0001085146-19-000165.txt : 20190115 0001085146-19-000165.hdr.sgml : 20190115 20190115171951 ACCESSION NUMBER: 0001085146-19-000165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 EFFECTIVENESS DATE: 20190115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Narwhal Capital Management CENTRAL INDEX KEY: 0001461287 IRS NUMBER: 202969572 STATE OF INCORPORATION: GA FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13509 FILM NUMBER: 19527691 BUSINESS ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 BUSINESS PHONE: 770-344-0172 MAIL ADDRESS: STREET 1: 531 ROSELANE STREET STREET 2: SUITE 420 CITY: MARIETTA STATE: GA ZIP: 30060 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001461287 XXXXXXXX 12-31-2018 12-31-2018 false Narwhal Capital Management
531 ROSELANE STREET SUITE 420 MARIETTA GA 30060
13F HOLDINGS REPORT 028-13509 N
Andrew Hall Chief Compliance Officer 770-344-0172 /s/ Andrew Hall Marietta GA 01-14-2019 0 135 403571
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 4474 61855 SH SOLE 0 61855 0 ADOBE INC COM 00724f101 1116 4934 SH SOLE 0 4934 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609w102 1137 8297 SH SOLE 0 8297 0 ALPHABET INC CAP STK CL C 02079k107 15684 15145 SH SOLE 0 15145 0 ALTRIA GROUP INC COM 02209s103 2707 54812 SH SOLE 0 54812 0 AMAZON COM INC COM 023135106 4857 3234 SH SOLE 0 3234 0 AMERICAN EXPRESS CO COM 025816109 3139 32936 SH SOLE 0 32936 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 55 10069 SH SOLE 0 10069 0 AMERICAN INTL GROUP INC COM NEW 026874784 3303 83822 SH SOLE 0 83822 0 AMGEN INC COM 031162100 777 3991 SH SOLE 0 3991 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524a108 909 13815 SH SOLE 0 13815 0 ANNALY CAP MGMT INC COM 035710409 2692 274185 SH SOLE 0 274185 0 ANTHEM INC COM 036752103 4796 18260 SH SOLE 0 18260 0 APPLE INC COM 037833100 13313 84401 SH SOLE 0 84401 0 AT&T INC COM 00206r102 2685 94095 SH SOLE 0 94095 0 BAIDU INC SPON ADR REP A 056752108 864 5450 SH SOLE 0 5450 0 BANK AMER CORP *W EXP 01/16/201 060505146 691 54000 SH SOLE 0 54000 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1836 6 SH SOLE 0 6 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 311 1524 SH SOLE 0 1524 0 BHP GROUP LIMITED SPONSORED ADS 088606108 1403 29060 SH SOLE 0 29060 0 BLACKROCK CR ALLCTN INC TR COM 092508100 132 11827 SH SOLE 0 11827 0 BLACKROCK INC COM 09247x101 2509 6387 SH SOLE 0 6387 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249x109 257 17398 SH SOLE 0 17398 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257p105 4974 242525 SH SOLE 0 242525 0 BLACKROCK MUNIASSETS FD INC COM 09254j102 1260 97896 SH SOLE 0 97896 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 3542 118805 SH SOLE 0 118805 0 BLACKSTONE MTG TR INC COM CL A 09257w100 469 14705 SH SOLE 0 14705 0 BOEING CO COM 097023105 5987 18565 SH SOLE 0 18565 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 572 19720 SH SOLE 0 19720 0 CABOT MICROELECTRONICS CORP COM 12709p103 4255 44620 SH SOLE 0 44620 0 CEMEX SAB DE CV SPON ADR NEW 151290889 809 167826 SH SOLE 0 167826 0 CHEVRON CORP NEW COM 166764100 2964 27248 SH SOLE 0 27248 0 CISCO SYS INC COM 17275r102 6798 156884 SH SOLE 0 156884 0 CITIGROUP INC COM NEW 172967424 7063 135661 SH SOLE 0 135661 0 COMCAST CORP NEW CL A 20030n101 