0000919574-20-004319.txt : 20200626 0000919574-20-004319.hdr.sgml : 20200626 20200626124607 ACCESSION NUMBER: 0000919574-20-004319 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200626 DATE AS OF CHANGE: 20200626 EFFECTIVENESS DATE: 20200626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whitebox Relative Value Fund, Ltd. CENTRAL INDEX KEY: 0001461782 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130413 FILM NUMBER: 20992446 BUSINESS ADDRESS: STREET 1: ESTERA CORPORATE SERVICES (BVI) LTD STREET 2: JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: ESTERA CORPORATE SERVICES (BVI) LTD STREET 2: JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 FORMER COMPANY: FORMER CONFORMED NAME: Whitebox Concentrated Convertible Arbitrage Fund, Ltd. DATE OF NAME CHANGE: 20090420 FORMER COMPANY: FORMER CONFORMED NAME: Whitetbox Concentrated Convertible Arbitrage Fund, Ltd. DATE OF NAME CHANGE: 20090409 D/A 1 primary_doc.xml X0708 D/A LIVE 0001461782 Whitebox Relative Value Fund, Ltd. ESTERA CORPORATE SERVICES (BVI) LTD JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190 ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH VG1110 612-253-6001 VIRGIN ISLANDS, BRITISH None Whitebox Concentrated Convertible Arbitrage Fund, Ltd. Whitetbox Concentrated Convertible Arbitrage Fund, Ltd. Other British Virgin Islands Business Company true -- Whitebox Advisors LLC 3033 Excelsior Blvd Suite 500 Minneapolis MN MINNESOTA 55416 Executive Officer Investment Manager Calum McKenzie Folio Corporate Services Limited Folio Chambers, P.O. Box 800 Road Town D8 VIRGIN ISLANDS, BRITISH 00000 Director William Harris Folio Corporate Services Limited Folio Chambers, P.O. Box 800 Road Town D8 VIRGIN ISLANDS, BRITISH 00000 Director George Bashforth Crestbridge Cayman Limited 45 Market Street, PO Box 31243 Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1205 Director Richard Gordon Estera Trust (Cayman) Limited PO Box 1350 Clifton House 75 Fort Street Grand Cayman E9 CAYMAN ISLANDS KY1-1108 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001461782-19-000002 2009-04-01 true true true false 5000000 Emergent Financial Group, Inc. 37891 None None 3600 AMERICAN BOULEVARD W MINNEAPOLIS MN MINNESOTA 55431 AL ALABAMA AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Register Financial Associates, Inc. 30568 None None 3500 LENOX ROAD SUITE 1700 ATLANTA GA GEORGIA 30326 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WY WYOMING false Indefinite 1064970149 Indefinite false 108 440028 true 0 true 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. false Whitebox Relative Value Fund, Ltd. /s/ Elissa Weddle Elissa Weddle Chief Legal Officer of the Investment Manager 2020-06-26