0001085146-20-002647.txt : 20201026
0001085146-20-002647.hdr.sgml : 20201026
20201026095954
ACCESSION NUMBER: 0001085146-20-002647
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201026
DATE AS OF CHANGE: 20201026
EFFECTIVENESS DATE: 20201026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Narwhal Capital Management
CENTRAL INDEX KEY: 0001461287
IRS NUMBER: 202969572
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13509
FILM NUMBER: 201259392
BUSINESS ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
BUSINESS PHONE: 770-344-0172
MAIL ADDRESS:
STREET 1: 531 ROSELANE STREET
STREET 2: SUITE 420
CITY: MARIETTA
STATE: GA
ZIP: 30060
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001461287
XXXXXXXX
09-30-2020
09-30-2020
false
Narwhal Capital Management
531 ROSELANE STREET
SUITE 420
MARIETTA
GA
30060
13F HOLDINGS REPORT
028-13509
N
Andrew Hall
Chief Compliance Officer
770-344-0172
/s/ Andrew Hall
Marietta
GA
10-22-2020
0
145
620161
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
10
16000
SH
SOLE
0
16000
0
ABBOTT LABS
COM
002824100
10693
98252
SH
SOLE
0
98252
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
2771
152677
SH
SOLE
0
152677
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
7241
14765
SH
SOLE
0
14765
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
356
3225
SH
SOLE
0
3225
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
226
770
SH
SOLE
0
770
0
ALPHABET INC
CAP STK CL C
02079K107
21004
14292
SH
SOLE
0
14292
0
ALTRIA GROUP INC
COM
02209S103
1048
27119
SH
SOLE
0
27119
0
AMAZON COM INC
COM
023135106
19966
6341
SH
SOLE
0
6341
0
AMERICAN EXPRESS CO
COM
025816109
6353
63373
SH
SOLE
0
63373
0
AMGEN INC
COM
031162100
2274
8948
SH
SOLE
0
8948
0
ANTHEM INC
COM
036752103
3699
13772
SH
SOLE
0
13772
0
APPLE INC
COM
037833100
38525
332658
SH
SOLE
0
332658
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
283
1328
SH
SOLE
0
1328
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1600
5
SH
SOLE
0
5
0
BHP GROUP LTD
SPONSORED ADS
088606108
672
13000
SH
SOLE
0
13000
0
BK OF AMERICA CORP
COM
060505104
727
30180
SH
SOLE
0
30180
0
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
199
23000
SH
SOLE
0
23000
0
BLACKROCK INC
COM
09247X101
11403
20235
SH
SOLE
0
20235
0
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
206
13732
SH
SOLE
0
13732
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
7224
289093
SH
SOLE
0
289093
0
BLACKSTONE GROUP INC
COM CL A
09260D107
2384
45675
SH
SOLE
0
45675
0
BOEING CO
COM
097023105
3520
21302
SH
SOLE
0
21302
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
1480
97500
SH
SOLE
0
97500
0
CHEVRON CORP NEW
COM
166764100
2755
38269
SH
SOLE
0
38269
0
CISCO SYS INC
COM
17275R102
6981
177238
SH
SOLE
0
177238
0
CITIC CAPITAL ACQUISITION CO
COM CL A
G21513109
206
20971
SH
SOLE
0
20971
0
CITIGROUP INC
COM NEW
172967424
2384
55296
SH
SOLE
0
55296
0
COMCAST CORP NEW
CL A
20030N101
5284
114219
SH
SOLE
0
114219
0
CONSTELLATION BRANDS INC
CL A
21036P108
4162
21961
SH
SOLE
0
21961
0
CVS HEALTH CORP
COM
126650100
4084
69923
SH
SOLE
0
69923
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1058
34600
SH
SOLE
0
34600
0
DIAGEO PLC
SPON ADR NEW
25243Q205
5955
43262
SH
SOLE
0
43262
0
DISNEY WALT CO
COM DISNEY
254687106
7501
60456
SH
SOLE
0
60456
0
DOMINION ENERGY INC
COM
25746U109
3778
47870
SH
SOLE
0
47870
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
1571
15443
SH
SOLE
0
15443
0
DRAFTKINGS INC
COM CL A
26142R104
5320
90413
SH
SOLE
0
90413
0
EAST STONE ACQUISITION CORP
SHS
G2911D108
736
74688
SH
SOLE
0
74688
0
ENTERGY CORP NEW
COM
29364G103
690
7000
SH
SOLE
0
7000
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
371
23500
SH
SOLE
0
23500
0
EXELON CORP
COM
30161N101
1771
49520
SH
SOLE
0
49520
0
EXXON MOBIL CORP
COM
30231G102
2660
77493
SH
SOLE
0
77493
0
FACEBOOK INC
CL A
30303M102
8301
31694
SH
SOLE
0
31694
0
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
154
18195
SH
SOLE
0
18195
0
FUSION ACQUISITION CORP
UNIT 99/99/9999
36118H204
668
64845
SH
SOLE
0
64845
0
GENERAL DYNAMICS CORP
COM
369550108
3687
26638
SH
SOLE
0
26638
0
GENERAL ELECTRIC CO
COM
369604103
16
115000
SH
Call
SOLE
0
115000
0
