0001085146-22-001560.txt : 20220426 0001085146-22-001560.hdr.sgml : 20220426 20220425175437 ACCESSION NUMBER: 0001085146-22-001560 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220426 DATE AS OF CHANGE: 20220425 EFFECTIVENESS DATE: 20220426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 22851037 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001461287 XXXXXXXX 03-31-2022 03-31-2022 false Narwhal Capital Management

531 ROSELANE STREET SUITE 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 N Jonathan Hicks 770-344-0172 /s/ Jonathan Hicks Marietta GA 04-25-2022 0 155 854162 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 35 15250 SH SOLE 0 15250 0 ABBOTT LABS COM 002824100 7174 60609 SH SOLE 0 60609 0 ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 00326A104 2580 138842 SH SOLE 0 138842 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 10807 23720 SH SOLE 0 23720 0 ALPHABET INC CAP STK CL C 02079K107 40909 14647 SH SOLE 0 14647 0 ALTRIA GROUP INC COM 02209S103 1410 26985 SH SOLE 0 26985 0 AMAZON COM INC COM 023135106 30676 9410 SH SOLE 0 9410 0 AMERICAN EXPRESS CO COM 025816109 13852 74075 SH SOLE 0 74075 0 AMGEN INC COM 031162100 1160 4797 SH SOLE 0 4797 0 ANALOG DEVICES INC COM 032654105 7088 42912 SH SOLE 0 42912 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 203 3376 SH SOLE 0 3376 0 ANTHEM INC COM 036752103 4776 9722 SH SOLE 0 9722 0 APPLE INC COM 037833100 54629 312861 SH SOLE 0 312861 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2645 5 SH SOLE 0 5 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 207 587 SH SOLE 0 587 0 BHP GROUP LTD SPONSORED ADS 088606108 1112 14400 SH SOLE 0 14400 0 BK OF AMERICA CORP COM 060505104 335 8120 SH SOLE 0 8120 0 BLACKROCK INC COM 09247X101 16960 22194 SH SOLE 0 22194 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 12470 527728 SH SOLE 0 527728 0 BLACKSTONE INC COM 09260D107 9111 71778 SH SOLE 0 71778 0 BOEING CO COM 097023105 3321 17343 SH SOLE 0 17343 0 CARNIVAL CORP COMMON STOCK 143658300 1988 98300 SH SOLE 0 98300 0 CATERPILLAR INC COM 149123101 1045 4690 SH SOLE 0 4690 0 CHEVRON CORP NEW COM 166764100 5791 35562 SH SOLE 0 35562 0 CINCINNATI FINL CORP COM 172062101 1674 12312 SH SOLE 0 12312 0 CISCO SYS INC COM 17275R102 11905 213497 SH SOLE 0 213497 0 CITIGROUP INC COM NEW 172967424 436 8163 SH SOLE 0 8163 0 CMC MATERIALS INC COM 12571T100 2634 14209 SH SOLE 0 14209 0 COCA COLA CO COM 191216100 1159 18696 SH SOLE 0 18696 0 COMCAST CORP NEW CL A 20030N101 803 17159 SH SOLE 0 17159 0 CONSTELLATION BRANDS INC CL A 21036P108 3953 17162 SH SOLE 0 17162 0 CONSTELLATION ENERGY CORP COM 21037T109 882 15672 SH SOLE 0 15672 0 COSTCO WHSL CORP NEW COM 22160K105 5270 9151 SH SOLE 0 9151 0 CVS HEALTH CORP COM 126650100 4191 41409 SH SOLE 0 41409 0 DEERE & CO COM 244199105 4434 10672 SH SOLE 0 10672 0 DELTA AIR LINES INC DEL COM NEW 247361702 1531 38700 SH SOLE 0 38700 0 DIAGEO PLC SPON ADR NEW 25243Q205 8625 42458 SH SOLE 0 42458 0 DISCOVER FINL SVCS COM 254709108 1070 9714 SH SOLE 0 9714 0 DISNEY WALT CO COM 254687106 11198 81644 SH SOLE 0 81644 0 DOMINION ENERGY INC COM 25746U109 4076 47966 SH SOLE 0 47966 0 ENTERGY CORP NEW COM 29364G103 759 6500 SH SOLE 0 6500 0 ENTERPRISE PRODS PARTNERS L COM 293792107 516 20000 SH SOLE 0 20000 0 EXELON CORP COM 30161N101 2249 47223 SH SOLE 0 47223 0 EXXON MOBIL CORP COM 30231G102 6797 82301 SH SOLE 0 82301 0 FARADAY FUTRE INTLGT ELCTR I *W EXP 03/20/202 307359117 31 35000 SH SOLE 0 35000 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 683 39209 SH SOLE 0 39209 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 204 16248 SH SOLE 0 16248 0 GENERAL