advisors, LLC
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Promoter
Investment Manager of the Issuer
Andrew
Redleaf
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
Calum
McKenzie
Folio Corporate Services Limited
Folio Chambers, P.O. Box 800
Road Town
D8
VIRGIN ISLANDS, BRITISH
00000
Director
Director of the Issuer
William
Harris
Folio Corporate Services Limited
Folio Chambers, P.O. Box 800
Road Town
D8
VIRGIN ISLANDS, BRITISH
00000
Director
Director of the Issuer
Mark
Strefling
3033 Excelsior Blvd.
Suite 300
Minneapolis
MN
MINNESOTA
55416
Executive Officer
Chief Operating Officer of the Issuer's Investment Manager
George
Bashforth
Appleby Trust (Cayman) Limited
PO Box 1350 Clifton House 75 Fort Street
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1108
Director
Director of the Issuer
Richard
McMillan
Appleby Trust (Cayman) Limited
PO Box 1350 Clifton House 75 Fort Street
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1108
Director
Director of the Issuer
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001461782-14-000001
2009-04-01
true
true
true
false
5000000
Emergent Financial Group, Inc.
37891
None
None
3600 American Boulevard W
Minneapolis
MN
MINNESOTA
55431
GA
GEORGIA
TX
TEXAS
false
Indefinite
137188638
Indefinite
false
26
35602
0
0
false
Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
/s/ Mark Strefling
Mark Strefling
Chief Operating Officer of the Issuer's Investment Manager
2015-03-05