5825 171080 SH SOLE 0 171080 0 COUSINS PPTYS INC COM 222795106 1862 235710 SH SOLE 0 235710 0 CVS HEALTH CORP COM 126650100 2978 45445 SH SOLE 0 45445 0 DIAGEO P L C SPON ADR NEW 25243q205 5224 36840 SH SOLE 0 36840 0 DISCOVER FINL SVCS COM 254709108 1018 17259 SH SOLE 0 17259 0 DISNEY WALT CO COM DISNEY 254687106 5379 49058 SH SOLE 0 49058 0 DOMINION ENERGY INC COM 25746u109 3313 46355 SH SOLE 0 46355 0 ENTERGY CORP NEW COM 29364g103 689 8000 SH SOLE 0 8000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2176 88480 SH SOLE 0 88480 0 EXELON CORP COM 30161n101 3067 67995 SH SOLE 0 67995 0 EXXON MOBIL CORP COM 30231g102 5425 79553 SH SOLE 0 79553 0 FACEBOOK INC CL A 30303m102 2010 15333 SH SOLE 0 15333 0 FORD MTR CO DEL COM PAR $0.01 345370860 1009 131925 SH SOLE 0 131925 0 GENERAL DYNAMICS CORP COM 369550108 5685 36160 SH SOLE 0 36160 0 GENERAL ELECTRIC CO COM 369604103 1155 152639 SH SOLE 0 152639 0 GENERAL ELECTRIC CO COM 369604103 62 126500 SH Call SOLE 0 126500 0 GENERAL MLS INC COM 370334104 606 15550 SH SOLE 0 15550 0 GENERAL MTRS CO COM 37045v100 1497 44755 SH SOLE 0 44755 0 GILEAD SCIENCES INC COM 375558103 2638 42175 SH SOLE 0 42175 0 GOLDMAN SACHS GROUP INC COM 38141g104 3910 23406 SH SOLE 0 23406 0 GRAPHIC PACKAGING HLDG CO COM 388689101 872 81920 SH SOLE 0 81920 0 HCA HEALTHCARE INC COM 40412c101 864 6940 SH SOLE 0 6940 0 HOME DEPOT INC COM 437076102 3917 22797 SH SOLE 0 22797 0 INTEL CORP COM 458140100 6668 142090 SH SOLE 0 142090 0 INTERNATIONAL BUSINESS MACHS COM 459200101 314 2761 SH SOLE 0 2761 0 INVESCO QQQ TR UNIT SER 1 46090E103 1028 6663 SH SOLE 0 6663 0 ISHARES GOLD TRUST ISHARES 464285105 9065 737604 SH SOLE 0 737604 0 ISHARES SILVER TRUST ISHARES 46428q109 541 37250 SH SOLE 0 37250 0 ISHARES TR CORE S&P SCP ETF 464287804 1176 16958 SH SOLE 0 16958 0 ISHARES TR CORE S&P500 ETF 464287200 22345 88807 SH SOLE 0 88807 0 ISHARES TR EAFE VALUE ETF 464288877 608 13456 SH SOLE 0 13456 0 ISHARES TR INTL SEL DIV ETF 464288448 366 12739 SH SOLE 0 12739 0 ISHARES TR MSCI EMG MKT ETF 464287234 642 16424 SH SOLE 0 16424 0 ISHARES TR MSCI INDIA ETF 46429B598 320 9585 SH SOLE 0 9585 0 ISHARES TR RUS 1000 GRW ETF 464287614 2466 18838 SH SOLE 0 18838 0 ISHARES TR RUS MID CAP ETF 464287499 265 5701 SH SOLE 0 5701 0 ISHARES TR S&P 500 VAL ETF 464287408 5017 49605 SH SOLE 0 49605 0 ISHARES TR SELECT DIVID ETF 464287168 1667 18669 SH SOLE 0 18669 0 ISHARES TR US HLTHCARE ETF 464287762 208 1150 SH SOLE 0 1150 0 JOHNSON & JOHNSON COM 478160104 5145 39871 SH SOLE 0 39871 0 JOHNSON CTLS INTL PLC SHS g51502105 1655 55815 SH SOLE 0 55815 0 JPMORGAN CHASE & CO COM 46625h100 9546 97784 SH SOLE 0 97784 0 KANSAS CITY SOUTHERN COM NEW 485170302 2488 26062 SH SOLE 0 26062 0 KINDER MORGAN INC DEL COM 49456b101 2199 143002 SH SOLE 0 143002 0 LAS VEGAS SANDS CORP COM 517834107 585 11230 SH SOLE 0 11230 0 LOCKHEED MARTIN CORP COM 539830109 3473 13264 SH SOLE 0 13264 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1675 29350 SH SOLE 0 29350 0 MARKEL CORP COM 570535104 1142 1100 SH SOLE 0 1100 0 MAXIM INTEGRATED PRODS INC COM 57772K101 2009 39505 SH SOLE 0 39505 0 MERCK & CO INC COM 58933y105 5200 68048 SH SOLE 0 68048 0 METLIFE INC COM 59156r108 1275 31050 SH SOLE 0 31050 0 MICROSOFT CORP COM 594918104 13375 131687 SH SOLE 0 131687 0 