DYNAMICS CORP COM 369550108 6384 26468 SH SOLE 0 26468 0 GENERAL ELECTRIC CO COM NEW 369604301 289 3158 SH SOLE 0 3158 0 GENERAL MTRS CO COM 37045V100 7722 176549 SH SOLE 0 176549 0 GOLDMAN SACHS GROUP INC COM 38141G104 8077 24467 SH SOLE 0 24467 0 HCA HEALTHCARE INC COM 40412C101 5061 20192 SH SOLE 0 20192 0 HF SINCLAIR CORPORATION COM 403949100 1174 29450 SH SOLE 0 29450 0 HOME DEPOT INC COM 437076102 15536 51902 SH SOLE 0 51902 0 INTEL CORP COM 458140100 1680 33893 SH SOLE 0 33893 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 841 62000 SH SOLE 0 62000 0 INVESCO QQQ TR UNIT SER 1 46090E103 3971 10954 SH SOLE 0 10954 0 ISHARES GOLD TR ISHARES NEW 464285204 24290 659518 SH SOLE 0 659518 0 ISHARES TR CORE S&P MCP ETF 464287507 620 2309 SH SOLE 0 2309 0 ISHARES TR CORE S&P SCP ETF 464287804 1557 14436 SH SOLE 0 14436 0 ISHARES TR CORE S&P500 ETF 464287200 55499 122328 SH SOLE 0 122328 0 ISHARES TR GRWT ALLOCAT ETF 464289867 227 4200 SH SOLE 0 4200 0 ISHARES TR MSCI EMG MKT ETF 464287234 553 12250 SH SOLE 0 12250 0 ISHARES TR RUS 1000 GRW ETF 464287614 7364 26523 SH SOLE 0 26523 0 ISHARES TR RUS MID CAP ETF 464287499 800 10253 SH SOLE 0 10253 0 ISHARES TR RUSSELL 2000 ETF 464287655 458 2230 SH SOLE 0 2230 0 ISHARES TR S&P 500 GRWT ETF 464287309 4277 56000 SH SOLE 0 56000 0 ISHARES TR S&P 500 VAL ETF 464287408 12556 80630 SH SOLE 0 80630 0 ISHARES TR S&P MC 400VL ETF 464287705 274 2500 SH SOLE 0 2500 0 ISHARES TR SELECT DIVID ETF 464287168 2369 18489 SH SOLE 0 18489 0 ISHARES TR SP SMCP600VL ETF 464287879 259 2533 SH SOLE 0 2533 0 ISHARES TR U.S. ENERGY ETF 464287796 361 8825 SH SOLE 0 8825 0 ISHARES TR US HLTHCARE ETF 464287762 217 750 SH SOLE 0 750 0 JOHNSON & JOHNSON COM 478160104 16431 92709 SH SOLE 0 92709 0 JPMORGAN CHASE & CO COM 46625H100 19309 141645 SH SOLE 0 141645 0 KINDER MORGAN INC DEL COM 49456B101 2830 149650 SH SOLE 0 149650 0 KINDER MORGAN INC DEL COM 49456B101 50 44000 SH Call SOLE 0 44000 0 L3HARRIS TECHNOLOGIES INC COM 502431109 11308 45510 SH SOLE 0 45510 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 487 17443 SH SOLE 0 17443 0 LILLY ELI & CO COM 532457108 246 858 SH SOLE 0 858 0 LOCKHEED MARTIN CORP COM 539830109 7541 17084 SH SOLE 0 17084 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1674 34124 SH SOLE 0 34124 0 MERCK & CO INC COM 58933Y105 5217 63585 SH SOLE 0 63585 0 META PLATFORMS INC CL A 30303M102 12688 57062 SH SOLE 0 57062 0 MICRON TECHNOLOGY INC COM 595112103 1148 14737 SH SOLE 0 14737 0 MICROSOFT CORP COM 594918104 50737 164564 SH SOLE 0 164564 0 MOLSON COORS BEVERAGE CO CL B 60871R209 240 4500 SH SOLE 0 4500 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 11836 131054 SH SOLE 0 131054 0 NEXTERA ENERGY INC COM 65339F101 10337 122029 SH SOLE 0 122029 0 NIKE INC CL B 654106103 5405 40170 SH SOLE 0 40170 0 NORTHROP GRUMMAN CORP COM 666807102 9436 21099 SH SOLE 0 21099 0 NOV INC COM 62955J103 6030 307495 SH SOLE 0 307495 0 NOVARTIS AG SPONSORED ADR 66987V109 4775 54413 SH SOLE 0 54413 0 NUVEEN CORPORATE INCOME 2023 COM 67079F101 271 28696 SH SOLE 0 28696 0 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 603 51792 SH SOLE 0 51792 0 NUVEEN MUN VALUE FD INC COM 670928100 209 21800 SH SOLE 0 21800 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 163 11131 SH SOLE 0 11131 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 420 31362 SH SOLE 0 31362 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 1127 92875 SH SOLE 0 92875 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 205 15205 SH SOLE 0 15205 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 127 13275 SH SOLE 0 13275 0 NVIDIA CORPORATION COM 67066G104 