X0306 4 2013-06-28 0001461640 HomeTown Bankshares Corp HMTA 0001570427 Rakes William R. C/O HOMETOWN BANKSHARES CORPORATION 202 S. JEFFERSON STREET ROANOKE VA 24011 1 1 Chairman of Board Series C, Convertible Preferred Stock 2013-06-28 4 P 0 100 1000 A 2013-06-28 Common Stock 16000 38000 D Series C, Convertible Preferred Stock 2013-06-28 4 P 0 100 1000 A 2013-06-28 Common Stock 16000 54000 I Owned by spouse. Series C Convertible Preferred Stock, issue price of $1,000 per share is convertible into 160 shares of common stock at a conversion price of $6.25 per common share. Series C Convertible Preferred Stock is perpetual and the conversion feature does not expire. /s/ Charles W. Maness, Jr. as attorney-in-fact for William R. Rakes 2013-07-02