0001461590-21-000002.txt : 20211209
0001461590-21-000002.hdr.sgml : 20211209
20211209210549
ACCESSION NUMBER: 0001461590-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211209
DATE AS OF CHANGE: 20211209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Wayne
CENTRAL INDEX KEY: 0001461590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55617
FILM NUMBER: 211483430
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartStop Self Storage REIT, Inc.
CENTRAL INDEX KEY: 0001585389
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461722812
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
BUSINESS PHONE: 949 429 6600
MAIL ADDRESS:
STREET 1: 10 TERRACE ROAD
CITY: LADERA RANCH
STATE: CA
ZIP: 92694
FORMER COMPANY:
FORMER CONFORMED NAME: Strategic Storage Trust II, Inc.
DATE OF NAME CHANGE: 20130828
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-12-09
0
0001585389
SmartStop Self Storage REIT, Inc.
N/A
0001461590
Johnson Wayne
10 TERRACE ROAD
LADERA RANCH
CA
92694
0
1
0
0
President and CIO
Class A Common Stock
23452.16
D
Long-Term Incentive Plan Units
0
Class A Common Stock
40788.4
40788.4
D
Long-Term Incentive Plan Units
0
Class A Common Stock
27192.3
27192.3
D
Class A-1 Units
0
2021-12-09
4
J
0
495063
A
Class A Common Stock
495063
495063
D
Represents 23,452.16 shares of restricted stock previously reported as being owned by the Reporting Person.
Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Represents 40,788.4 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units vest ratably over a four-year period commencing on December 31 of the year of grant, subject to the Reporting Person's continued employment or service through each vesting date. 20,627.1 LTIP Units were granted on April 22, 2020, and 20,161.3 LTIP Units were granted on April 19, 2021.
Represents 27,192.3 LTIP Units previously reported as being owned by the Reporting Person, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures. Assuming the achievement of the specified performance measures, 13,751.4 LTIP Units, as adjusted, will vest no later than March 31, 2023, and 13,440.9 LTIP Units, as adjusted, will vest no later than March 31, 2024.
Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
On December 9, 2021, the Reporting Person acquired 495,063 Class A-1 Units from SS Asset Management Holdings, LLC ("SSAMH"), in exchange for the complete redemption of the Reporting Person's equity interests in SSAMH.
/s/ Wayne Johnson
2021-12-09