MID AMER APT CMNTYS INC COM 59522J103 456 4770 SH SOLE 0 4770 0 MOLSON COORS BREWING CO CL B 60871r209 2693 47954 SH SOLE 0 47954 0 NEXPOINT RESIDENTIAL TR INC COM 65341d102 2985 85150 SH SOLE 0 85150 0 NEXTERA ENERGY INC COM 65339f101 1195 6873 SH SOLE 0 6873 0 NORTHROP GRUMMAN CORP COM 666807102 5233 21366 SH SOLE 0 21366 0 NOVARTIS A G SPONSORED ADR 66987v109 6257 72917 SH SOLE 0 72917 0 NUVEEN MUN VALUE FD INC COM 670928100 572 61655 SH SOLE 0 61655 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070x101 620 46221 SH SOLE 0 46221 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061t101 249 25904 SH SOLE 0 25904 0 NVIDIA CORP COM 67066G104 437 3273 SH SOLE 0 3273 0 NXP SEMICONDUCTORS N V COM n6596x109 1486 20280 SH SOLE 0 20280 0 OCCIDENTAL PETE CORP DEL COM 674599105 1734 28250 SH SOLE 0 28250 0 OMNICOM GROUP INC COM 681919106 315 4305 SH SOLE 0 4305 0 ORACLE CORP COM 68389x105 1662 36813 SH SOLE 0 36813 0 PENTAIR PLC SHS g7s00t104 221 5849 SH SOLE 0 5849 0 PEPSICO INC COM 713448108 4999 45252 SH SOLE 0 45252 0 PFIZER INC COM 717081103 8014 183597 SH SOLE 0 183597 0 PHILIP MORRIS INTL INC COM 718172109 1539 23052 SH SOLE 0 23052 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 462 23075 SH SOLE 0 23075 0 PROCTER AND GAMBLE CO COM 742718109 7171 78009 SH SOLE 0 78009 0 QUALCOMM INC COM 747525103 2718 47752 SH SOLE 0 47752 0 RAYTHEON CO COM NEW 755111507 6847 44650 SH SOLE 0 44650 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 1455 260360 SH SOLE 0 260360 0 SELECT SECTOR SPDR TR ENERGY 81369y506 501 8738 SH SOLE 0 8738 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 260 3000 SH SOLE 0 3000 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 473 8930 SH SOLE 0 8930 0 SKYWORKS SOLUTIONS INC COM 83088m102 2934 43781 SH SOLE 0 43781 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 1823 7817 SH SOLE 0 7817 0 SPDR GOLD TRUST GOLD SHS 78463v107 3248 26786 SH SOLE 0 26786 0 STARBUCKS CORP COM 855244109 3861 59956 SH SOLE 0 59956 0 TARGET CORP COM 87612E106 1896 28690 SH SOLE 0 28690 0 UNILEVER PLC SPON ADR NEW 904767704 3593 68760 SH SOLE 0 68760 0 UNITED TECHNOLOGIES CORP COM 913017109 2160 20290 SH SOLE 0 20290 0 UNITEDHEALTH GROUP INC COM 91324p102 8301 33320 SH SOLE 0 33320 0 VALERO ENERGY CORP NEW COM 91913y100 3392 45250 SH SOLE 0 45250 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 501 5018 SH SOLE 0 5018 0 VANGUARD INDEX FDS GROWTH ETF 922908736 242 1800 SH SOLE 0 1800 0 VANGUARD INDEX FDS MID CAP ETF 922908629 206 1489 SH SOLE 0 1489 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 572 7666 SH SOLE 0 7666 0 VANGUARD INDEX FDS VALUE ETF 922908744 392 4007 SH SOLE 0 4007 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1358 35655 SH SOLE 0 35655 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 520 10694 SH SOLE 0 10694 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206c870 334 4025 SH SOLE 0 4025 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 361 2995 SH SOLE 0 2995 0 VENTAS INC COM 92276f100 1425 24320 SH SOLE 0 24320 0 VERIZON COMMUNICATIONS INC COM 92343v104 4917 87461 SH SOLE 0 87461 0 VULCAN MATLS CO COM 929160109 23821 241103 SH SOLE 0 241103 0 WALMART INC COM 931142103 500 5368 SH SOLE 0 5368 0 WELLS FARGO CO NEW COM 949746101 4676 101468 SH SOLE 0 101468 0