17086 62617 SH SOLE 0 62617 0 OAKTREE ACQUISITION CORP II UNIT 09/15/2027 G6715X129 242 24000 SH SOLE 0 24000 0 ORACLE CORP COM 68389X105 646 7813 SH SOLE 0 7813 0 PAYPAL HLDGS INC COM 70450Y103 946 8178 SH SOLE 0 8178 0 PEPSICO INC COM 713448108 9465 56549 SH SOLE 0 56549 0 PFIZER INC COM 717081103 10113 195351 SH SOLE 0 195351 0 PHILIP MORRIS INTL INC COM 718172109 1778 18925 SH SOLE 0 18925 0 PIONEER MUNICIPAL HIGH INCOM COM 723762100 543 55277 SH SOLE 0 55277 0 PROCTER AND GAMBLE CO COM 742718109 14887 97429 SH SOLE 0 97429 0 PROSHARES TR PSHS ULTRA O&G 74347G705 318 2249 SH SOLE 0 2249 0 PROSHARES TR II ULTRASHRT EURO 74347W882 31 350200 SH Call SOLE 0 350200 0 QUALCOMM INC COM 747525103 3495 22873 SH SOLE 0 22873 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6104 61608 SH SOLE 0 61608 0 SCOTTS MIRACLE-GRO CO CL A 810186106 1101 8956 SH SOLE 0 8956 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 898 11750 SH SOLE 0 11750 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 209 5450 SH SOLE 0 5450 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3345 21049 SH SOLE 0 21049 0 SERVICENOW INC COM 81762P102 4741 8514 SH SOLE 0 8514 0 SKYWORKS SOLUTIONS INC COM 83088M102 3737 28038 SH SOLE 0 28038 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 1797 17500 SH SOLE 0 17500 0 SOUTHWEST AIRLS CO COM 844741108 6595 144004 SH SOLE 0 144004 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2792 8050 SH SOLE 0 8050 0 SPDR GOLD TR GOLD SHS 78463V107 3928 21745 SH SOLE 0 21745 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 273 605 SH SOLE 0 605 0 SPDR SER TR S&P DIVID ETF 78464A763 2238 17470 SH SOLE 0 17470 0 STARBUCKS CORP COM 855244109 3370 37049 SH SOLE 0 37049 0 STRATEGY SHS NS 7HANDL IDX 86280R506 434 18000 SH SOLE 0 18000 0 TARGET CORP COM 87612E106 13083 61647 SH SOLE 0 61647 0 TESLA INC COM 88160R101 1184 1099 SH SOLE 0 1099 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1825 3089 SH SOLE 0 3089 0 TRANSOCEAN LTD REG SHS H8817H100 137 30000 SH SOLE 0 30000 0 TRANSOCEAN LTD REG SHS H8817H100 90 85000 SH Call SOLE 0 85000 0 UNILEVER PLC SPON ADR NEW 904767704 3137 68837 SH SOLE 0 68837 0 UNION PAC CORP COM 907818108 6272 22955 SH SOLE 0 22955 0 UNITEDHEALTH GROUP INC COM 91324P102 22758 44626 SH SOLE 0 44626 0 VALERO ENERGY CORP COM 91913Y100 2373 23367 SH SOLE 0 23367 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 257 3299 SH SOLE 0 3299 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 533 3218 SH SOLE 0 3218 0 VANGUARD INDEX FDS GROWTH ETF 922908736 518 1800 SH SOLE 0 1800 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 337 3105 SH SOLE 0 3105 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 423 9165 SH SOLE 0 9165 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 402 6459 SH SOLE 0 6459 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 203 2354 SH SOLE 0 2354 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 209 1011 SH SOLE 0 1011 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 545 2802 SH SOLE 0 2802 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 244 1256 SH SOLE 0 1256 0 VERIZON COMMUNICATIONS INC COM 92343V104 10502 206158 SH SOLE 0 206158 0 VISA INC COM CL A 92826C839 9226 41604 SH SOLE 0 41604 0 VULCAN MATLS CO COM 929160109 26967 146797 SH SOLE 0 146797 0 WALMART INC COM 931142103 684 4596 SH SOLE 0 4596 0 WELLS FARGO CO NEW COM 949746101 1352 27893 SH SOLE 0 27893 0 WESTERN ASSET INTER MUNI FD COM 958435109 185 21497 SH SOLE 0 21497 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 294 507828 SH SOLE 0 507828 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 680 10887 SH SOLE 0 10887 0