0001085146-19-002687.txt : 20191031 0001085146-19-002687.hdr.sgml : 20191031 20191031153721 ACCESSION NUMBER: 0001085146-19-002687 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 191183510 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001461287 XXXXXXXX 09-30-2019 09-30-2019 false Narwhal Capital Management

531 ROSELANE STREET SUITE 420 MARIETTA GA 30060

13F HOLDINGS REPORT 028-13509 N Andrew Hall 770-344-0172 /s/ Andrew Hall Marietta GA 10-30-2019 0 139 497245 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 6126 73219 SH SOLE 73219 0 0 ADOBE INC COM 00724f101 3506 12690 SH SOLE 12690 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609w102 774 4627 SH SOLE 4627 0 0 ALPHABET INC CAP STK CL C 02079k107 18172 14907 SH SOLE 14907 0 0 ALTRIA GROUP INC COM 02209s103 1063 25979 SH SOLE 25979 0 0 AMAZON COM INC COM 023135106 7096 4088 SH SOLE 4088 0 0 AMERICAN EXPRESS CO COM 025816109 4381 37040 SH SOLE 37040 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 144 10069 SH SOLE 10069 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2098 37671 SH SOLE 37671 0 0 AMGEN INC COM 031162100 1149 5938 SH SOLE 5938 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 3810 40042 SH SOLE 40042 0 0 ANNALY CAP MGMT INC COM 035710409 1311 148939 SH SOLE 148939 0 0 ANTHEM INC COM 036752103 3724 15510 SH SOLE 15510 0 0 APPLE INC COM 037833100 17953 80159 SH SOLE 80159 0 0 AT&T INC COM 00206r102 2934 77525 SH SOLE 77525 0 0 BANK AMER CORP COM 060505104 605 20754 SH SOLE 20754 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1871 6 SH SOLE 6 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 300 1444 SH SOLE 1444 0 0 BHP GROUP LTD SPONSORED ADS 088606108 1432 29000 SH SOLE 29000 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 155 11360 SH SOLE 11360 0 0 BLACKROCK INC COM 09247x101 6113 13717 SH SOLE 13717 0 0 BLACKROCK INCOME TR INC COM 09247F100 79 12924 SH SOLE 12924 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249x109 262 17332 SH SOLE 17332 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257p105 6679 282271 SH SOLE 282271 0 0 BLACKROCK MUNIASSETS FD INC COM 09254j102 157 10149 SH SOLE 10149 0 0 BLACKSTONE MTG TR INC COM CL A 09257w100 517 14430 SH SOLE 14430 0 0 BOEING CO COM 097023105 9663 25397 SH SOLE 25397 0 0 CABOT MICROELECTRONICS CORP COM 12709p103 6976 49404 SH SOLE 49404 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 322 82016 SH SOLE 82016 0 0 CHEVRON CORP NEW COM 166764100 3131 26403 SH SOLE 26403 0 0 CISCO SYS INC COM 17275r102 6979 141245 SH SOLE 141245 0 0 CITIGROUP INC COM NEW 172967424 8035 116317 SH SOLE 116317 0 0 COMCAST CORP NEW CL A 20030n101 7490 166159 SH SOLE 166159 0 0 CONSTELLATION BRANDS INC CL A 21036P108 623 3004 SH SOLE 3004 0 0 CVS HEALTH CORP COM 126650100 3240 51372 SH SOLE 51372 0 0 DIAGEO P L C SPON ADR NEW 25243q205 5857 35820 SH SOLE 35820 0 0 DISCOVER FINL SVCS COM 254709108 357 4398 SH SOLE 4398 0 0 DISNEY WALT CO COM DISNEY 254687106 7256 55677 SH SOLE 55677 0 0 DOMINION ENERGY INC COM 25746u109 4066 50168 SH SOLE 50168 0 0 ENTERGY CORP NEW COM 29364g103 822 7000 SH SOLE 7000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2387 83535 SH SOLE 83535 0 0 EXELON CORP COM 30161n101 3129 64760 SH SOLE 64760 0 0 EXXON MOBIL CORP COM 30231g102 5931 83998 SH SOLE 83998 0 0 FACEBOOK INC CL A 30303m102 2838 15938 SH SOLE 15938 0 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 209 23650 SH SOLE 23650 0 0 FORD MTR CO DEL COM 345370860 593 64700 SH SOLE 64700 0 0 GENERAL DYNAMICS CORP COM 369550108 5615 30727 SH SOLE 30727 0 0 GENERAL ELECTRIC CO COM 369604103 377 42142 SH SOLE 42142 0 0 GENERAL ELECTRIC CO COM 369604103 59 156500 SH Call SOLE 156500 0 0 GENERAL MLS INC COM 370334104 857 15550 SH SOLE 15550 0 0 GENERAL MTRS CO COM 37045v100 1287 34350 SH SOLE 34350 0 0 GILEAD SCIENCES INC COM 375558103 256 4035 SH SOLE 4035 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 3663 17675 SH SOLE 17675 0 0 HCA HEALTHCARE INC COM 40412c101 850 7061 SH SOLE 7061 0 0 HOME DEPOT INC COM 437076102 5448 23483 SH SOLE 23483 0 0 INTEL CORP COM 458140100 8752 169848 SH SOLE 169848 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1213 8339 SH SOLE 8339 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1402 7423 SH SOLE 7423 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1282 16470 SH SOLE 16470 0 0 ISHARES TR CORE S&P500 ETF 464287200 44051 147565 SH SOLE 147565 0 0 ISHARES TR IBOXX INV CP ETF 464287242 250 1961 SH SOLE 1961 0 0 ISHARES TR INTL SEL DIV ETF 464288448 322 10465 SH SOLE 10465 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1370 33519 SH SOLE 33519 0 0 ISHARES TR MSCI INDIA ETF 46429B598 253 7544 SH SOLE 7544 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3917 24538 SH SOLE 24538 0 0 ISHARES TR RUS MID CAP ETF 464287499 397 7103 SH SOLE 7103 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 233 1540 SH SOLE 1540 