0001263713-22-000004.txt : 20220627 0001263713-22-000004.hdr.sgml : 20220627 20220627154008 ACCESSION NUMBER: 0001263713-22-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220627 DATE AS OF CHANGE: 20220627 EFFECTIVENESS DATE: 20220627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whitebox Multi-Strategy Fund, Ltd. CENTRAL INDEX KEY: 0001461781 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130411 FILM NUMBER: 221044386 BUSINESS ADDRESS: STREET 1: ESTERA CORPORATE SERVICES (BVI) LTD STREET 2: JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 612-253-6001 MAIL ADDRESS: STREET 1: ESTERA CORPORATE SERVICES (BVI) LTD STREET 2: JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001461781 Whitebox Multi-Strategy Fund, Ltd. Estera Corporate Services (BVI) Ltd Jayla Place, Wickhams Cay 1 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH VG1110 612-253-6001 VIRGIN ISLANDS, BRITISH None None Other British Virgin Islands Business Company true n/a Whitebox Advisors LLC 3033 Excelsior Blvd, Suite 500 Minneapolis MN MINNESOTA 55416 Executive Officer Investment Manager Paul Roos Whitebox Advisors LLC 3033 Excelsior Blvd, Suite 500 Minneapolis MN MINNESOTA 55416 Executive Officer Calum McKenzie Hatstone Group Folio Chambers Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH 00000 Director William Harris Hatstone Group Folio Chambers Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH 00000 Director George Bashforth Crestbridge Cayman Limited 9 Forum Lane Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1205 Director Richard Gordon Estera Trust (Cayman) Limited Clifton House, 75 Fort St. Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1108 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-21-004273 2009-04-01 true true false 5000000 Emergent Financial Group, Inc. 37891 None None 3600 American Boulevard West Suite 670 Minneapolis MN MINNESOTA 55431 AL ALABAMA AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Register Financial Associates, Inc. 30568 None None 3500 Lenox Road Suite 1700 Atlanta GA GEORGIA 30326 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false UBS Finanical Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Indefinite 1466435275 Indefinite false 379 2639761 true 0 Emergent Financial Group, Inc. no longer acts as placement agent. 0 false Whitebox Multi-Strategy Fund, Ltd. Jaime McPhee Jaime McPhee Deputy Chief Compliance Officer & Counsel 2022-06-27