GENERAL ELECTRIC CO
COM
369604103
51
8265
SH
SOLE
0
8265
0
GENERAL MLS INC
COM
370334104
814
13200
SH
SOLE
0
13200
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3947
19641
SH
SOLE
0
19641
0
HCA HEALTHCARE INC
COM
40412C101
257
2061
SH
SOLE
0
2061
0
HOLLYFRONTIER CORP
COM
436106108
394
20000
SH
SOLE
0
20000
0
HOME DEPOT INC
COM
437076102
12156
43773
SH
SOLE
0
43773
0
INTEL CORP
COM
458140100
8077
155991
SH
SOLE
0
155991
0
INVESCO EXCH TRADED FD TR II
S&P 500 REVENUE
46138G698
275
5106
SH
SOLE
0
5106
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
291
19750
SH
SOLE
0
19750
0
INVESCO EXCHANGE TRADED FD T
NASDAQ INTERNT
46137V530
298
1445
SH
SOLE
0
1445
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1912
6880
SH
SOLE
0
6880
0
ISHARES GOLD TRUST
ISHARES
464285105
17036
946949
SH
SOLE
0
946949
0
ISHARES TR
US HLTHCARE ETF
464287762
261
1150
SH
SOLE
0
1150
0
ISHARES TR
MSCI EMG MKT ETF
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606
13750
SH
SOLE
0
13750
0
ISHARES TR
S&P 500 VAL ETF
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11398
101364
SH
SOLE
0
101364
0
ISHARES TR
CORE S&P500 ETF
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41717
124134
SH
SOLE
0
124134
0
ISHARES TR
RUSSELL 2000 ETF
464287655
16
26200
SH
Put
SOLE
0
26200
0
ISHARES TR
S&P 500 GRWT ETF
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3339
14450
SH
SOLE
0
14450
0
ISHARES TR
RUS 1000 GRW ETF
464287614
4902
22603
SH
SOLE
0
22603
0
ISHARES TR
CORE S&P SCP ETF
464287804
1067
15192
SH
SOLE
0
15192
0
ISHARES TR
SELECT DIVID ETF
464287168
1704
20899
SH
SOLE
0
20899
0
ISHARES TR
RUSSELL 2000 ETF
464287655
32
216
SH
SOLE
0
216
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
203
4200
SH
SOLE
0
4200
0
JOHNSON & JOHNSON
COM
478160104
11082
74434
SH
SOLE
0
74434
0
JPMORGAN CHASE & CO
COM
46625H100
13538
140627
SH
SOLE
0
140627
0
KANSAS CITY SOUTHERN
COM NEW
485170302
8606
47591
SH
SOLE
0
47591
0
KIMBERLY CLARK CORP
COM
494368103
5085
34434
SH
SOLE
0
34434
0
KINDER MORGAN INC DEL
COM
49456B101
882
71550
SH
SOLE
0
71550
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
6423
37819
SH
SOLE
0
37819
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
626
29775
SH
SOLE
0
29775
0
LOCKHEED MARTIN CORP
COM
539830109
10205
26625
SH
SOLE
0
26625
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
803
23470
SH
SOLE
0
23470
0
MERCK & CO. INC
COM
58933Y105
5412
65244
SH
SOLE
0
65244
0
MICRON TECHNOLOGY INC
COM
595112103
1112
23684
SH
SOLE
0
23684
0
MICROSOFT CORP
COM
594918104
32797
155933
SH
SOLE
0
155933
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
8757
197459
SH
SOLE
0
197459
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
2166
46403
SH
SOLE
0
46403
0
NEXTERA ENERGY INC
COM
65339F101
7023
25303
SH
SOLE
0
25303
0
NORTHROP GRUMMAN CORP
COM
666807102
7283
23085
SH
SOLE
0
23085
0
NOVARTIS AG
SPONSORED ADR
66987V109
8316
95633
SH
SOLE
0
95633
0
NUVEEN MUN VALUE FD INC
COM
670928100
297
27900
SH
SOLE
0
27900
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
193
13171
SH
SOLE
0
13171
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
244
23275
SH
SOLE
0
23275
0
NVIDIA CORPORATION
COM
67066G104
6619
12230
SH
SOLE
0
12230
0
NXP SEMICONDUCTORS N V
COM
N6596X109
922
7390
SH
SOLE
0
7390
0
OAKTREE ACQUISITION CORP
SHS CL A
G67145105
244
20800
SH
SOLE
0
20800
0
OAKTREE ACQUISITION CORP
*W EXP 99/99/999
G67145113
108
37000
SH
SOLE
0
37000
0
OAKTREE ACQUISITION CORP II
UNIT 09/15/2027
G6715X129
298
29000
SH
SOLE
0
29000
0
OKTA INC
CL A
679295105
1130
5284
SH
SOLE
0
5284
0
OMNICOM GROUP INC
COM
681919106
213
4305
SH
SOLE
0
4305
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OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
117
49000
SH
SOLE
0
49000
0
ORACLE CORP
COM
68389X105
684
11453
SH
SOLE
0
11453
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
248
21000
SH
SOLE
0
21000
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
2016
20315
SH
SOLE
0
20315
0
PENN NATL GAMING INC
COM
707569109
454
6249
SH
SOLE
0
6249
0
PEPSICO INC
COM
713448108
8095
58408
SH
SOLE
0
58408
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
250
11000
SH
SOLE
0
11000
0
PFIZER INC