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 7388 41035 SH SOLE 41035 0 0 ISHARES TR S&P 500 VAL ETF 464287408 13391 112396 SH SOLE 112396 0 0 ISHARES TR S&P MC 400VL ETF 464287705 204 1276 SH SOLE 1276 0 0 ISHARES TR SELECT DIVID ETF 464287168 2265 22219 SH SOLE 22219 0 0 ISHARES TR US HLTHCARE ETF 464287762 217 1150 SH SOLE 1150 0 0 JOHNSON & JOHNSON COM 478160104 7289 56336 SH SOLE 56336 0 0 JOHNSON CTLS INTL PLC SHS g51502105 1232 28075 SH SOLE 28075 0 0 JPMORGAN CHASE & CO COM 46625h100 11399 96852 SH SOLE 96852 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 4510 33907 SH SOLE 33907 0 0 KINDER MORGAN INC DEL COM 49456b101 1903 92356 SH SOLE 92356 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 1922 9210 SH SOLE 9210 0 0 LOCKHEED MARTIN CORP COM 539830109 7339 18815 SH SOLE 18815 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1866 28150 SH SOLE 28150 0 0 MARKEL CORP COM 570535104 325 275 SH SOLE 275 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2617 45185 SH SOLE 45185 0 0 MERCK & CO INC COM 58933y105 5162 61325 SH SOLE 61325 0 0 METLIFE INC COM 59156r108 954 20238 SH SOLE 20238 0 0 MICRON TECHNOLOGY INC COM 595112103 1291 30122 SH SOLE 30122 0 0 MICROSOFT CORP COM 594918104 18443 132651 SH SOLE 132651 0 0 MID AMER APT CMNTYS INC COM 59522J103 286 2200 SH SOLE 2200 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341d102 3565 76250 SH SOLE 76250 0 0 NEXTERA ENERGY INC COM 65339f101 1993 8554 SH SOLE 8554 0 0 NORTHROP GRUMMAN CORP COM 666807102 8911 23777 SH SOLE 23777 0 0 NOVARTIS A G SPONSORED ADR 66987v109 6135 70602 SH SOLE 70602 0 0 NUVEEN MUN VALUE FD INC COM 670928100 544 51775 SH SOLE 51775 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070x101 725 44697 SH SOLE 44697 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061t101 263 25290 SH SOLE 25290 0 0 NVIDIA CORP COM 67066G104 595 3416 SH SOLE 3416 0 0 NXP SEMICONDUCTORS N V COM n6596x109 1018 9330 SH SOLE 9330 0 0 OMNICOM GROUP INC COM 681919106 337 4305 SH SOLE 4305 0 0 ORACLE CORP COM 68389x105 1388 25227 SH SOLE 25227 0 0 PEPSICO INC COM 713448108 5643 41157 SH SOLE 41157 0 0 PFIZER INC COM 717081103 6587 183333 SH SOLE 183333 0 0 PHILIP MORRIS INTL INC COM 718172109 1415 18640 SH SOLE 18640 0 0 PROCTER & GAMBLE CO COM 742718109 9537 76676 SH SOLE 76676 0 0 QUALCOMM INC COM 747525103 1660 21768 SH SOLE 21768 0 0 RAYTHEON CO COM NEW 755111507 7340 37413 SH SOLE 37413 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 874 171348 SH SOLE 171348 0 0 SELECT SECTOR SPDR TR ENERGY 81369y506 854 14424 SH SOLE 14424 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 592 9148 SH SOLE 9148 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 2105 26139 SH SOLE 26139 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 2433 30698 SH SOLE 30698 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 2508 9317 SH SOLE 9317 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 268 6879 SH SOLE 6879 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 181 609 SH SOLE 609 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 382 96000 SH Put SOLE 96000 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464a763 2117 20633 SH SOLE 20633 0 0 STARBUCKS CORP COM 855244109 4358 49291 SH SOLE 49291 0 0 TARGET CORP COM 87612E106 4054 37924 SH SOLE 37924 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 64 10375 SH SOLE 10375 0 0 UNILEVER PLC SPON ADR NEW 904767704 5579 92822 SH SOLE 92822 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2282 16714 SH SOLE 16714 0 0 UNITEDHEALTH GROUP INC COM 91324p102 8577 39465 SH SOLE 39465 0 0 VALERO ENERGY CORP NEW COM 91913y100 3715 43581 SH SOLE 43581 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 202 2500 SH SOLE 2500 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 584 5018 SH SOLE 5018 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 299 1800 SH SOLE 1800 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 250 1489 SH SOLE 1489 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1177 12627 SH SOLE 12627 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 424 3802 SH SOLE 3802 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 901 18055 SH SOLE 18055 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1138 28266 SH SOLE 28266 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 734 13695 SH SOLE 13695 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 363 3978 SH SOLE 3978 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1445 18519 SH SOLE 18519 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 433 2965 SH SOLE 2965 0 0 VENTAS INC COM 92276f100 1691 23150 SH SOLE 23150 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 6408 106158 SH SOLE 106158 0 0 VULCAN MATLS CO COM 929160109 33048 218511 SH SOLE 218511 0 0 VULCAN MATLS CO COM 929160109 63 16000 SH Put SOLE 16000 0 0 WALMART INC COM 931142103 754 6352 SH SOLE 6352 0 0 WELLS FARGO CO NEW COM 949746101 4560 90414 SH SOLE 90414 0 0