0000919574-21-004273.txt : 20210625
0000919574-21-004273.hdr.sgml : 20210625
20210625123758
ACCESSION NUMBER: 0000919574-21-004273
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20210625
DATE AS OF CHANGE: 20210625
EFFECTIVENESS DATE: 20210625
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Whitebox Multi-Strategy Fund, Ltd.
CENTRAL INDEX KEY: 0001461781
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-130411
FILM NUMBER: 211046276
BUSINESS ADDRESS:
STREET 1: ESTERA CORPORATE SERVICES (BVI) LTD
STREET 2: JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 612-253-6001
MAIL ADDRESS:
STREET 1: ESTERA CORPORATE SERVICES (BVI) LTD
STREET 2: JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001461781
Whitebox Multi-Strategy Fund, Ltd.
ESTERA CORPORATE SERVICES (BVI) LTD
JAYLA PLACE WICKHAMS CAY 1, PO BOX 3190
ROAD TOWN, TORTOLA
D8
VIRGIN ISLANDS, BRITISH
VG1110
612-253-6001
VIRGIN ISLANDS, BRITISH
None
None
Other
British Virgin Islands Business Company
true
-
Whitebox Advisors LLC
3033 Excelsior Blvd
Suite 500
Minneapolis
MN
MINNESOTA
55416
Executive Officer
Investment Manager
Calum
McKenzie
Folio Corporate Services Limited
Folio Chambers, P.O. Box 800
Road Town
D8
VIRGIN ISLANDS, BRITISH
00000
Director
William
Harris
Folio Corporate Services Limited
Folio Chambers, P.O. Box 800
Road Town
D8
VIRGIN ISLANDS, BRITISH
00000
Director
George
Bashforth
Crestbridge Cayman Limited
45 Market Street, PO Box 31243
Camana Bay, Grand Cayman
E9
CAYMAN ISLANDS
KY1-1205
Director
Richard
Gordon
Estera Trust (Cayman) Limited
PO Box 1350 Clifton House 75 Fort Street
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1108
Director
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0000919574-20-004313
2009-04-01
true
true
true
false
5000000
Emergent Financial Group, Inc.
37891
None
None
3600 AMERICAN BOULEVARD WEST
SUITE 670
MINNEAPOLIS
MN
MINNESOTA
55431
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
false
Register Financial Associates, Inc.
30568
None
None
3500 LENOX ROAD
SUITE 1700
ATLANTA
GA
GEORGIA
30326
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MS
MISSISSIPPI
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WY
WYOMING
false
UBS Finanical Services Inc.
8174
None
None
1200 HARBOR BOULEVARD
WEEHAWKEN
NJ
NEW JERSEY
07086
All States
false
Indefinite
1443135275
Indefinite
false
368
2180935
true
0
true
0
true
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
false
Whitebox Multi-Strategy Fund, Ltd.
/s/ Daniel Altabef
Daniel Altabef
General Counsel - Regulatory Affairs & Compliance
2021-06-25