COM
717081103
5845
159263
SH
SOLE
0
159263
0
PHILIP MORRIS INTL INC
COM
718172109
1456
19418
SH
SOLE
0
19418
0
PIONEER MUN HIGH INCOME ADVA
COM
723762100
1134
103802
SH
SOLE
0
103802
0
PROCTER AND GAMBLE CO
COM
742718109
13045
93853
SH
SOLE
0
93853
0
QUALCOMM INC
COM
747525103
1907
16206
SH
SOLE
0
16206
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RAYTHEON TECHNOLOGIES CORP
COM
75513E101
4590
79769
SH
SOLE
0
79769
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SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3279
28096
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SOLE
0
28096
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SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
285
4805
SH
SOLE
0
4805
0
SERVICENOW INC
COM
81762P102
3799
7833
SH
SOLE
0
7833
0
SKYWORKS SOLUTIONS INC
COM
83088M102
4631
31831
SH
SOLE
0
31831
0
SOUTHWEST AIRLS CO
COM
844741108
1527
40719
SH
SOLE
0
40719
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
2246
8095
SH
SOLE
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8095
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SPDR GOLD TR
GOLD SHS
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5068
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SH
SOLE
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28612
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SPDR S&P 500 ETF TR
TR UNIT
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166
496
SH
SOLE
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496
0
SPDR S&P 500 ETF TR
TR UNIT
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1069
12000
SH
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SOLE
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12000
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
121
31500
SH
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SOLE
0
31500
0
SPDR SER TR
S&P DIVID ETF
78464A763
1891
20470
SH
SOLE
0
20470
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
3672
36393
SH
SOLE
0
36393
0
STARBUCKS CORP
COM
855244109
6694
77906
SH
SOLE
0
77906
0
TARGET CORP
COM
87612E106
9022
57313
SH
SOLE
0
57313
0
UNILEVER PLC
SPON ADR NEW
904767704
4446
72081
SH
SOLE
0
72081
0
UNITEDHEALTH GROUP INC
COM
91324P102
12792
41032
SH
SOLE
0
41032
0
VALERO ENERGY CORP
COM
91913Y100
1568
36196
SH
SOLE
0
36196
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
320
3858
SH
SOLE
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3858
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VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
377
4772
SH
SOLE
0
4772
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
250
1625
SH
SOLE
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1625
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
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1295
SH
SOLE
0
1295
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VANGUARD INDEX FDS
GROWTH ETF
922908736
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SH
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1800
0
VANGUARD INDEX FDS
VALUE ETF
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366
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VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
417
3218
SH
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3218
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VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
318
7345
SH
SOLE
0
7345
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
356
6796
SH
SOLE
0
6796
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
346
3611
SH
SOLE
0
3611
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
405
2800
SH
SOLE
0
2800
0
VERIZON COMMUNICATIONS INC
COM
92343V104
11414
191867
SH
SOLE
0
191867
0
VISA INC
COM CL A
92826C839
6237
31190
SH
SOLE
0
31190
0
VULCAN MATLS CO
COM
929160109
28579
210850
SH
SOLE
0
210850
0
WALMART INC
COM
931142103
1101
7870
SH
SOLE
0
7870
0
WELLS FARGO CO NEW
COM
949746101
440
18732
SH
SOLE
0
18732
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
969
999466
SH
SOLE
0
999466
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
417
50000
SH
SOLE
0
50000
0